South Africa: Supreme Court of Appeal

You are here:
SAFLII >>
Databases >>
South Africa: Supreme Court of Appeal >>
2004 >>
[2004] ZASCA 49
| Noteup
| LawCite
S v Karolia (337/2003) [2004] ZASCA 49; [2004] 3 All SA 298 (SCA); 2006 (2) SACR 75 (SCA) (28 May 2004)
Download original files | Links to summary |
Last Updated: 4 September 2004
THE SUPREME COURT OF APPEAL
OF SOUTH AFRICA
CASE NO. 337/2003
In the matter between
THE STATE Accused
(Respondent in
cross-appeal)
and
E Y B KAROLIA
Respondent
(Accused in cross-appeal)
___________________________________________________________
CORAM: ZULMAN, HEHER JJA and PATEL AJA
HEARD: 3 MAY 2004
DELIVERED: 28
MAY
2004
___________________________________________________________
Appeal
against sentence by the state in terms of s 316 B of the Criminal Procedure Act,
51 of 1977, (the Act) tests for a special
entry by an accused in terms of s 317
of the Act; compulsory sentences prescribed by s 51 of the Criminal Law
Amendment Act, 105
of 1977 and the existence of ‘substantial and
compelling circumstances’. A sentence of correctional supervision in terms
of s 276(1)(i) of the Act and the payment of R250 000,00 set aside and
replaced by a suspended sentence of imprisonment and
a payment of
R250 000,00
JUDGMENT
___________________________________________________________
ZULMAN JA
A. INTRODUCTION
[1] This appeal with the leave of the court
a quo concerns:
1.1 An appeal by the accused (the State) in terms of s 316 B of the Criminal Procedure Act, 51 of 1977 (the Act) against a sentence imposed on the respondent (the accused).
1.2 A cross appeal by the accused against his conviction.
1.3 A special entry of an alleged irregularity in terms of s 317 of the Act.
[2] The accused was charged with and convicted in the High Court (Witwatersrand Local Division) on 6 November 2001 of the following crimes:
2.1 Attempted murder, it being alleged that he unlawfully and intentionally attempted to kill Hermanus Johannes Lotz (Lotz) (the accused having with him at the time a firearm used in the commission of the offence).
2.2 Murder, (not premeditated or planned) it being alleged that he unlawfully and intentionally killed Ntsoeke David Mofokeng (the deceased); and
2.3 Assault with intent to do grievous bodily harm, it being alleged that he unlawfully assaulted Lotz by hitting him with a firearm on his face and head with intention of causing him grievous bodily harm (but where it could not be found that the accused intended to use the firearm as such in the commission of the offence).
[3] It will be convenient to first consider the
cross appeal on the merits of the conviction together with the question of the
special
entry and then to consider the appeal against sentence.
B. THE
CROSS APPEAL AND THE SPECIAL ENTRY
[4] The accused pleaded not guilty to
all three charges. His plea was based on a defence of self defence in that the
deceased and
Lotz had attacked him at his home early on the morning of the
alleged offences.
[5] The following facts are not in dispute:
5.1 On 14 April 1998 the accused bought a 333i BMW vehicle from the accused for a purchase price of R65 000,00.
5.2 The price was to be paid by way of a trade in of another BMW vehicle to the value of R35 000,00, payment of R10 000,00 in cash and the balance by the end of April 1998.
5.3 After the transaction was concluded the 333i BMW was returned to the accused and the vehicle traded in returned to the deceased.
5.4 The deceased and Lotz, without any prior warning, arrived at the accused’s home early on the morning of 22 June 1998.
5.5 Shortly after entering the accused’s home an altercation occurred between the accused and the deceased.
5.6 Two gun shots were fired by the deceased in the direction of Lotz as Lotz was in the process of leaving the home.
5.7 The accused then fired a further three shots at the deceased.
5.8 The deceased sustained several injuries including one wound in the abdomen, one in the chest, and one in the neck.
5.9 These wounds were the cause of the death of the deceased.
5.10 When he arrived the deceased had a firearm on him.
5.11 Shortly after leaving the accused’s home Lotz returned to the vicinity of the home in the presence of a Mr Khan.
5.12 Lotz was subsequently removed from the scene by the police. No firearm was found in his possession.
5.13 The deceased’s car which was parked in the street in the vicinity of the accused’s home was searched by the police. No firearm was found in it.
5.14 The deceased died in the accused’s home.
5.15 Lotz is 1,8 metres tall and weighs 80 kilograms. Both the deceased and he were about the same size. The accused was a much smaller man than both of them.
[6] In his evidence the accused stated that he initially
did not recognise the deceased. He also gave evidence to the effect that
Lotz
and the deceased were the aggressors and that he acted in self defence. There
was a conflict in the evidence as to precisely
what injuries were sustained by
Lotz after Lotz left the accused’s home.
[7] I interpose to now
consider the accused’s contentions concerning the special entry, before
returning to the cross appeal
on his conviction. In essence the accused contends
that the court a quo erred in calling further witnesses without notice to
the parties and after both the state and the defence had completed their
arguments
on the merits thus warranting a special entry of an irregularity in
terms of s 317 of the Act. It was furthermore contended that
the only inference
to be drawn from the court a quo wishing to call the witnesses was that
the court attempted to cure deficiencies in the state case. I do not agree. The
witnesses sought
to be called fell into two categories. Firstly witnesses
dealing with the injuries allegedly suffered by Lotz after the initial shooting
and secondly a witness concerning the question of the deceased’s hairstyle
at the relevant time. In this latter regard it was
contended, in effect, by the
accused that he did not recognise the deceased at the time, inter alia, because
of a change in his hairstyle.
[8] Section 186 of the Act provides
that:
‘The court may at any stage of criminal proceedings
subpoena or cause to be subpoenaed any person as a witness at such proceeding
and the court shall so subpoena
a witness or so cause a witness to be
subpoenaed, if the evidence of such witness appears to the court
essential to a just decision of the case.’ (the emphasis is
mine).
[9] The section makes it plain that the court a quo was
entitled to at any stage of the proceedings which would include a stage
even after both the state and the defence had completed their arguments, to
cause
witnesses to be subpoenaed. (S v Gerbers 1997 (2) SACR 601 (SCA)).
There is no requirement that the court give any notice to the parties before
deciding to so act. The court has a wide discretion
in the matter (see for
example Rex Hepworth 1928 AD 265 at 277 and R v Gani 1958 (1) SA
102 (AD)).
[10] In my view the court a quo was perfectly justified in
calling the witnesses in question so as to clarify uncertainties regarding the
injuries allegedly sustained
by Lotz which remained unclear after the state and
the defence had closed their respective cases. Secondly the evidence of the
deceased’s
widow, who was one such witness, was also aimed at clarifying
the contention advanced by the accused that he did not initially recognise
the
deceased. Counsel for the accused wisely did not in argument before this court
seek to challenge the correctness of the recalling
of the last mentioned
witness. The court very properly attempted to discover the truth in order to do
substantial justice between
the accused and the prosecution so as to arrive at
‘a just decision of the case’. I accordingly do not believe that in
the circumstances the calling of the further witnesses or the recalling of the
deceased’s widow amounted to an irregularity
or that there was any failure
of justice in this regard or that the court a quo erred in the exercise
of its discretion.
[11] I now return to a consideration of the
accused’s defence and his evidence that the deceased and Lotz had attacked
him by
pointing firearms at him and that he had acted in legitimate self
defence.
[12] It is of fundamental importance to a proper evaluation of the
accused’s defence to have regard to the evidence of Lotz
who was the main
witness for the state even although he was not an eye witness to the events
inside the accused’s home after
he left it and when the deceased was shot
by the accused. Furthermore the uncontradicted evidence of Dr Rowe who conducted
a post
mortem on the deceased’s body and Superintendent Van der Nest
called by the state as also the evidence of the other witnesses
called is vital
in establishing what happened inside the house after Lotz had left it. All of
this evidence is to be weighed against
the evidence of the accused, due regard
being had to the onus which rested on the state in order to establish whether
his defence
of self defence was not reasonably possibly true. I believe that the
court a quo competently and correctly went about this task.
[13] Essentially Lotz’s evidence was to the following effect:
13.1 He and the deceased arrived at the accused’s home on the morning in question. They pushed the front door bell and knocked. The deceased proceeded to the back door as there was no response at the front door. (A witness, Ms Hlasa, an employee of the accused, confirmed that the front door bell was not working on that day). Thereafter the accused opened the front door and security gate to let the deceased and Lotz in. (This would explain why it was possible for Lotz to later run out the front door and security gate. This evidence contradicted what the accused said in this regard.)
13.2 His role was that of a ‘mediator’ in the discussion regarding R10 000,00 which the deceased contended he was entitled to receive from the accused. In my view it is perhaps unrealistic to describe Lotz as a simple impartial mediator. His occupation was that of a food technologist who attended a business course on conflict resolution. In my view he was really there to assist the deceased, who lived near him, to recover what the deceased believed the accused owed him.
13.3 Once he and the deceased were inside the house, Lotz on more than one occasion, told both the accused and the deceased to speak through him and not to each other. The accused however, appeared to be agitated with their presence and the demand for R10 000,00 and called his son to produce a file with receipts as proof that he did not owe the deceased any money. The receipts appeared to Lotz to be of a general nature, so he asked the accused to view the 333i BMW. The accused was not prepared to do this but instead pulled out a firearm and pointed it at Lotz’s face. A shot was fired by the accused at Lotz. Lotz asked the accused what he was doing as he could not believe the bullet did not strike him. When the accused did not reply Lotz ran away. A second shot rang out. It grazed the top of his head and he felt the plaster of the wall next to him falling on his head.
13.4 Once safely outside the accused’s home Lotz went to the office of the principal of a nearby school to report the matter.
13.5 When Lotz saw a police vehicle moving in the direction of the accused’s home he decided that it was safe to return.
13.6 Whilst on his way back to the accused’s home in the company of
Khan, the accused and a number of other people in the street.
He was then
assaulted by the accused. Khan had to intervene between the accused and Lotz. It
seems clear from this that the accused
was still angry with Lotz and wanted to
give vent to his anger.
[14] It is true that there was a conflict between the
evidence of the domestic servant Hlaza and that of Lotz as to whether or not
tea
was served to Lotz before the shooting took place. The importance of this
contradiction should not be over emphasized when considering
Lotz’s
evidence as a whole. I believe that on balance the court a quo was
correct in preferring the evidence of Lotz on the matter, especially if regard
is had to the fact that Hlasa was an employee
of the accused who may well have
been under some pressure to attempt to assist him.
[15] I similarly believe
that the court a quo was correct in accepting the evidence of Lotz which
was both probable and in most respects corroborated and not contradicted by
other
evidence. The court a quo described Lotz to be a credible and
‘impressive witness’.
[16] Lotz’s evidence was
corroborated by the evidence of Superintendent Van der Nest and Dr Rowe.
The
evidence of Van der Nest was to the following effect:
16.1 If blood falls at 90° (straight down), a circular pattern will be formed.
16.2 The more acute the angle (approaching 0°) the more the shape changes and becomes eliptical in nature.
16.3 The blood stain on the wall depicted in Exhibit D appears to be as a result of an artery that was breached causing the blood to strike the wall with force. The donor of this blood was probably in a low body position; either sitting or kneeling as the pattern is ± 75 cm from the floor and not higher.
16.4 Exhibit D also shows larger and smaller blood stains which in all probability were the result of a breached artery or free surface blood which was available when an assault took place. It is, however, certain that the victim must have been under a table depicted in the exhibit in order to cause a circular pattern.
16.5 The DNA isolated from the blood found on a piece of wood shown in Exhibit D, corresponds with that of the deceased.
[17] The relevant corroborative aspects of the evidence of Dr Rowe are:
17.1 During the post mortem examination three separate gunshot wounds were found:
17.1.1 Wound number 1 : in the abdomen; which had a collar of abrasion indicating it to be an entrance wound.
17.1.2 Wound number 2 : on the left side of the chest. The wound had a collar of abrasion indicating it to be an entrance wound. Wound 3 indicating a bullet lodged beneath the skin.
17.1.3 Wounds number 5 and 6 : the left side of the neck. Wound number 5 has a collar of abrasion indicating it to be an entrance wound and wound number 6 is an exit wound below the chin on the right side.
17.2 The wound in the neck would cause a large amount of bleeding as the blood vessels are superficial in this area and if they are breached the blood would spurt out as the heart pulsates.
17.3 Each wound on its own would be fatal, however, the wound in the neck would lead to death most quickly. Once the wound in the neck is inflicted, the deceased would fall down if he was standing and not be able to do much.
17.4 The deceased was still alive when the wound through
the lung was inflicted, as there was aspiration of blood.
[18] Although no
ballistic evidence was presented I am satisfied that in the light of the above
evidence, the probable inferences
to be drawn as to what happened in the house
after Lotz ran out are the following:
18.1 The deceased was left in the large lower area of the house together with the accused.
18.2 The deceased was first assaulted in the entrance hall. That would explain the following:
18.2.1 the broken overhead light;
18.2.2 the piece of broken wood on which the DNA corresponds with that of the deceased.
18.3 The deceased was already injured as he ran from the entrance hall down the steps as depicted in Exhibit D and pushed between the glass trolley and dining room table. The circular blood stains depicted in Exhibit D confirm this.
18.4 The deceased probably collapsed in a kneeling position at point K depicted in Exhibit D. It was at this point where he was shot for the third time. The third shot was fired from behind into the left side of his neck behind the ear. This would explain the following:
18.4.1 the spurting of the blood as the large blood vessels were breached and caused the blood stain pattern against the wall and under the table;
18.4.2 the track of the wound.
[19] The accused
after testifying in his own defence, called one witness, namely Mr A K M
Sultan.
19.1 Various contradictions emerge from the accused’s evidence
regarding the vehicle transaction with the deceased which reflect
negatively on
the accused’s credibility. I however do not believe that any useful
purpose would be served in detailing them.
Of more obvious importance is a
consideration of his evidence concerning the incident at his home and in the
street outside on the
day of the alleged offences.
[20] The court a
quo rejected the accused’s version in respect of the incident at his
home as being not reasonably possibly true and highly improbable.
I believe that
it was correct in doing so, inter alia, for the following reasons:
20.1 The accused testified that when Lotz and the deceased entered through the kitchen, he could not see the deceased as he stood behind Lotz. However during cross-examination he stated that he saw the deceased’s face for the first time when Lotz approached his sons and the deceased was pointing the firearm at him. He stated that he could see the deceased’s face clearly but yet did not recognize him. Later the accused contradicted himself when he said he did not see the deceased’s face. When pressed on this point he said that he saw the deceased’s face but not clearly. I agree with the court a quo’s finding that the accused’s evidence that he initially did not recognise the deceased because of a change in hairstyle to be both improbable and untrue.
20.2 The accused testified during cross-examination that it is his habit to carry his firearm on his person. He testified that Lotz pulled out a firearm and hit him on the left ear which caused him to fall down. During cross-examination the accused explained how he fell flat on his back and how Lotz put his foot on his stomach. He stated that he was pulled and shoved and that he tried to pull Lotz’s hand free from the grip he had on his collar. Lotz denied all of this. It is highly improbable that the accused could, at this stage, not get his hands free in order to get hold of his own firearm. The accused’s attempt to explain this failure by saying he was lying on his hand, is not convincing and I believe untrue.
20.3 The accused testified that the first two shots he fired were respectively a warning shot and a shot in the direction of Lotz. This is highly improbable especially in the light of the fact that the deceased was the closest to him and an immediate threat to his life as he was allegedly pointing a firearm at the accused. There appears to be no good reason why if this was true, the deceased would not have fired a shot at the accused during this time. It is far -fetched to suggest that because the deceased’s firearm was not later tested that it could have been faulty.
20.4 During cross-examination the accused stated that the deceased never spoke to him but that Lotz demanded R50 000,00 from him. It is again highly improbable that the deceased would not speak to the accused at all especially in the light of the fact that the deceased wanted the money that he claimed was owed to him. Furthermore during cross-examination the accused stated that he only spoke to Lotz and the deceased saying they must stop hitting him. It is highly improbable that the accused would not offer to pay at least some of the money but instead involve his family and himself in a dangerous life threatening situation.
20.5 The accused testified that Lotz kicked and hit his adult sons Shaheen and Sufyan causing both of them to fall down. During cross-examination of Lotz it was, however put to Lotz that the accused did not see Lotz hitting Sufyan on his face. When the accused was cross-examined on this point he contradicted himself by saying he later established that Lotz had hit Sufyan. He states that he only saw his son’s hands moving and heard what they said. If the accused’s sons were indeed assaulted by Lotz, in the manner described by the accused it is highly unlikely that they would only have sustained the injuries depicted in Exhibits G and J. It is also highly improbable that Lotz would attack the sons and that they would both get a chance to escape his attack and run away but not return to the scene after Lotz had left to assist their father in dealing with the deceased.
20.6 Although there was no onus upon the accused I find it strange that he did not call either of his adult sons or his wife all of whom were in the house at the time to corroborate his version. It is not unfair to infer from this that they were in fact not able to corroborate what the accused said especially as to the role of his sons in the matter. This is of some importance as the stick was not brought on to the scene by the deceased or Lotz and the accused was in possession of a firearm and had no cause to resort to using a stick. The strong likelihood is that the stick was the weapon of a third person who came to the assistance of the accused.
20.7 The accused testified that after he fired two shots at Lotz, he turned and fired a third and fourth shot at the deceased who was still advancing towards him after he fired the fourth shot. Thereafter the deceased allegedly grabbed him from behind. He explained how the deceased put both his arms around the accused’s arms. During cross-examination the accused contradicted himself as to how exactly the deceased would have grabbed him by stating the deceased put his right arm under his right arm and that he does not know what the deceased did with his left arm. This seems absurd to me.
20.8 The accused testified that the deceased fell on top of him and at that stage he fired the fifth shot at the deceased while they were wrestling on the floor. During cross-examination he contradicted himself by saying that in the struggle he fired the fifth shot. The accused’s description of how, while lying on his stomach with the deceased on top of him, he fired the shot which struck the deceased from behind, beggars belief.
20.9 It is highly improbable that the deceased would only have lifted his firearm and not fired any shots at the accused during the time when the accused presented a threat to him.
20.10 The accused testified that when he ran outside a number of people were approaching his home. When he returned to his home he saw people assaulting the deceased. It was put to Lotz during cross-examination that these people were construction workers who assaulted the deceased with wooden weapons or sticks. During cross-examination the accused, however stated that only some of the people in his home were construction workers; others were people from the community. It is highly improbable that any people would come into the accused’s home to assault the deceased. Especially since the accused stated that he did not know any of the workers at the construction site and the fact that the accused said that as he ran out of the house he did not tell anyone he had been robbed but asked about a white man.
20.11 During cross-examination it was put to Lotz that it was possible that he injured his head when he bumped the light while on his way out of the accused’s house. When the accused testified he said that he did not see how the light got broken, but Lotz hit it with his head or someone else did as they ran into the house. It is highly improbable that Lotz damaged the light with his head as it is only the top part of the light that was damaged.
[21] The finding of the court a quo that Lotz
sustained injuries in the first shooting and in the course of the later assault
by the accused on him with a firearm which
the accused had with him are
completely consistent with the evidence and probabilities and cannot be
faulted.
[22] In the result therefore I do not believe that any good reason
exists to disturb the credibility findings of the court a quo concerning
Lotz and the rejection of the evidence of the accused as being untruthful,
improbable and not reasonably possibly true.
Accordingly the cross appeal of the
accused must fail.
C THE APPEAL AGAINST SENTENCE
[23] The court a quo took all three charges as one for the purpose of sentence. On 18 June 2002 the following sentence was imposed:
23.1 Five years imprisonment in terms of s 276 (1) (i) of the Act being imprisonment in terms of which the accused was to be placed under correctional supervision in the discretion of the Commissioner of Correctional Services.
23.2 One year of the aforesaid five years was suspended for five years on the following conditions:
23.2.1 That the accused is not convicted of an offence committed during the period of suspension in which violence is an element.
23.2.2 That the accused makes payment of the sum of R250 000,00 as compensation in favour of the three minor children of the deceased, which sum is to be paid in four instalments the first of R100 000,00 on or before 18 June 2002; the second of R50 000,00 on or before 18 August 2002; the third of R50 000,00 before 18 September 2002; and the fourth of R50 000,00 on or before 18 October 2002.
The payments referred were to be paid to the Master of the Supreme Court Pretoria for payment by him into the Guardians Fund pursuant to the relevant provisions of the Administration of Estates’ Act 66 of 1955 for the benefit of the children with the authority of the Master in terms of the said Act to make advances to the minor children from the monies standing to their credit in the Guardians Fund and pursuant to the needs of the children as provided for in the said Act.
[24] Immediately after the sentence was imposed the accused’s bail was withdrawn and he commenced serving his sentence. The state is unable to dispute that the accused made payment of the sum of R250 000,00 on the dates required and that withdrawals have been made against this money on behalf of the minor children of the deceased. Furthermore the accused has now served the term of imprisonment that was required of him (8 months in all). (He was released from prison in accordance with the powers vested in the Commissioner of Correctional Services in February 2003).
[25] Having correctly found the accused guilty, of murder which it found was not planned or premeditated, the accused being a first offender, the court a quo would have been obliged to impose a sentence of not less than 15 years imprisonment, that of murder, in terms of s 51(2)(a)(i) of the Criminal Law Amendment Act 105 of 1997 (the Amendment Act) read with part II of schedule 2 thereto (murder, other than murder referred to in Part I para (a) of the schedule the latter paragraph dealing with a murder which is planned or premeditated). It was not so obliged if the court was satisfied in terms of s 51(3)(a) of the Act that ‘substantial and compelling circumstances’ existed which justified ‘the imposition of a lesser sentence than the sentence prescribed in ss 51(2)(a)(i)’. Section 51(3)(a) furthermore specifically provides that if the court is satisfied that substantial and compelling circumstances exist which justify the imposition of a lesser sentence than that prescribed, ‘it shall enter those circumstance on the record of the proceedings and may thereupon impose such lesser sentence’.
[26] Similarly having correctly found the accused guilty of attempted murder with a firearm which the accused had with him at the time which was intended for use as such in the commission of the said offence, the court would have been obliged to impose a minimum sentence of not less than 5 years in respect of such offence in terms of s 51(2)(c)(i) of the Amendment Act read with part IV of schedule 2 to the said Act. Again the court a quo was not obliged to impose such minimum sentence if it was satisfied that ‘substantial and compelling circumstances’ existed which ‘justified’ the imposition of a lesser sentence than that prescribed in s 51(2)(c)(i). As was the case in the murder conviction the court was required, in terms of s 51(3)(a) to ‘enter those circumstances on the record of the proceedings’ before it was entitled to impose any lesser sentence. Section 51(6) of the Amendment Act provides that the operation of any sentence imposed in terms of s 51 ‘shall not be suspended as contemplated in s 297(4) of the Criminal Procedure ct, 1977 (Act No 51 of 1997)’.
[27] Unlike the position in regard to civil appeals to this court which are governed by rule 7 the parties in a criminal appeal or cross-appeal are not required to lodge notices of appeal stating inter alia ‘the particular respect in which the variation of the judgment or order is sought’ (Rule 7 (3)). There is no requirement that a notice be served in a criminal appeal on this court requiring the accused to set out the grounds of appeal relied upon. Accordingly it would be useful in this case to look at the grounds advanced by the state in its application for leave to appeal and in the written and oral arguments that it presented.
[28] On 24 June 2002 Mr A P de Vries the then director of Public Prosecutions, Witwatersrand Local Division, of the High Court deposed to in an affidavit in support of an application by the state for leave to appeal in terms of s 316B of the Act against the sentence imposed by the court a quo. In the affidavit he stated inter alia that:
‘The grounds upon which this application is brought are the following:
5.1 It is submitted that the sentence imposed upon the Respondent is inappropriately lenient and induces a sense of shock.
5.2 The learned Judge erred in attaching insufficient weight to the seriousness of the crimes in general and insufficient weight particularly to the following factors:
5.1.1 The ‘cruel and merciless’ attack on the deceased and the witness by the Respondent.
5.1.2 The arrogant and aggressive manner in which the Respondent acted when he was confronted by the deceased and the witness.
5.1.3 The fact that the deceased was brutally attacked after he was disarmed.
5.1.4 The fact that the assault on the deceased continued as he lay dead or dying.
5.1.5 The callous attack by the Respondent when he fired shots at the witness instilling intense fear in the witness.
5.1.6 The fact that the Respondent fired a shot at the witness while he was escaping to safety.
5.1.7 The fact that the second assault on the witness in the street was completely unprovoked and contained racial slurs, in full view of bystanders.
5.2 The learned Judge erred in attaching insufficient weight to the interests of society in general and insufficient weight to particularly the following factors:
5.2.1 The fact that the deceased’s wife was pregnant at the time of the incident.
5.2.2 The fact that the deceased’s wife has been left without companionship and support of her husband.
5.2.3 The fact that two very young children have cruelly been deprived of the love and support of their father.
5.2.4 the fact that the deceased’s youngest child will grow up not knowing her father.
5.3 The learned judge erred in over-emphasising the personal circumstances of the respondent in general.
5.4 The learned judge erred in referring to the State versus Eadie 2002(1) SACR 633 SCA in the light of the fact that the respondent did not advance a defence of temporary non-patrological [pathological] criminal incapacity.
5.5 The learned judge erred in finding that imprisonment in terms of Section 51(2) of Act 105/1997 was not an appropriate sentence despite:
5.5.1 having difficulty in finding mitigating features in the circumstances under which the crimes were committed, and
5.5.2 finding this matter to be a ‘borderline’ case.
5.6 The learned Judge erred in finding that imprisonment in terms of Section 276(1)(i) of Act 51/1977 is an appropriate sentence. It is submitted that such a sentence, under the circumstances, is inappropriate and contrary to the interests of justice.
6. I therefore respectfully request that leave to appeal against the sentence be granted to the Supreme Court of Appeal.’
[28] It is of some
significance that the state did not seek to raise the question of any
irregularity on the part of the court a quo in regard to the
appropriateness or otherwise of s 51(3)(a) either in support of its application
for leave to appeal which I have
quoted above, nor did it seek to do so in its
heads of argument or in oral argument by its counsel in support of its
appeal.
[29] Similarly the accused did not address this question in his
cross-appeal or in answer to the appeal by the state. The question
was raised
mero motu by this court. Although the question of s 51(2) of the
Amendment Act was specifically raised by counsel for the state during argument
on sentence the judgment of the court a quo does not contain a specific
entry by it, on the record of the proceedings or of its reasons for its decision
not to impose the mandatory
minimum sentences but to impose the lesser sentences
that it did. Furthermore a reading of the judgment on sentence does not reveal
that the learned judge, in express terms, directed his mind to imposing a
separate sentence on the murder and attempted murder offences
and to record the
existence of substantial and compelling circumstances in regard to each.
However, in my view a fair reading of
the judgments of the court a quo
not only in regard to sentence, but also in regard to the merits of the
conviction and the granting of leave to appeal, enables one
to infer that the
court a quo was indeed satisfied that substantial and compelling
circumstances existed in regard to the two offences justifying the imposition
of
a lesser sentence. I say this if regard is had firstly to the following passage
in the judgment on the convictions:
‘We find that the accused, in a
state of anger, lost control of himself, became outraged, and then proceeded in
the manner that
he did. The clear conclusion to which we arrived at is that he
acted in anger and rage, whether it be because of the arrival of deceased
and
Lotz so early in the morning; whether it be that the deceased had the audacity
to challenge him regarding a refund; whether it
be that he was enraged by being
called a liar. Matters then took the course they did.’ (Judgment vol 12 p
1069 lines 19 to
26).
This passage is expressly repeated by the learned judge in his
judgment on sentence in which he stated that it was a ‘significant’
finding by him. In addition he stated the following in his judgment granting
leave to appeal:
‘It is clear that in addition to other considerations,
in arriving at the sentence considerable reliance was placed by me on
the
finding in the judgment (page 83) when convicting the accused and as also
appears at page 9-10 of the sentence judgment, that
the respondent “acted
in anger and rage”.
[30] Secondly in the course of his judgment on
sentence the learned judge referred with approval to the case of S v
Eadie (2) 2001 (1) SACR 185 (C) and to the fact that in that case at pp 188J
to 189A the court was content, that if substantial and compelling circumstances
were present, a lesser sentence than the prescribed minimum would be justified.
Those circumstances were a combination of severe
emotional stress, provocation
and a measure of intoxication. Eadie dealt with what is commonly referred
to as ‘road rage’ where the offence is committed in a state of
extreme anger or
rage. The court, however, concluded that in all the
circumstances of that case it did not see its way to impose less than the
prescribed
minimum sentence of 15 years imprisonment. As correctly pointed out
by the court a quo the judgment and sentence in Eadie was
confirmed on appeal to this court (S v Eadie 2002 (1) SACR 663 (SCA)).
The court a quo distinguished Eadie’s case on the facts and
therefore, impliedly considered that there were indeed substantial and
compelling
circumstances in the case before it. The reference to Eadie
and the discussion of the proper approach to substantial and compelling
circumstances referred to in s 51(3)(a) of the Amended Act
which are dealt with
in the case, indicate to me that the learned judge a quo was alive to the
section and its consequences and considered them when imposing a lesser
sentence. It is of course trite that
’An appellate court should not
seek anxiously to discover reasons adverse to the conclusions of the trial
Judge. No judgment
can ever be perfect and all-embracing, and it does not
necessarily follow that, because something has not been mentioned, therefore
it
has not been considered.’
(per Davis AJA in R v Dhlumayo 1948 (2) SA 677 (A) at 706)
In his judgement granting leave to appeal the
learned judge a quo again referred to Eadie with approval. It is
true that he did not refer to S v Malgas 2001(2) SA 1222 (SCA) (approved
of by the Constitutional Court in S v Dodo [2001] ZACC 16; 2001 (1) SACR 594 para [11] pp
602/603 and para [40] pp 615/6) where the requirements of s 51 of the Amendment
Act relating to the imposition of minimum
sentences prescribed by the
legislation, were fully considered. In that case this court held that the
imposition of the prescribed
sentence need not amount to a shocking injustice
before a departure from it is justified. That such a sentence would be an
injustice
is enough (para [23]). The suggestion that for circumstances to
qualify as substantial and compelling they must be exceptional was
also
rejected. (paras [10], [30] and [31]). The court made it plain that the
Amendment Act prescribing the minimum sentences, which
came into force on 1 May
1998 and was operative at the time that sentence was passed in this matter, that
High Courts were no longer
free in the exercise of their discretion, to impose
sentences which they considered appropriate and that it was no longer to be
‘business
as usual’ when sentencing for the commission of specified
crimes (Malgas (supra) para [7] p 1230 A-E). Marais JA delivering the
judgment of the court put the matter as follows in para [8]:
‘First, a
court was not to be given a clean slate on which to inscribe whatever sentence
it thought fit. Instead it was required
to approach that question conscious of
the fact that the Legislature had ordained life imprisonment or the particular
prescribed
period of imprisonment as the sentence which should ordinarily
be imposed for the commission of the listed crimes in the specified
circumstances. In short, the Legislature aimed at ensuring severe,
standardised,
and consistent response from the courts to the commission of such crimes unless
there were and could be seen to be,
truly convincing reasons for a different
response. When considering sentence the emphasis was to be shifted to the
objective gravity
of the type of crime and the public’s need for effective
sanctions against it.’ Nevertheless in summarising his conclusion
on the
matter Marais JA said, inter alia, ‘All factors (other than those set out
in D above) [i.e. ‘speculative hypotheses
favourable to the offender,
undue sympathy, aversion to imprisoning first offenders, personal doubts as to
the efficiency of the
policy underlying the legislation and marginal differences
in personal circumstances or degrees of participation...’] traditionally
taken into account in sentencing (whether or not they diminish moral guilt) thus
continue to play a role; none is excluded at the
outset from consideration in
the sentencing process.’ (para [25] F p 1236 A-B). Plainly the personal
circumstances of the particular
accused are ‘traditionally taken into
account.’ It is clear that the court a quo took the personal
circumstances of the accused which it listed in detail, into account in
sentencing the accused.
[31] Finally one may reasonably conclude that the
following passage in the judgment leads one to find that the learned judge
considered
that there were substantial and compelling circumstances present
which entitled him to depart from the minimum sentences provided
for in the
Amendment Act:
‘The case of Mr Karolia is indeed a very borderline case
where it could perhaps be contended that a period of direct imprisonment
is the
only appropriate sentence, as has indeed been submitted by Ms Spies for the
State. However, bearing in mind (1) the circumstances
and particularly that the
accused acted in a state of anger and lost control of himself and became
outraged (2) that there are compelling personal considerations which are
relevant to the accused. I have reached the conclusion that this is not a
case where direct imprisonment is the only sentence that should be
imposed.’ (my emphasis)
[32] On balance, therefore, and not without
some hesitation, I am persuaded that the court a quo was indeed alive to
the fact that unless there were substantial and compelling circumstances present
it was obliged to impose the
minimum periods of imprisonment prescribed in the
Amendment Act. Again, not without some hesitation, I believe one is entitled to
infer that in its judgments on the conviction, sentence and leave to appeal it
found such substantial and compelling circumstances
to exist. Regrettably the
court a quo failed to formally record those circumstances in specific
terms. Such a failure to record at worst amounted, in my view to a mere
procedural irregularity and not a misdirection warranting interference on that
ground alone by this court. I also believe that one
is able to fairly infer that
the murder and attempted murder offences were considered separately for the
purpose of sentence by the
learned judge and that he decided, in the exercise of
his discretion, having found substantial and compelling circumstances to exist
in regard to each of them, to order all three sentences (including the sentence
relating to the offence off assault to do grievous
bodily harm) to be considered
as one.
[33] I am furthermore satisfied that the above factors constituted
substantial and compelling circumstances which entitled the court
a quo
to depart from the compulsory minimum sentence prescribed in the Amendment
Act.
[34] The matter does not end here however since even if the court a
quo was not obliged to impose the prescribed minimum sentences it is
nevertheless necessary to consider whether a sentence of correctional
supervision together with the required payment of R250 000,00 was
appropriate in the circumstances. There are undoubtedly a
number of mitigating
circumstances flowing from the personal circumstances of the accused which are
fully set out in the judgment
on sentence and which were established in a very
competent report by Dr I L Labuschagne a forensic criminologist called by the
defence
in mitigation of sentence. Amongst these factors are:
34.1 The
accused is a first offender.
34.2 He was 49 years of age at the time of his conviction.
34.3 He suffers from a heart condition requiring chronic medication.
34.4 There are no indications of any deviant or criminal behaviour such as drug or alcohol abuse or the like.
34.5 He is in regular and steady self employment.
34.6 From an early age whilst in high school the accused cared deeply for the underprivileged in his community, instigating numerous fund raising events. He is apparently still involved in many such activities and is a valuable member of society.
34.7 He is actively involved with an orphanage in Mayfair, Johannesburg and also works for a home for the aged and is actively concerned in fund raising for both Muslim Mosques and Christian Churches.
Notwithstanding all of the
aforegoing mitigating factors it is undoubtedly so that the crimes with which
the accused was found guilty
more particularly the cruel and merciless attack on
the deceased and Lotz were most serious. The accused deliberately shot the
deceased
three times at close range and fired shots at Lotz while Lotz was
escaping. These are serious aggravating features which must be
taken into
account when determining an appropriate sentence.
[35] Taking a balanced view
of all of the circumstances of this matter a sentence of correctional
supervision is startlingly inappropriate
and grossly lenient. A sentence of
imprisonment is plainly warranted. There is however a peculiar fundamental
difficulty in this
particular case.
[36] The general rule is that an appeal
court must decide the question of sentence according to the facts in existence
at the time
when the sentence was imposed and not according to new circumstances
which came into existence afterwards (R v Verster 1952 (2) SA 231 (A) at
236 A-C and R v Hobson 1953 (4) SA 464 (A) at 466A). However the general
rule is not necessarily invariable (S v Immelman 1978 (3) SA 726 (A) at
730 H, S v V 1989 (1) SA 532 (A) at 544 H – 545 C,
Thomson v S [1997] 2 All SA 127 (A) at 138 a-c and Attorney, Free
State v Ramakhosi 1999(3) SA 588 (SCA) para [8] 593 D-F). Schreiner JA put
the matter as follows in Goodrich v Botha 1954 (2) SA 540 (A) 546
A-D:
‘In general there is no doubt that this Court in deciding an
appeal decides whether the judgment appealed from is right or wrong
according to
the facts in existence at the time it was given and not according to new
circumstances which came into existence afterwards.
It was so stated in Rex v
Verster, 1952 (2) S.A. 231 (A.D.), and in R v Hobson 1953 (4) S.A.
464 (A.D.). Those cases dealt with appeals against the severity of a sentence;
it was sought, in each case unsuccessfully, to prove subsequent
happenings to
support the contention that the sentence should be reduced. But the language
used in the judgments appears to be general.
In the absence of express
provision, therefore, it is very doubtful, to put it no higher, whether this
Court could in any circumstances
admit evidence of events subsequent to the
judgment under appeal, in order to decide the appeal.
It is however,
unnecessary to exclude the possibility that in an exceptional case this Court
might be able to take cognisance of such
subsequent events, where, for example,
their existence was unquestionable or the parties consented to the evidence
being so used.
For here the foundations for any such exceptional exercise of
jurisdiction were clearly wanting. The respondents did not consent
to the use of
the second report and, if its terms were to be taken into account, it would
clearly have been necessary to provide
an opportunity for the respondents to
lead any rebutting or explanatory evidence that they might wish to. The
proceedings have already
been very lengthy and no consideration of convenience
supports their further prolongation.’
(This is also true where sentence is concerned)
In my view there
are indeed exceptional and peculiar special circumstances which occurred in this
case subsequent to the imposition
of sentence which it would be proper and just
for this court to take into account when considering an appropriate sentence.
These
circumstances are the fact that the accused has by now served the sentence
imposed upon him by a court a quo, the proceedings have been lengthy and
more importantly has paid the sum of R250 000,00 which has been distributed
to the minor
children of the deceased and is probably irrecoverable. The state
did not dispute these facts which are ‘unquestionable’
nor did it
seek to object to this court taking them into account. Indeed the state
conceded, in my view, very properly, that it would
be unduly harsh to substitute
a substantial custodial sentence at this stage, coupled in effect, with the
payment of R250 000,00.
[37] This case is plainly distinguishable on its
facts from S v Salzwedel and Others 2000(1) SA 786 (SCA) referred to by
the state. In that case a sentence of three years correctional supervision which
had been imposed
by a lower court in a racially motivated murder was set aside
on appeal and substituted with a sentence of 12 years imprisonment,
two years of
the sentence being suspended on certain conditions, namely that the accused pay
into the Guardian’s Fund a sum
of R3 000,00 for the benefit of the
minor children of the deceased. There was no question there of any amount having
been ordered
to be paid by the lower court which had been paid. The court on
appeal took into account, in suspending portion of an increased sentence,
the
fact that for at least two years the accused had suffered some punishment by
being under house arrest and by having to perform
community service without any
remuneration. The court furthermore made the sentence imposed subject to an
appropriate condition that
the accused continue to pay into the Guardian’s
Fund the instalments which the court a quo had directed to be paid for
the benefit of the minor children of the deceased. No such considerations apply
in this case. In any
event it may well be that before setting aside the payment
of R250 000,00 and requiring repayment of the amount it would be
necessary
to join not only the Master of the Supreme Court but also the guardian of the
deceased’s minor children. All of these
persons have a real and
substantial interest in the matter. None of them have been joined. A case in
which circumstances not dissimilar
to those prevailing in this case is S v
Mushonga 1975(1) SA 247 (RAD). Here the accused had already served his
sentence and been released. A magistrate had convicted the accused
of public
violence and sentenced him to 6 months imprisonment half of which was suspended
for three years. In an appeal by the Attorney
General the sentence was set aside
and a sentence of two years imprisonment imposed, because the accused had
already served three
months of his sentence and had been released, the court
suspended one year and nine months of the sentence for three years subject
to
certain conditions. This left an effective sentence of the three months
imprisonment already served. Lewis JA delivering the judgment
of the court
commented as follows in regard to the matter of the accused having served his
sentence and having been released:
‘However, if what I would regard
as the appropriate sentence in the ordinary way were substituted in the instant
case, it would
mean the respondent would have to be re-arrested, after having
served the sentence imposed on him by the magistrate and after being
at liberty
for six weeks, and brought back to goal to serve a further nine months
imprisonment with all the consequent disruption
of his life which that entails.
This Court has always been opposed to the making of any order which would result
in that situation.
While, therefore as I have said, the appropriate sentence
would have been one of two years’ imprisonment with labour with half
suspended, in the special circumstances of this case it will be necessary to
substitute a sentence with a longer period suspended
to take account of the fact
that the respondent has already served three months in gaol and has been duly
released.’
(at 249 F-H)
[38] The following remarks of Marais JA in S v
Roberts 2000 (2) SACR 522 (SCA) at 529 para [22] p 529 c-d are apposite.
(The court was there considering the question of an appropriate period of
imprisonment
where the state had appealed against a sentence imposed by a lower
court):
‘[22] In answering that question [what length of
imprisonment is appropriate] it would be callous to leave out of account the
mental anguish which the respondent must have endured pending the hearing of the
appeal. For some three months after the sentence
had been imposed by the trial
Court he was lulled into the belief that the law had taken its course and,
fortunate though he may
have considered himself to be, he was free to pick up
the scattered threads of his life. That belief was shattered when the Director
of Public Prosecutions set in motion an appeal against the sentence. He has had
to live in suspense since then. I consider that a
significant reduction of the
notional period of imprisonment that would have been appropriate at the date
when he was sentenced in
May 1998 is warranted.’
In the instant
case and as previously stated the accused was sentenced on 18 June 2002. It was
only some three months later that the
Director of Public Prosecution set in
motion an application for leave to appeal. The appeal was eventually heard by
this court in
May 2004. The accused as I have previously stated has served a
period of eight months imprisonment, has paid R250 000,00 and
has, it would
seem, resumed a normal life. Were the accused now to be re-arrested and required
to serve a lengthy prison sentence
this would to my mind be callous in the
extreme. Equally pertinent is the following statement of Rosenberg JA in the
Canadian case
of The Queen v C.N.H. (Court of Appeal for Ontario 19
December 2002 paras [53] and [54]):
‘[53] Taking all of those factors
into account (principally the personal circumstances of the respondent) it is my
view that
the objective gravity of the offence still required that the
respondent be sentenced to the penitentiary. In my view, an appropriate
sentence
would have been three years imprisonment. The one-year sentence imposed by the
trial judge was manifestly inadequate.
[54] Notwithstanding the trial judge’s error, I would
dismiss the Crown appeal. The respondent has now served the custodial
part of
his sentence and was released from prison on October 28, 2002. This court is
always hesitant to return a respondent to prison.’
I stress again that
in the case before this court there is a further complicating factor. The
accused has paid R250 000,00 which
has been distributed and is probably
irrecoverable.
[39] Having regard to all of the above circumstances justice
would best be served if a period of imprisonment were imposed which was
suspended so as to take into account the period of imprisonment already served
by the accused and to leave undisturbed the payment
by him of R250 000,00
and now distributed.
[40] In the result the following order is
made:
40.1 The appeal against sentence succeeds.
40.2 The sentence imposed by the court a quo is set aside and replaced with the following sentence:
(a) The accused is sentenced to 10 years imprisonment on the charge of murder, 4 years imprisonment on the charge of attempted murder and 1 years imprisonment on the charge of assault with intent to do grievous bodily harm.
(b) All of the aforesaid sentences are to run concurrently.
(c) All of the sentences, save for eight months thereof, are suspended for 5 years on condition that the accused is not convicted of an offence committed during the period of suspension in which violence is an element.
(d) The accused is ordered to make payment of the sum of R250 000,00 as compensation in favour of the three children of the deceased.
(e) It is recorded that the accused has already served the said period of eight months imprisonment and that he has paid the said sum of R250 000,00 as compensation in favour of the three children of the deceased.
40.3 The cross appeal is dismissed.
40.4 The appeal against the special entry made by the court a quo is dismissed.
---------------------------------------
R
H ZULMAN
JUDGE OF APPEAL
PATEL AJA ) CONCUR
HEHER JA:
[41] I have read the judgment prepared by my brother Zulman. I
agree that the appeal against the conviction must fail for the reasons
which he
sets out, although I would wish to emphasise my perception of the crime as set
out in para [43] below. I am, regretfully,
unable to find much common ground
between us in respect of the appeal against sentence.
[42] With considerable
hesitation I am prepared to agree that Shakenovsky AJ did apply his mind to the
prescriptions of s 51 of the Criminal Procedure Amendment Act 1997, and that he
found substantial and compelling circumstances to exist in relation to the
convictions for murder and attempted murder.
[43] The learned Judge
carefully extracted all facts and circumstances, personal to the accused and
related to the crimes, which could
weigh in his favour. These are referred to in
the main judgment and it is unnecessary to repeat them here. That the accused
was apparently
moved by strong anger to behave as he did was regarded by the
trial Judge as an important mitigating factor. I accept (as Lotz testified)
that
the deceased twice called him a liar during the discussion which preceded the
shooting and that he took grave offence. That
too must be factored in. Against
that there is the description which Shakenovsky AJ applied to the accused as
having ‘cruelly
and mercilessly and without justification killed the
deceased’. The only reasonable inference to be drawn from the evidence
is
that after the accused had disabled and mortally wounded the unarmed deceased by
firing two shots into his body (assisted by an
unidentified third person who
struck the deceased so hard over the head as to break a sturdy piece of wood)
and while the deceased,
helpless, crouched or lay under a table, the accused
deliberately shot him in the back of the head. That was an act of execution
rather than the impulsive reaction of a man beside himself with rage. In all the
circumstances I would have regarded a sentence of
15 years imprisonment in
respect of the conviction for murder as the appropriate sentence. As that term
is the equivalent of the
prescribed minimum sentence no question of substantial
and compelling circumstances within the context of s 51(3)(a) would have
arisen.
[44] As to the attempted murder of Lotz, the act of shooting at a
fleeing man, no threat being presented to the accused by him or
the deceased, in
such a manner as to furrow the top of his scalp, seems to me to amount to
recklessness of a high degree. Evaluating
once again all the factors for and
against the accused, I would have imposed 5 years imprisonment as the fitting
sentence. Here too,
for the same reason, an enquiry into the presence of
substantial and compelling circumstances would be superfluous.
[45] The
sentence imposed by the trial court (which included sentence for the assault
with intent on Lotz) manifests a startling and
disturbing divergence from the
sentences I have identified as appropriate to the circumstances of the case. I
agree with Zulman JA
that justice demands our intervention.
[46] The case is
complicated by what has occurred since the trial: the accused paid R250 000 into
the Guardian’s Fund for the
credit of the minor children of the deceased
in fulfilment of a condition of his sentence which suspended one year of the
five year
sentence imposed by the trial Court; he also served 8 months of the
unsuspended portion of his sentence before being released by
the Commissioner in
terms of s 276(1)(i).
[47] The period already served can be accommodated by
including an appropriate caveat in the order. The payment provides more
difficulty.
Since some (and perhaps, by now, all) of the funds have been
released for the benefit of the deceased’s children, at least
a part of
the accused’s performance is irreversible. The question is whether we are
entitled to take that into account at this
stage for the purpose of reassessing
the sentence.
[48] In R v Verster 1952 (2) SA 231 (A) at 236A-C the
Court held that
‘’n Uitspraak is reg of verkeerd volgens die
feite wat ten tyde van die uitspraak bestaan, nie volgens nuwe omstandighede
wat
later ontstaan nie. Indien sulke latere omstandighede ‘n vonnis wat in
‘n strafsaak opgelê is, onuitvoerbaar
maak, of die uitvoering
daarvan onwenslik maak, is dit ‘n saak vir voorlegging aan, en oorweging
deur, die uitvoerende gesag
van die Staat-die Gevangenisraad, of die Minister
van Justisie, of die Goewerneur-generaal; en ‘n appèl is nie die
gepaste
manier om hierin ‘n remedie te soek nie.’
The Court
accordingly refused to take account of a delay in the hearing of an appeal as a
reason for amending the sentence imposed
at the trial.
[49] The principle enunciated in Verster’s case has been
consistently followed in this Court: see R v Hobson 1953 4 SA 464 (A)
S v Revill 1974 (1) SA 743 (A); S v Sterrenberg 1980 (2) SA 888
(A); Thomson v S [1997] 2 All SA 127 (SCA). In Attorney-General, Free
State v Ramokhosi 1999 (3) SA 588 (SCA) the Court reaffirmed the principle
‘as a general rule’. Holding that the point argued did not bear on
the correctness
of the judgment in the court a quo it treated the appeal
before it as a ‘special case’ and held that intervening
circumstances including a considerable delay
in the hearing of the appeal,
entitled it to consider facts that had arisen since the release of the
respondent on bail for the purpose
of deciding whether the appeal would have any
‘practical effect or result’.
[50] In S v Drummond 1979
(1) SA 564 (RAD) the Court held, in relation to an appeal against sentence that
it was not precluded from considering material evidence of what
had transpired
since the sentence was passed. The Court said (at 569D-G):
‘An appeal
Court for obvious reasons is most reluctant in deciding on sentence to take into
account facts that have only come
into existence since the conclusion of the
trial. Generally speaking, it is for the executive in the exercise of the
prerogative
of mercy to give effect to any such facts. The rule, however, is not
inflexible. See S v Watungwa 1976 (2) RLR 158 and S v Seedat 1977
(2) SA 686 (RA); 1977 (1) RLR 102. This Court will in exceptional circumstances
take into account facts which have arisen since the trial. The
fact that an
appeal Court is at large on the question of sentence for other reasons is not in
itself to be regarded as an exceptional
circumstance justifying the departure
from the general rule. But the fact that it is at large and must in any event
reconsider the
question of sentence will make it more receptive of an argument
that, in reconsidering sentence, facts which have come into existence
since the
trial should also be taken into account. Since this is the position of this
Court in this appeal, the matters which have
arisen since the trial should in my
view be regarded as constituting “exceptional circumstances” as
envisaged in the
cases mentioned above. There is no compelling reason in the
particular circumstances of this case why this Court should pass responsibility
for the ultimate decision to the executive.’
[51] The Rhodesian
approach undoubtedly provides a degree of flexibility necessary in exceptional
cases to ensure that justice is
done. The present case is in my view
exceptional. More particularly, the weight to be attached to the payment is not
a matter which
can properly be left to the executive. It is also required of
this Court to determine whether the payment is a matter bearing on
the existence
of substantial and compelling circumstances which may in consequence justify a
departure from the prescribed minimum
sentence. That too is beyond the
competence of the executive. The possibility of neither of these distinguishing
features can have
been present to the minds of the members of the Court which
decided Verster’s case. We are at large as to the reassessment of
sentence and justice requires that the said features be weighed in doing
so.
[52] The first question then is the weight which should accorded to the
payment. The learned Judge a quo matched R250 000,00 with the suspension
of one year of imprisonment. I think that was insufficient and that three years
would be more
appropriate. That conclusion has the result that the sentence of
15 years which I would otherwise have regard as proper must be reduced
in order
to take account of the payment.
[53] That however can only be done if this
Court is entitled to treat the payment as a substantial and compelling
circumstance ie
one which renders the ultimate cumulative impact of the
mitigating factors such as to justify a departure from the prescribed minimum
sentence: S v Malgas 2001 (1) SACR 469 (SCA) at 477g.
[54] I have no
doubt that it has precisely that effect. The result is that the minimum sentence
legislation is not applicable to the
sentence which I shall propose for the
murder. I should add that I also consider it fair to the accused to allow him a
reduction
for the inconvenience, aggravation, disruption and anxiety caused by
the necessity of being returned to prison so long after he had
been released in
the Commissioner’s discretion.
[55] Taking the aforementioned factors
into account I consider that the sentence appropriate to the finding of
substantial and compelling
circumstances is 10 years imprisonment in respect of
the murder count.
[56] Of course, the circumstances such as those in point
here cannot again be regarded as substantial and compelling when an accused
person convicted of several crimes has once received the benefit of them. There
being no other such circumstances available to be
taken into account in respect
of the conviction for attempted murder, the minimum sentence of 5 years
imprisonment must stand.
[57] The assault with intent to commit grievous
bodily harm consisted of a vicious blow to the face of a defenceless man, close
enough
to the eye to be dangerous, with a firearm, causing a wound which bled
freely. That assault took place at a time when such anger
as may earlier have
influenced the accused must largely have abated. In my view the proper sentence
would be 6 months imprisonment.
[58] Zulman JA finds that, in the
circumstances of this case, an order having the effect of returning the accused
to prison would
be callous. I cannot agree. No doubt such an order is made with
reluctance and only with due regard to the proper demands of justice.
When the
crime is of such a, relatively-speaking, non-serious nature that such additional
imprisonment as is imposed may be suspended
without evoking a feeling of
disquiet, the accused should receive the benefit of what is, in effect, a valid
alternative sentence.
However, the present case does not fall into that
category. The sentence imposed by the trial court took no proper account of the
law and I do not regard it as in the public interest (which is that sentences
properly imposed should be served out according to
law) that the accused should
be allowed to snatch at the bargain which the mistake of the trial court offered
him. Even the portion
of the sentence which he did serve was founded on the
misapprehension of that court that the minimum sentence legislation did not
apply to him. There is a substantial discrepancy between the sentence imposed by
the trial court and that which I consider appropriate.
The increased sentence
serves a valid penal purpose and ought therefore to be given proper
effect.
[59] No particular circumstances which bear upon or derive from the
delay between the passing of the original sentence and the hearing
of this
appeal have been drawn to our attention. The delay has been purely systemic and
certainly not undue. The State had every
right to appeal against the sentence.
It did so timeously. (Although the State’s application was only heard in
September 2002,
its notice had been prepared and served within two weeks of the
judgment.) It too is entitled to fair treatment.
[60] I would order that the
three sentences run concurrently. (Only the good fortune that Lotz suffered no
serious injury persuades
me that the accused should receive this indulgence in
relation to count 2.) In my view this Court should make the following
order:
1. The appeal of the State against sentence is upheld.
2. The sentence imposed by the trial Court is set aside and replaced by the following sentences:
Count 1 (Attempted murder) – 5 years imprisonment;
Count 2 (Murder) – 10 years imprisonment;
Count 3 (Assault with intent to commit grievous bodily harm) – 6 months imprisonment.
3. The sentences are to run concurrently. It is recorded that the accused has already served 8 months in prison.
4. The appeal by the accused is dismissed.
J A HEHER
JUDGE OF APPEAL