South Africa: Supreme Court of Appeal
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LL Case No 5/1989
IN THE SUPREME COURT OF SOUTH AFRICA APPELLATE DIVISION
In the matter between:
ADMINISTRATOR OF
NATAL Appellant
and
MERVYN GREGORY EDOUARD Respondent
CORAM: JOUBERT, VAN HEERDEN, MILNE JJA
NICHOLAS et GOLDSTONE AJJA
HEARD: 7 MAY 1990
DELIVERED: 30 MAY 1990
JUDGMENT VAN HEERDEN JA:
2. The
issues
Arising from the birth of his fourth child, Nicole, the
respondent instituted an action for damages against the appellant in the Durban
and Coast Local t Division. The appellant was cited in his capacity
as
head of the Natal Provincial Administration ("the
Administration"). The respondent sued in "his capacity
as husband of, and as the administrator of the joint
estate
of himself" and his wife, Andrae. Damages were
claimed under three
different heads, only two of which
are still relevant; viz, i) the
cost of maintenance of
Nicole from the date of her birth to the age
of 18
years, and ii) damages for discomfort, pain and
suffering and loss of amenities of life, suffered by
Andrae
in conseguence of her pregnancy and the
subsequent birth of Nicole.
After the close of pleadings the parties
agreed upon a written statement of facts and submitted
a special case, in terms of Rule 33(1), for the
3.
adjudication of the court. The salient facts set out in the special case, as
later amplified, may be summarised as follows:
1) In August 1982
Andrae, duly assisted by the respondent, concluded an agreement with
the
Administration. In terms thereof the
Administration
agreed to cause a surgical tubular ligation of
Andrae's fallopian tubes to be carried out. This surgery,
intended to render Andrae sterile, was to be performed
at
the time of the birth of Andrae's third child which
she was then expecting.
2) Andrae gave birth to her third
child
in September 1982 but in breach of its obligation
the
Administration failed to cause the above surgery to
be
performed.
3) In consequence of the breach of contract Ahdrae again fell pregnant during January 1983. This led to Nicole's birth some 9 months later.
4) Andrae's pregnancy and Nicole's birth;
4. Andrae's discomfort etc in
consequence thereof, and the fact that the respondent and Andrae became obliged
to support Nicole all
flowed as direct and natural consequences of the breach of
contract, and were within the contemplation of the parties at the time
of the
conclusion of the agreement, as likely consequences of such
breach.
5) To the knowledge of the Administration
Andrae
concluded the contract because the respondent
and Andrae could not
afford to support any more
children.
6) The respondent
and Andrae would not
have agreed to Nicole being given out for
adoption.
The two issues submitted to the court for adjudication
were whether the Administration was in law obliged, because of its breach of
contract, to pay i) a sum representing the cost to the respondent and Andrae of
maintaining and supporting Nicole, and ii) general
damages for the
non-patrimonial loss suffered by
5. Andrae. It was agreed that,
should the court find for the respondent on the first issue, an amount of R22
500 was to be awarded,
and that an affirmative finding on the second issue would
carry an award of R2 500.
In the court a quo Thirion J
concluded that the claim for maintenance and support of Nicole was well-founded,
but held that in our law a breach of contract
does not give rise to a claim for
non-
patrimonial ("intangible") damages. In consequence he
gave judgment for R22 500 on the first issue but disallowed the
claim for the agreed amount of R2 500. (The decision has been reported:
1989 (2)
SA 386 (D).) With the necessary leave the appellant now appeals against the
award of R22 500, whilst the respondent cross-appeals against
the disallowance
of the claim for R2 500. The Appeal
Introductory
The guestion whether child-raising
6.
expenditure may be claimed when unwanted conception ensues because of
breach of contract or the commission of a delict, has not arisen
in any previous
South African case. The question is, however, by no means novel. For it has led
to conflicting decisions in the municipal
law of various foreign jurisdictions.
The respondent's claim under consideration is unique only in the sense that it
is based upon
a complete failure to perform a sterilization operation. In the
wealth of foreign case law of which I am aware, the plaintiff's action
was
invariably based upon a failed sterilization procedure (including a vasectomy),
or a failure to warn that the procedure might
not be 100% successful or that its
effect might be reversible, and, on occasion, the incorrect dispensing of a
prescription for birth-control
pills. It stands to reason, however, that in
principle the precise nature of the breach of contract or neglect giving rise to
the
birth of an unwanted child, is immaterial. Thus it can
7. make
no difference whether the breach of contract consists of a complete failure to
carry out the agreed procedure, or of an ineffective
surgical
intervention.
An action for recovery of the expenditure of
maintaining a child conceived as a result of inter alia a breach of
contract, has been designated an action for wrongful birth, or wrongful
conception, or wrongful pregnancy, or unplanned
or unwanted birth. None of these
designations is entirely apposite. Moreover, such an action may encompass
various claims. For convenience
I shall, however, refer to a claim for
child-raising (or child-rearing) expenditure merely as a pregnancy
claim.
In those foreign cases in which a pregnancy claim was
disallowed, the courts relied heavily upon considerations of public policy,
and,
sometimes, also on considerations of convenience or expediency. Those
considerations made so strong an appeal to the courts
concerned that the idea of
medical malpractice giving
8.
rise to an obligation to pay for, or contribute to,
the
maintenance of a healthy child, was at times
rejected in rather
emotive language. Thus it has been
said:1
"Personally, I find this approach to a matter of this kind which deals with human life, the happiness of the child, the effect upon its thinking, upon its mind when it realizes that there has been a case of this kind, that it is an unwanted mistake, and that its rearing is being paid for by someone other than its parents, is just simply grotesque."
And:2
"[T]here is something inherently distasteful about a holding that a child is not worth what it costs to raise it, and something seemingly unjust about imposing the entire cost of raising the child on the physician, creating in the words of one court a new category of surrogate parent.'"
In England a pregnancy action was disallowed
1. Doiron v Orr, 86 D L R 3d 719 at 722-723 (Ontario High Court of Justice).
2. Hartke v McKelway, 526 F Supp. 97, 104 (D D C 1981).
9. in Udale's case. But in a case decided in the next year (1984), Thake and Another v Maurice, Peter Pain J took the opposite view and allowed inter alia a claim for child-rearing expenses. When Thake went on appeal this part of the judgment of Peter Pain J was not questionea in the Court of Appeal. The reason was that that court had in the meantime given judgment in Emeh v Kensington and Chelsea and Westminster Area Health Authority. In this case a failed sterilization operation had led to the birth of a child which was congenitally abnormal. It was held that there was no rule of public policy which prevented the plaintiff from recovering her expenditure incurred and to be incurred in maintaining the child, regardless of
3. Udale v Bloomsbury Area Health Authority, (1983) 2 All ER 522.
4. (1985) 2 WLR 215; (1984) 2 All ER 513.
5. Thake and Another v Maurice, (1986) 1 All ER 497 (CA).
6. (1984) 3 All ER 1044 (CA).
10.
whether the child was healthy or abnormal.
The decision in Emeh has not met with
universal acclaim in England. In a
later unreported
case Ognall J observed that, speaking personally,
he
was surprised
"that the law acknowledges an entitlement in a mother to claim damages for the blessing of a healthy child."
He also said that:
"those who are afflicted with a handicapped
child or who long desperately to have a child at all and are denied that good fortune would regard an award for this sort of contingency
with a measure of astonishment."
The first case in the United States which held that a pregnancy claim was well-founded, was Custodio v Bauer. The decision of the California
7. Per Slade LJ at 1053-4, and per Purchas LJ at 1056.
8. Jones v Berkshire Health Authority, cited by Symmons, Policy Pactors in Actions for Wrongful Birth, 50 Modern Law Review 269, 277.
9. 27 ALR 3d 884 (1967).
11.
Court of Appeal in that case opened the flood gates and since 1967
numerous pregnancy claims have come before the courts. Useful summaries
of the
relevant
case law are to be found in judgments delivered in
the
last decade.10 It appears that according to the
majority view (in some 20 jurisdictions)
considerations of policy and convenience preclude the
recognition of a pregnancy claim;11 that in a few
jurisdictions full recovery of child-raising costs are
allowed,12 and that courts in five states have
adopted an in-between approach, viz, that the
10. See, e g, Smith v Gore, 728 SW 2d 738; Weintraub v Brown 470 NYS 2d 634 (1983); Kingsbury v Smith, 442 A 2d 1003 (1982), and Byrd v Wesley Medical Centre, 699 P 2d 459 (1985).
11. See, e g, Wilbur v Kerr, 628 SW 2d 568 (1982); Coleman v Garrison, 327 A 2d 757 (1974): White v United States, 510 F Supp 146 (1981); and O'Toole v Greenberq, 477 NE 2d 445 (1985).
12. See Custodio, supra, and Smith, supra, at pp 742-3.
12. the benefits
accruing to a plaintiff from the birth of an unwanted child must be set off
against the said costs.
In a substantial number of cases in which a
prégnancy claim was disallowed, forceful dissents were filed. In the
dissenting
judgments the in—between approach was adopted. It is, however,
not always clear whether the courts or judges favouring that
approach were of
the view that there should be a set off of only
patrimonial
advantages, or also of intangible benefits
such as the joy of parenthood.14
In the cases referred to above the unwanted
child was born normal and healthy, and this fact
was
emphasised in the jurisdictions which disallowed a
13. See, e g, Ochs v Borrelli, 445 A 2d 883
(1982); Troppi v Scarf, 187 NW 2d 511 (1971),
and Jones v Malinowski, 473 A 2d 429 (1984).
14. Cf the dissent of Ferren, Associate Judge, in
Flowers v District of Columbia, 478 A 2d 1073
(1984) at 1080-1 and that of Dudley J in
Wilbur v Kerr, 628 SW 2d 568 (1982) at 571-2.
13.
pregnancy action. In a few cases, however, the action was denied even where the child was abnormal in.the sense that it suffered from sóme or other defect.
In Canada a pregnancy claim was disallowed by
the Ontario High Court of Justice.16 According to
Garrett J17 the Alberta Supreme Court in Culp v
Ringrost had already held that it would be
against
public policy to award damages for the birth of
an
unwanted child. However, it would appear that in
a
later Canadian case it was held that the birth of
an
eleventh and healthy child was "not such a
blessed
event that the concept of public order denies
recovery."18
Following upon a number of conflicting
decisions of lower courts the German Bundesgerichtshof
15. See, e g, Berman v Allan, 404 A 2d 8. 16. Doiron v Orr, 86 DLR (3d) 719.
17. At p 723.
18. Catefou v Moreau, (1978) 7 CCLT 241, cited by
Giesen, International Medical Malpractice
Law, p 244.
14. in a series of cases heard in the 1980's held that in a
pregnancy action the cost of maintenance of an unwanted child may be
recovered, regardless of whether the child is healthy or not.19
However,
according to these
decisions the reasons for the parents deciding on
e g a sterilization procedure may be of legal significance.
From the
above summary it appears that the issue raised by the appeal has deeply divided
courts in various foreign jurisdictions.
The prevailing view in the United
States and, possibly, Canada is that child-raising costs are as a matter of law
not recoverable,
at least if the woman concerned gave birth to a normal and
healthy child. In England and Germany, on the other hand, the authoritative
view
is that policy and
19. B G H Z 76, 249; 76, 259, and a further decision reported in N J W 1984, 2625. See also Giesen, Recht und Medizinischer Fortschritt, Juristische Rundschau 1984 at pp 222-3, and Deutsch, Artzrecht und Arzreimittelrecht, p 167.
15. other considerations do not
stand in the way of a pregnancy claim. Stripped to bare essentials, the primary
reasoning of those
judges who hold the former view is that it would be morally
wrong to saddle a medical man or institution with the cost of maintaining
a
child whilst allowing the parents to retain all the joys and benefits of
parenthood.
The nature of the respondent's claim The claim
under consideration is based upon a breach of contract. Because of the facts set
out in the stated case, as amplified, it
was common cause that the respondent
suffered damages (i e child-raising expenses) as a result of the breach, that
such damages were
a direct and natural conseguence thereof, and that the loss
was contemplated by the parties as a likely consequence of failure to
perform
the agreed sterilization operation; more particularly because, to the knowledge
of the Administration, the respondent and
Andrae could not afford to support any
more children.
16.
The claim therefore satisfies all the requirements of our law for the
recovery of damages flowing from breach of contract. In the
court a quo
it was nonetheless contended that the claim should be disallowed because of
considerations of policy and expediency. In his judgment
Thirion J dealt with
both sets of considerations. In this court counsel for the appellant did not,
rightly, in my view, rely on
considerations of expediency and I need
say no more
than that I agree with the views expressed by Thirion J.
There is, in any event, in our law no authority for denying a claim for the
recovery of contractual damages merely because it may be expedient to do
so.
Counsel for the appellant did, however, persist with the
contention that the respondent's claim
20. Edouard v Administrator, Natal, 1989 (2) SA 368 (D) 382-3.
17. should have been rejected by
reason of the dictates of public policy. In the court a quo, as in this
court, counsel conceded that the contract for Andrae's sterilization was valid,
but nonetheless contended that
it would be contrary to public policy
to allow the
claim in question. Thirion J thought21 that at first
sight the contention appeared anomalous but, on the
authority
of two English cases, apparently accepted
that in appropriate
circumstances public policy may
stand in the way of the recovery of
damages for breach
of contract.
In my view the English cases 22 are not
authority for the rather general
proposition formulated
by Thirion J. Hardy's case is not
really in point
whilst in Gray a claim to an indemnity under
an
insurance policy was rejected because, but for a prior
21. Ibid, at pp 372-3.
22. Hardy v Motor Insurers' Bureau, (1964) 2 All.
ER 742, and Gray v Barr, (1971) 2 All ER 949.
18.
wrong committed by the insured, the question of an
indemnity would not have arisen. It seems to me that
Peter
Pain J correctly summarises the effect of the
relevant English
authorities where he says that:
"... generally public policy has
interfered
with a claim for damages for breach of
contract only where, but for the plaintiff's
prior wrong, he would have suffered no damage ..."23
Nevertheless I shall assume, in favour of the appellant, that in our law
public policy may reguire
the disallowance of a claim for damages
foundêd upon a
breach of a valid and enforceable agreement.24
Policy considerations
In his judgment Thirion J summarised and dealt with a number of objections, on the ground of public policy, to the recognition of a pregnancy
23. Thake v Maurice, (1985) 2 WLR 215 at 230.
24. Cf, in regard to enforcement of a valid agreement, Magna Alloys and Research (SA) (Pty) Ltd v Ellis, [1984] ZASCA 116; 1984 (4) SA 874 (A) at 891.
19. claim. These objections were set
out in a number of legal articles which, in turn, contained summaries of
judicial pronouncements
in foreign jurisdictions. Thirion J was not swayed by
those considerations, and I agree, in the main with his reasoning. In this
court
counsel for the appellant's main submission in regard to public policy was,
however, one not raised in the court a quo and consequently not
considered by the learned judge. I shall revert to that submission. But since
counsel did not abandon the other
policy considerations relied upon in the court
a quo, I shall deal briefly with those.
It appears to me that
by far the majority of the objections based upon the perceived dictates of
public policy are no more than variations
on two basic themes; viz i) that the
birth of a normal and healthy child cannot be treated as a wrong against his
parents, and ii)
that as a matter of law the birth of such a child is such a
blessed event that the benefits flowing
20. from parenthood as a
matter of law cancel or outweigh the fináncial burden brought about by
the obligation to maintain
the child. Thus it has been suggested in somewhat
florid language that the birth of a healthy child is an occasion for the popping
of champagne corks
rather than for the preferring of a claim for
damages.
I shall deal first with the second of the two
themes. I have already pointed out that, in the
United
States, courts in five jurisdictions- have
allowed a pregnancy
action subject to a set-off of the
benefits of parenthood. If - and
this is not always
made clear in those cases - the courts were of
the view
that an adjustment must also be made for the
intangible
benefits flowing.from the birth of a healthy
child,
there is a difference of degree only between the views
of the
courts and judges which apply the so-called
benef its rule and those who hold that the benef its
automatically cancel out the patrimonial loss involved
in child-raising expenses. In a system where
21. damages are
awarded for intangible damages to a far greater extent than in our law, the
reasoning of the American courts probably
makes sense. As will appear, however,
in South African law intangible loss is in principle awarded only in delict and
then, apart
from infringements of rights of personality, only in the case of a
bodily injury. If patrimonial loss is claimed, the tangible benefits
accruing as
a result of a breach of contract or the commission of a delict (other than those
excluded by an application of the maxim
res inter alios acta) must
obviously be brought-into account. In other words, the monetary value of those
benefits must be set off against the gross loss.
It has, however, never been
suggested that benefits of a non-pecuniary nature must also be "subtracted" from
patrimonial loss. Nor
is there any foundation for such a suggestion in our law.
Take the example of an estate which, for generations, has been in the hands
of a
family. Sorely tempted by an exceedingly high offer,
22.
the present owner succumbs and accepts it. He lives to regret his
impetuous decision. To his great joy the purchaser repudiates. He
accepts the
repudiation and claims damages, viz, the difference between the purchase price
and the value of the estate. It surely
cannot be suggested that there should be
an adjustment of his loss because of his joy or other non-pecuniary benefits
flowing from
his retention of the family estatë. In short, in our law a
plaintiff claiming patrimonial loss is not called upon to adjust
such loss with
reference to non-pecuniary benefits arising from inter alia a breach of
contract.
I turn to the first of the above themes. In my view the
concise answer to it is that the "wrong" consists not of the unwanted birth
as
such, but of the prior breach of contract (or delict) which led to the birth of
the child and the consequent financial loss. Put
somewhat differently, the
Bundesgerichtshof has succinctly said that although an unwanted birth
cannot
23.
as such consitute a "legal loss" (i e a loss recognised by law), the
burden of the parents' obligation to maintain the child is indeed
a legal loss
for which damages may be recovered.
In those American cases which
denied a claim for child-rearing expenses, it has almost invariably been
stressed that the woman concerned
gave birth to a healthy and normal child.
Presumably, then, a differ-
ent conclusion would have been reached
had the child
suffered from an abnormality. Given the basic
pre-mises of those courts, I fail to see, however, why only the birth of an
abnormal
child should be regarded as a "wrong" recognised by law. The doctor who
negligently or in breach of contract performed an unsuccessful
sterilization
operation may be blamed for causing the birth of an unwanted child, but hardly
for the fact that the child was born
with some abnormality. It also does not
follow that an abnormal child will necessarily cause constant grief to his
parents. Thus,
the initial
24.
sorrow of the parents of a child born with a marked physical defect, may
turn into exquisite joy on later discovery that, apart from
having a charming
disposition, he has the intellect of an Einstein.
Furthermore, the
view, expressed or implied, that child-rearing costs may be recovered only if
the unwanted child is abnormal, gives
rise to a question of fundamental
importance: what is the measure of damages? Does it comprise full maintenance
costs or only such
additional costs as are caused by the child's defect? If the
first measure is to be applied, it may well be asked why the birth of
the
unwanted child should suddenly be considered a "wrong" also in regard to
expenditure which the parents would have incurred if
the child had been a normal
and healthy one. And if the second measure applies, it is not at all clear which
"wrong" of the tortfeasor,
or the párty guilty of a breach of contract,
in law was the cause of the abnormality, as distinguished from the birth of
the
25. child.
Apart from what has been said above, I do
not find attractive the proposition that the birth of a normal child is a
blessing which
in law cannot constitute a wrong. Parents who cannot afford a
further child may well be overjoyed by the birth of another, but unwanted,
sibling, but will naturally be dismayed by the additional financial burden cast
upon them. It is, after all, that burden and not
thê child as such which
is unwanted. Then, too, I doubt very much whether under today's conditions one
can safely assume that
the birth of an apparently normal child always
constitutes a blessing. The innocent baby may become a normal or, indeed,
exceptional
teenager, but he may also turn out to be a drug addict or a violent
psychopath. In short, it is impossible to say whether the new-born
child will
remain a source of joy to its parents. In some cases they may in later years
well rue the day it was born.
26.
In concluding my discussion of the two
themes
I can do no better than quote the following
judicial
pronouncements:
"It is not at all that human life or the state of parenthood are inherently injurious; rather it is an unplanned parenthood and an unwanted birth, the cause of which is directly attributable to a physician's negligence, for which the plaintiffs seek compensation."
"Certainly there are positive aspects to
child rearing and enduring benefits to
parenthood, but that does not mean, to me, that parents who take measures to prevent the conception of a child should be burdened with all of the expenses that go along with raising that child - expenses that they would not have incurred had it not been for the negligence of another." And:
"I see no reason for departing from the rule that a negligent person is liable for the foreseeable consequences of his negligence.
25. Cockrum v Baumgartner, 447 NE 2d 385 (1983) 392-3 (dissent of Clark, J).
27.
There is no justification for holding, as a matter of law, that the birth of an
'unwanted' child is a 'blessing'. The birth of such a child may be a catastrophe not only for the parents and the child itself, but also for previously born siblings. The doctor whose negligence brings about such an undesired birth should not be allowed to say,
'I did you a favor, secure in the knowledge that the courts will give to this claim the effect of an irrebuttable presumption."
And:
"We reject the proposition that as a matter of law and public policy no legally cognizable claim for child rearing damages can ever arise in such cases where the unplanned child is born normal and healthy. ... That ... public policy ... may foster the development and preservation of the family relationship does not, in our view, compel the adoption of a per se rule denying recovery by parents of child rearing costs from the physician whose negligence has caused their expenditure. In other words, it is not to disparage the value of human life and the societal need for harmonious family units to protect the parents' choice not to have children by recognizing child rearing costs as a compensable element of damages in negligent sterilization cases. We, therefore, decline to follow the majority
26. Terrell v Garcia, 496 SW 2d 124 (1973) 131
(dissent of Cadena J.)
28.
rule of those jurisdictions which have held that in all cases, without regard to the circumstances, the benefits to the parents from the birth of a healthy child always
outweigh child rearing costs and thus result
27 in no injury or damage to the parents."
A further consideration -
unrelated to the above two themes - favoured by some of those courts which have
rejected a pregnancy claim,
is that it would be highly undesirable fbr any child
to learn that a court has publicly awarded damages to his parents because his
birth was a mistake. The child would then discover, so it is said, that he was
unwanted and that his parents regarded his birth as
a virtual
disaster.
This proposition does not require detailed consideration.
It can be disposed of on the following grounds:
1) It is rather uniikely that a child
27. Jones v Malinowski, 473 A 2d 429, 435 (1984).
28. See, e g, Udale v Bloomsbury Health Authority, (1983) 2 All ER 522, 531.
29.
will in later years learn about a judgment given when he was still of
tender years. In any event, once it is accepted that a pregnancy
claim is
well-founded in law, relatively few cases involving such a claim will go to
court.
2) Once parents decide to keep the child and not to put him
out for adoption, the child is no longer unwanted. What remains unwanted,
is the
additional financial burden caused by its birth. Should the child later learn
that his birth was a mistake, what will matter
to him is not why he was born,
but how his parents subsequently cared for him.
I now turn to the
main submission, based upon public policy, advanced in this Court by counsel for
the appellant. It may be summarised
as follows. An inevitable incident of birth
is the creation of a legal duty obliging a parent to support the child. Statute
law serves
to reinforce the duty, e g section 6 of the Divorce Act 70 of 1979.
While the pregnancy claim of
30. the respondent was not one by which
he sought to be relieved from his obligation to support Nicole, he did seek to
have the court
determine the" cost of that support and to obtain an order for
recovery of that amount from the appellant. In the result the judgment
of the
court a quo in a very real sense served to transfer from the respondent
to the appellant the obligation to maintain Nicole. This runs counter
to public
policy which demands that there be no interference with the sanctity accorded by
law to the relationship between parent
and child.
The above submission is to a large extent
based on a judgment of the Supreme Court of
Tennessee. In that case, however, the court relied
not only on a parent's common law obligation to support
a
child, but primarily on statutory enactments of
Tennessee. Be that
as it may, there is, in my view,
29. Smith v Gore, 728 SW 2d 738 (1987).
31. a basic
fallacy in the submission. The judgment in favour of the respondent - in so far
as the sum of R22 500 was awarded - in
no way relieved the respondent (or
Andrae) from the obligation to support Nicole. At most it enabled the respondent
to fulfil that
obligation. There can thus be no question that the obligation has
in law been transferred from the respondent to the appellant. Should
the
respondent entrust the sum of R22 500 to an investment agent and should it be
stolen, the respondent will obviously remain obliged
to support Nicole from such
other sources as he may be able to muster.
It is not difficult to
think of valid contracts providing, in an indirect sense, for a shifting of the
financial burden of maintaining
a child. A promise of a grandfather or some
other relative to pay to a prospective father the anticipated cost of
maintaining a new
born child may be accepted by the father. Then again a man who
has undergone a
32.
vasectomy but who has been warned that the
effect of the procedure may be reversible, may take out an insurance policy in
terms of
which he is to be paid estimated child-rearing expenditure should he
and his wife become the parents of a further child. Should payment
be made in
terms of either agreement there may be, in a sense, a shifting of the financial
burden pertaining to child-rearing expenditure,
but not a
transfer
of an obligation to maintain the child. And -
if a claim is
preferred under either agreement, it can surely not be met by a contention that
its enforcement-runs counter to considerations
of public policy.
In
the result I am of the view that the respondent's pregnancy claim was rightly
allowed by the court a quo. I should make it clear, however, that my
conclusion is intended to pertain only to a case where, as here, a sterilization
procedure
was performed for socio-economic reasons. As pointed out by Thirion
J,
30. At p 381.
33.
different considerations may apply where sterilization was sought for some other reason. The cross-appeal
Introductory
It will be recalled that
the respondent also
claimed an agreed amount of R2 500 as damages
for
discomfort, pain and suffering, and loss of
amenities
of life experienced by Andrae in consequence of
her
pregnancy and the subsequent- birth of Nicole.
(For
convenience I shall refer to such a claim merely as a claim for
pain and suffering.) The respondent's contention was that in our law
a breach of
contract may give rise to a claim for intangible loss such as that occasioned by
pain and suffering. (The reason why
the respondent did not prefer a claim in
delict is not material to this appeal.) The contention was rejected by the court
a quo which found that only patrimonial loss may be claimed ex
contractu. The cross-appeal is directed against that finding.
34. South African case law
In this court, as in the court a quo, counsel
for the respondent relied upon a number of cases31
decided in the last century and shortly after the turn
of the present one, as well as on the decision of this
court in Jockie v Meyer.32 I do not propose to analyse
those cases in any detail. It suffices to say that the
courts
held, or expressed the view, that on a claim for
breach of contract
damages may be awarded for what may
conveniently be described as
physical discomfort. With
the possible exception of Dreyer it
does not appear
that it was in dispute that intangible loss in
respect
of such discomfort may be recovered by means of a
31. Smith and Watermeyer v Union Steamship Co, 5
S 311; Bennet v Shaw, 19 SC 248; Ward v
Gerdener, 16 EDC 73; Commissioner of Public
Works v Dreyer, 1910 EDL 325; Reed v Eddles,
1920 OPD 69, and Silbereisen Bros v Lamont,
1927 TPD 382. To this list may be added
Bester v Smit, 1976 (4) SA 751 (C).
32. 1945 AD 354.
35.
contractual claim for damages. It is not clear, however, to what extent the
courts were influenced by the rule of English law
that nominal damages may be
awarded when there has been a breach of contract. In Dreyer, where it was
argued that there was no proof of actual damage (damnum), the court
referred pertinently
to that rule, but also relied upon an English
case,
Hobbs v London and South Western Railway Co.33 In that
case, decided in 1875, damages were awarded for
physical
inconvenience, suffered as a result of a
breach of contract, on the
simple ground that there was
no authority precluding an award of such damages.34
It may well be that in the other South African cases
the
claim relating to physical inconvenience was not
contested because
the defendant thought that the rule
enunciated in Hobbs was
also a rule of our law.
33. 10 QB 111. See also Burton v Pinkerton, [1845] EngR 810; 2 Ex
340.
34. Per Cockburn CJ at p 117.
36.
What is clear, is that in none of the South African cases was reference
made to our common law authorities. Nor did the courts attempt
to determine
whether the claim in question was compatible with the general principles of our
law relating to the recovery of damages
ex contractu (or, for that
matter, ex delicto). But, contended counsel for the respondent, all that
is beside the point because in Jockie this
court placed its
imprimatur on the line of
previous
cases. I cannot agree.
In Jockie the
plaintiff had sued the defendant for damages for breach of contract. The
defendant was the proprietor of a hotel, and the plaintiff
alleged that in
breach of contract the defendant had refused to accommodate him at the hotel.
The magistrate found for the plaintiff
and awarded him the following amounts: E1
for disbursements, E9 for physical inconvenience (as a result of the alleged
breach the
plaintiff had to walk daily a considerable
37. distance
to and from his place of work whereas that place was situated quite close to the
hotel), and E40 in respect of humiliation
and annoyance. On appeal to the
Eastern Districts Local Division the magistrate's judgment was altered to
judgment for the plaintiff
for E10, which meant that the award of E40 was set
aside. The plaintiff, in turn, appealed to this court. His appeal was brought
on
the grounds that more than E9 should have been awarded for the inconvenience
suffered by him as a result of the defendant's breach
of contract, and that the
award of E40 should be restored. The defendant did not take the point that
intangible loss flowing from
physical inconvenience could not be claimed in an
action founded upon breach of contract. On the contrary it seems clear the the
defendant assumed that such a claim may be well-founded. This much appears from
the uncritical reference in the deféndant's
heads of argument to cases
such as Dreyer and Hobbs. As regards the award of E9 the
defendant
38.
did, however, contend that there was no evidence that the defendant was
aware of the plaintiff's special circumstances when he made
the booking at the
hotel or when he was refused accommodation. On this point (as well as another
which is not material for present
purposes) this court found for the defendant
and held that the award of E9 should not be increased. It was furthermore
decided that
damages could not be recovered
for humiliation or
injured feelings brought about by
breach of contract.
It
will thus be seen that in Jockie this. court was not asked to consider -
and therefore did not consider - whether a claim for damages in respect of
physical inconvenience
may be based upon breach of contract. This was because
the defendant had in effect conceded that some award for physical inconvenience
should have been made. It follows that Jockie is not authority for the
above contention advanced on behalf of the respondent.
39.
The common law
Since this is the first South African case in which the question under consideration has been pertinently raised, it is necessary to deal briefly with the general principles of our common law pertaining to the recovery of damages.
None of our old authorities does as much as
hint that in Roman-Dutch Law intangible
loss could be
recovered in contract. On the contrary, some of
them
make it clear that what may be recovered is damnum, i
e
patrimonial loss. So, for instance, Voet 45.1.9,
when
dealing with contractual obligations, says that id
quod_
interest (damages)
"in its more commonly received sense ... is the deprivation of a benef it and the suffering of a loss ..."
Voet goes on to say that in the settlement of
35. Gane's translation, vol 6, p 631. Also see D 39.2.3.
40. damages no account is to be
taken of special affection. And in 39.2.1 he remarks that damage (damnum)
is nothing else than the diminution of an estate.
It is also clear
that under the Aquilian action only patrimonial loss could be recovered. That is
why this court has held that Aquilian
liability does not attach to the causing
of mental distress or wounded feelings. As is well known, Roman-Dutch Law,
unlike Roman
Law, did, however, by way of exception allow the recovery in delict
of intangible loss flowing from the wounding of a free man. It
has now been
authoritatively established that a claim for such loss, although sounding in
delict, is án actio sui generis differing from the Aquilian action
only in so far as it
36. Union Government v Warneke, 1911 AD 657 at 662, 666 and 670.
41 .
is not from its inception actively transmissible.37
As it has developed in South African law, a requirement
of
this action is the infliction of a bodily injury on
the claimant.
But save for the above exception, and
apart from injuria and
seduction, our courts have in
later years consistently indicated
that only
patrimonial loss may be recovered in contract and
in
delict.39 (An action for a breach of promise to marry
can embrace two separate claims, one for damages for
breach of contract and another for a solatium because
37. Government of the Republic of South Africa v
Ngubane, 1972 (2) SA 601 (A) 606, approving
of Hoffa, N O v S A Mutual Fire and General
Insurance Co Ltd, 1965 (2) SA 944 (C).
38. As explained in Bester v Commercial Union
Versekeringsmaatskappy van S A Bpk, 1973 (1)
SA 769 (A) 779.
39. Holmdene Brickworks (Pty) Ltd v Roberts
Construction Co Ltd, 1977 (3) SA 670 (A) 687;
Novick v Benjamin, 1972 (2) SA 842 (A) 860;
Ranger v Wykerd and Another, 1977 (2) SA 976
(A) 987; Dippenaar v Shield Insurance Co Ltd,
1979 (2) SA 904 (A) 917.
42.
of the commission of an injuria.) It follows that in so far as it was decided in the older cases relied upon by counsel for the respondent that a breach of contract may give rise to a claim for damages in respect of physical inconvenience, they are in conflict with the general principles of our law. Such damages may not even be recovered by the Aquilian action unless, of course, the physical inconvenience was brought about by
a bodily injury.
The proposed extension of liability
An alternative contention put forward by counsel for the respondent is that
there should be an extension of liability for breach of
contract so that the
innocent party may recover intangible damages, and in any event damages for pain
and suffering. On the assumption
that a court has the power, in
exceptional
40. Cf Wessels, Law of Contract in South Africa, 2nd ed, vol 2, p 845.
43.
cases, to modify or alter our common law, it is hardly necessary to say
that there must be compelling reasons for doing so.
It appears that
since the middle of the present century English courts have awarded an innocent
party damages even in cases where
he did not suffer physical inconvenience as a
result of breach of contract. A striking example is to be found in the so-called
holiday
cases. In these the plaintiff had booked, through a travel agent, a
holiday at a hotel. To his chagrin he discovered on arrival that
the facilities
available at the hotel weíre significantly inferior to the promised
facilities. In consequence he claimed damages
from the travel agent. It was held
that he could recover an amount in respect
44.
of inter alia vexation and mental distress.41
In my view there is no sufficient reason of
policy or convenience for importing into our law such
an
extension of contractual liability. To do so would
be to graft onto
a contractual setting elements of the
actio injuriarum.
Moreover, the party guilty of breach
of contract would be liable to
compensate the innocent
párty for loss which is not even
recoverable by the
Aguilian action. In any event, in most instances
the
principles of our law relating to liability for
breach
of contract appear to be adeguate to afford
the
innocent party sufficient satisfaction. Take
the
holiday cases. The plaintiff would be entitled to
41 . Jarvis v Swan Tours Ltd, (1973) 1 All ER 71 (CA) 74 and 76; Jackson v Horizon Holidays Ltd, (1975) 1 WLR 1468 (CA). See also Heywood v Wellers, [1975] EWCA Civ 11; (1976) 1 All ER 300 (CA) 306 and 308; Cook v Swinfen, (1967) 1 WLR 457 (CA) 461; Griffiths v Evans, (1953) 1 WLR 1424 (CA) 1432, and McGregor, Damages, 14th ed., pp 45-51.
45. claim the difference between the
value of the promised facilities and those actually available to him. It is also
conceivable
that the latter facilities might have been virtually worthless, in
which case the plaintiff could recover the full contract
price.
However, the main thrust of the alternative contention was
that damages for pain and suffering, for which an action lies in delict,
should
also be
recoverable for breach of contract. The argument
ran
along these lines: since the law of both contract and delict
seeks to compensate the innocent party for the consequences of unlawful
conduct
on the part of another, it is anomalous that damages for pain and suffering can
be claimed only by an action founded in delict,
and that to allow the
respondent's claim for R2 500 would effect a change in the law only to the
extent that the respondent could
claim such intangible loss as he would, in any
event, have been able to claim in delict.
46.
I am not at all convinced that the f acts agreed upon in the stated case
give rise to a delictual claim for pain and suffering. In
the first place there
is no agreement that the Administration negligently failed to perform the
sterilization operation. In the second place it is not self-evident that neglect
leading to conception and a
consequent birth can be equated with the infliction
of a bodily injury. In this regard it is to be noted that there is no authority
for the view that a victim of seduction may prefer a claim for pain and
suffering if, as a result of the defloration, she becomes
pregnant and gives
birth to a child.
More fundamentally, I cannot agree with the
submission that there are compelling reasons why damages for pain and suffering
should
be recoverable in an action for breach of contract. I say so for mainly
the following reasons:
1) Ex delicto such damages may only be
47. claimed if the tortfeasor acted intentionally or negligently. By
contrast fault is not a requirement for a claim for damages based
upon a breach
of contract. The proposed extension of liability would therefore result in the
anomalous situation that damages may
be recovered ex contractu under
circumstances where no action ex delicto would lie.
2) A
contractual action for damages is always actively transmissible. By
cóntrast a delictual claim for pain and suffering
is not. An extension of
liability as contended for by counsel for the respondent would therefore result
in the further incongruous
consequence that a contractual claim for damages for
pain and suffering would be transmissible under circumstances where such a
delictual
claim cannot survive the death of the victim.
It may be that for reasons of convenience it is desirable that in some
cases some form of intangible loss may be recovered in contract.
That, however,
is
48. an extension of the law which has to be effected by the
legislature and not by a court of law.
Both the appeal and the
cross-appeal are dismissed with costs.
H.J.O. VAN HEERDEN JA
JOUBERT JA
MILNE JA
CONCUR NICHOLAS AJA
GOLDSTONE AJA