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[1984] ZASCA 31
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S v More and Another (132/83) [1984] ZASCA 31 (28 March 1984)
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J MORE D MLAMBO
AND
THE STATE
132/83/AV
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between:
J MORE 1st Appellant
D MLAMBO 2nd Appellant
AND
THE STATE Respondent
CORAM: Rabie, CJ, Trengove, Nicholas JJA, Smuts et Grosskopf, AJJA
HEARD: 20 March 1984
DELIVERED: 28 March 1984
JUDGMENT NICHOLAS, J A
The two appellants were charged as accused Nos 1
and
2
and 2 respectively with the attempted murder on 17 March 1982 of Aaron Mlambo (count 1), with the murder on 26 March 1982 of the same Aaron Mlambo (count 2), and, as alternatives to counts 1 and 2, with conspiracy to commit murder and incitement to commit murder. They pleaded not guilty. A court consisting of a judge and assessors found them guilty: in the case of accused No 1, of conspiracy to commit murder; and in the case of accused No 2, of attempted murder as charged in count 1, and murder with extenuating circumstances as charged in count 2. Accused No 1 was sentenced to 10 years imprisonment. Accused No 2 was sentenced to 5 years imprisonment on count
1
3
1, and 10 years imprisonment on count 2, the sentences to run
concurrently.
They now appeal to this court, No 1 accused with the leave of
the Chief Justice, and No 2 accused with the leave of the trial judge.
The
State case depended on the evidence of three witnesses (Michael Berk, Dr Banai
and Maria Zulu) and on the confessions made respectively
by the two
accused.
Michael Berk was a final year medical student at the University of
the Witwatersrand in part-time employment at the Alexandra Clinic
near
Johannesburg.
At about 18h50 on 17 March 1982 a man named
Aaron
4
Aaron Mlambo walked into the clinic, with a history of having been shot in
the head. He had what Berk described as a "half centimetre
entrance wound in the
centre of the forehead". No exit wound was seen. The patient was not shocked and
there were no signs of neurological
damage. He was referred to Hillbrow Hospital
for more detailed assessment and treatment.
On the evening of 26 March 1982
Mlambo was again seen at the clinic. He was in a shocked condition. There were
three stab wounds in
the left side of the chest and signs that the lung had been
penetrated. There was a ten centimetre stab wound in the left side of
the
abdomen
5
abdomen from which omentum was escaping. He was given resuscitative treatment
and taken by ambulance to the Hillbrow Hospital.
Dr Banai gave evidence as to
his treatment there. He died a few days after his admission. The cause of death
was purulent peritonitis
and pleurisy resulting from his injuries.
Maria Zulu
said that she lived near accused No 2, who was the wife of Aaron Mlambo. At
about 19h45 on 26 March 1982, she left her
house in order to throw a bucket of
dirty water into a furrow over the road. There she met accused No 2, who was
washing her hands
at a nearby
tap
6
tap. Accused No 2 told her that her husband had locked her out of the house.
They walked back together and as they entered the yard,
she heard someone
screaming "Jo, jo" from the Mlambo house. The deceased was standing on the
stoep, with blood coming from the left
side of his chest. He was shouting, "Take
me to the clinic, I have been stabbed". Accused No 2, who appeared to be very
much upset,
"wrapped her husband with his clothes and took him to the
clinic".
Alice Mlambo was another witness called by the State. She was the 25
year old daughter of accused No 2 by a former marriage. The deceased
Aaron
Mlambo
was
7
was her step-father. In giving evidence she departed from a statement she had
made to the investigating officer. As a result the trial
court paid no attention
to her evidence.
There was therefore nothing in the evidence of the three
witnesses which connected either of the accused with the killing of the
deceased.
Any such connection could be shown only by their confessions.
Confession by No 1 accused.
On 29 April 1982, No 1 accused made a
confession before a magistrate , Mr Mandelstam. It read as follows:
My
8
"My maat wat in White City Soweto woon het my genooi om saam met hom na
Alexandra te gaan. Ons is na 'n sekere huis, daar het ons
gesit. Toe sien ek 'n
vet meisie gaan na my maat, hulle fluister, daarna gaan hulle saam uit na buite.
Na 'n ruk kom die vet meisie
die huis binne en sê my maat roep my
buitekant. Buitekant vertel my maat dat die meisie sy meisie is, hulle het 'n
liefdes-verhouding.
Hy vertel verder dat by die meisie se huis is daar iemand
wat hulle pla, wat die lewe swaar maak vir hulle. Hy vertel dat as ons
daardie
persoon uit die weg sal ruim gaan hulle ons betaal.
Ek het saam met die maat
gesels en gesê
ons sal 'n plan maak. Hy vertel my ver
der hy weet
van iemand wat 'n vuurwapen
het. Hy sê dit is beter dat hy my by
die
bushalte agterlaat, dan gaan hy na
die persoon met die vuurwapen. My
maat
het my by die bushalte gelaat en hy is
toe weg na die persoon wat hy
se 'n vuur
wapen
9
wapen het. Ek het al die tyd vir hulle gewag by die bushalte en om en by 5 nm
toe sien ek hom daar met die persoon wat hy sê
die vuurwapen het. Hulle
kon my nie sien nie, ek het hulle aandag getrek deur hulle te roep. Hulle kom na
my toe en my maat vertel
my dat daar staan die persoon wat ons moet vankant
maak, hy wys hom vir my, hy wys my 'n swart man langs 15de Laan naby 'n brug,
hy
wys daardie persoon uit as die man wat ons moet vankant maak.
Die persoon het
langs 'n kar gestaan en was blykbaar besig om iets te verkoop. Ek en my maat
stap na die man toe wat hy uitgewys het,
ons makker met die vuurwapen het 'n
paar tree agter ons ge-loop na die man toe.
Terwyl ons so aanstap toe hoor ek
twee skote, ons makker met die vuurwapen het begin weghardloop, hy hardloop weg
in een rigting,
ek en my maat het aanhou stap want ons het verby die man wat
dood-gemaak moet word gestap voor daar geskiet
is
10
is.
Ons het verder geloop en by die naaste hoek gedraai tevrede dat die
skote is geskiet en die man is nou dood. Toe gaan ons bushalte
toe, ons het 'n
bus gehaal en weggery. Dit is al. Verklaring oorgelees.
Deponent verklaar: Ek
wil net byvoeg dat 2 dae na die skietery het ek en my maat teruggegaan Alexandra
toe om uit te vind wat die
uitslag van die skietery was. Ons was gesê dat
die man wat geskiet was was nie dood nie, hy was slegs beseer, hy is nog
lewendig.
Die meisie vertel ons dat haar moeder het planne gemaak en na
toordokters gegaan maar sonder sukses. Ek en my maat moet 'n ander plan
maak en
die man in sy huis gaan vankant maak. Ons het by die meisie se huis gaan wag.
Voordat die meisie van die werk gekom het het
die meisie se moeder vir my en my
maat elk h mes gegee. Dit was by my maat se suster se huis waar die moeder van
die
meisie
11
meisie die messe vir ons gegee het. Dit was al laat gewees toe ons na die
huis van die man wat ons van die gras af moes maak gaan.
Ek en my maat is
soontoe. By die betrokke huis het my maat vir my gese aangesien ek slegs een oog
het moet ek buite die huis staan
en wag hou. Ek het toe gevoel en gedink dat my
maat sal al die geld vir homself vat.
'n Ruk na hy in is toe gaan ek ook in.
Toe ek die vertrek binne gaan kry ek ons slagoffer, die man wat ons moet
dood-maak, se kop
is met 'n laken toegedraai. Die laken was gedeeltelik om sy
kop gedraai en my maat was besig om die man verder met die laken toe
te maak. My
maat het toe die man op die vloer neer-gegooi. Daar was 'n kers op die tafel wat
gebrand het en ek sien 'n beursie, ek
vat die beursie en sit dit in my sak en ek
hardloop na buite. Ek het die man met my maat in die kamer gelaat. Buite het ek
die geld
in die beursie getel. Na 'n ruk kom my maat toe uit. Ons is toe saam
weg."
The
12
The confession contains no reference to the name of the victim, or the date of the shooting, or the date of the stabbing, nor was there an identification of the house where the stabbing took place. And it appears that, in convicting the accused, the trial court did not proceed on the basis that this confession referred to the deceased named in the indictment.
In its original form the first alternative count
in the indictment
alleged:
" during or about the period 17
March 1982 to 26 March 1982 and at or near Alexandra in the district of Randburg, the accused or one of them unlawfully conspired with one another and other persons whose names are not
known
13
known to the State, to aid or procure the commission of or to commit the crime of MURDER."
After the close of the defence case, and on the invitation
of the trial court, counsel for the state applied for the
amendment of
this alternative count so that it read as
follows:
" during or about the period March
to April 1982 and at or near Alexandra in the district of Randburg, the accused or one of them unlawfully conspired with other persons whose names are not known to the State, to aid or procure the commission of or to commit the crime of MURDER."
The amendment was granted over the objections of defence
counsel.
The
14
The effect of the amendment was two-fold. It deleted the specific dates 17 March 1982 (the date of the shooting of the deceased) and 26 March 1982 (the date of the stabbing of the deceased) and substituted the period March to April 1982 - this presumably in order to bring the indictment into accord with the accused's answer when questioned by the magistrate as to the date of the occurrence to which his statement related: "Ek is nie seker nie, dit kon die begin van die maand (i.e. April 1982) gewees net." In the second place the amended count charged that the accused conspired not with one another, but with other persons unknown to the State.
In
15
In convicting the accused, the trial judge said:
"Accused No 1's story, that he neither fired a shot nor did any stabbing is not rebutted and must therefore be accepted. But he was clearly an accomplice of some person in both shooting and stabbing a person, and he was present on both occasions to see that the deeds were carried out. He conspired to do or participate in doing, the killings for a reward, and eventually, in order to ensure that he received his reward, stole a purse of money for good measure. He is therefore guilty of conspiring with other persons whose names are not known to the State, to aid or procure the commission of or to commit the crime of murder in contravention of section 18(2)(a) of Act 17 of 1956 as charged in the first alternative count. That means of course that he is found not guilty on the two main counts and of the second alternative count." (My underlining.)
Thus
16
Thus, the trial court found that the accused was
an accomplice of some
person in the shooting and stabbing,
not of the deceased Aaron Mlambo, but of
"a person" -
presumably some person unknown. If it had found that
the
confession related to the deceased it would, no doubt, have convicted the
accused on both the main counts 1 and 2, and not of
conspiracy.
Counsel for
the State submitted that the accused's counsel admitted at the trial that the
confession referred to the deceased.
After the accused had pleaded not
guilty, his counsel informed the court as follows:
"Mag
17
"Mag dit die Hof behaag, die pleite van No 1 beskuldigde is in ooreenstem-ming met my opdrag. Wat Artikel 115 betref sal .... met goedkeuring 'n ver-klaring voorgelê word later wat hy aan die landdros gemaak net op die 29ste April 1982 waarin hy die hele relaas van die gebeure voorlê."
The statement was not at that stage placed before the court. It was
subsequently put in by consent as part of the State case and in
addition it was,
on the insistence of the trial judge, proved by Mr. Mandelstam, the
magistrate.
The plain object of s. 115 is to ascertain precisely what is
placed in issue by the accused's plea of not guilty so that unnecessary
evidence
can be eliminated (S v. Seleke
en
18
en 'n Ander, 1980(3) SA 745(A) at 753 G). In the
present case there
was no attempt to achieve that object. After the accused had, by his plea of
guilty, placed in issue every material
allegation in the indictment, and
accused's counsel had referred to the statement without producing it, the
learned judge did not
question the accused in terms of ss (2) of s. 115 in order
to establish whether any allegations in the charge were not in dispute.
Nor was
the accused required, as provided in ss(3), to declare whether he confirmed what
his counsel had said.
It is clear from his statement that the accused's
counsel assumed that the confession related to Aaron Mlambo.
He
19
He may well have been led to. make that assumption because of similarities between a number of the material facts contained in the confession and those set out in the "Summary of Substantial Facts" which accompanied the indict-ment - similarities which may- be explained by the fact that, so far as no 1 accused was concerned, the confession was the source of the summary. It seems unlikely that the accused told his counsel that Mlambo was the victim referred to in the confession - it does not appear from that document that he knew who the victim was. There does not seem to be any basis for thinking that it was counsel's object, in saying what he did, to make an
admission
19 A
admission that the confession related to the deceased. One cannot say what would have been the answer of the accused himself if, in the course of questioning under ss (2) and (3) of s. 115, he had been asked whether he admitted that his confession related to the deceased.
And it seems clear from what is stated above that the trial court did not
proceed on the basis of any such admission.
In all the circumstances, I think
it would be unsafe to rely on counsel's statement as an admission on behalf of
the accused.
Counsel for the State further submitted that
it
19 B
it was clear on the internal evidence of the confession itself, when viewed
against the proved facts, that the victim referred to
in the document must have
been Aaron Mlambo.
Certainly there are striking common features. A shot was
fired at a man in Alexandra who was married and had a nubile daughter. It
hit
him, but he survived.
Some
20
Some time later he was stabbed in his house in Alexandra and died as a result
of the injuries he sustained.
In my opinion, however, there is, despite these
similarities, a lack of that correspondence in matters of detail which might
have
justified the inference that the accused's confession referred to the
series of events which culminated in the death of Aaron Mlambo.
In answer to
a question by the magistrate as to the date of the incident to which his
statement related, the accused said, "Ek is
nie seker nie, dit kon die begin van
die maand gewees het." (The month he was referring to was April 1982). It was
proved that Aaron
Mlambo
was
21
was shot on 17 March 1982, and stabbed on 26 March 1982.
There was no
evidence as to the place where Mlambo was shot. In the confession the accused
said that he saw the man shot in 15th Avenue
near a bridge.
The accused spoke
of a "vet meisie". There was no record that Alice Mlambo fitted that
description, nor was there any evidence that
a "vet meisie" lived at the
deceased's house.
There was no evidence that the accused was asked by the
police to point out the house where the stabbing referred to by him took place,
nor was there anything else to connect that house with Mlambo's house.
The
22
The accused said that, after he was stabbed, the deceased's head and then his
body were wrapped in a sheet, and he was thrown to the
floor. Maria Zulu said
that she saw Mlambo standing on the stoep, screaming and with blood coming down
on the left side of his chest,
and made no mention of any sheet.
It seems
clear that the case against No 1 accused was not properly investigated. If it
had been, the conclusion might well have been
different, but on the case which
was presented to the trial court it was not in my view possible to conclude
beyond a resonable doubt
that the accused was in his confession referring to
Aaron Mlambo.
Nor
23
Nor do I consider that accused's conviction on the basis on which he was
found guilty by the trial court can be sustained. The requirements
of s. 209 of
the Criminal Procedure Act , 1977 were not satisfied. There was no proof,
outside of the confession, that the offence
of conspiracy to murder was
committed; and the confession was not confirmed in any material respect.
Confession by Accused No 2
Accused No 2's confession was made before
Mr Mandelstam in Randburg on 22 April 1982. Its admissibility was challenged on
the ground
that it was not made freely and voluntarily and without having been
unduly
influenced
24
influenced thereto - it was alleged that she had been as-saultedby the
Brixton police, including Constable Adam Makathe, on the day
she made the
statement.
The State accepted the onus of proof in regard to the
admissibility of the confession, conceding that the presumption in s.
217(1)(b)(ii)
of Act 51 of 1977 did not apply because it did not appear from the
document in which the confession was recorded that it was made
freely and
voluntarily, and without having been unduly influenced thereto.
At the trial
within the trial, Makathe gave evidence for the State. He said that he was a
detective-constable
in
25
in the South African Police attached to the Brixton Murder
and Robbery
Squad. He had nothing to do with the inves
tigation of this case, which was
the concern of the Alexandra
Police Station. . On the morning of 22 April
1982
at about 07h00 he went to the house of the accused in Alexandra. He did
this on his own initiative and in his own time. He told the
accused that he was
arresting her on a charge of murder. He took her direct to the Alexandra Police
Station and handed her over to
the investigating officer. At no stage did he
take her to Brixton, nor did he assault her or exercise any form of pressure on
her.
Det. Sgt
26
Det. Sgt. Stephen Seokane said that on 5 April 1982 the accused came to
report that her husband had been killed, and he took a statement
from her in
which she said that she did not know who had killed the deceased or why he had
been killed.
At about 08h30 on 22 April 1982 he left his office at Alexandra
to go to the Regional Court. He returned at between 10h00 and 10h30.
The accused
was in his office. As a result of information received from the station
commander, he telephoned Makathe, who was at
Brixton, and received a report from
him. He then interviewed the accused. She made a statement to him.
In
27
In answer to a question by Seokane, she said that she wanted to make a confession before a magistrate. She did so freely and voluntarily. He did not apply any sort of pressure on her, or hold out any inducement. She did not complain that she had been assaulted by detectives at Brixton or anywhere else. She looked normal and did not seem distressed. He then took her to Randburg by car. Mandelstam said that the accused was brought before him at 13h00 on 22 April 1982. She appeared to him to be in her sound and sober senses. She did not appear to be in the least upset, nor did she appear to be in pain.
He
28
He said, "She appeared to me to be under no fear, she appeared to me to be making the confession quite willingly." Before taking the statement he put a series of questions to her. He recorded the questions and answers as follows (I have numbered the questions for convenience of reference):
1. "Question: Do you realise that you are
in the presence of a magistrate YES.
2. Question: Do you understand the warning
that was given to you? YES.
3. Question: Do you nevertheless wish to
make a statement? YES.
Question:
29
4. Question: Was any pressure applied on
you to make a statement? NO.
5. Question: Were you encouraged or in-
fluenced by any person to make a statement? NO.
6. Question: Were any promises made to you
by any person to make a statement? NO.
7. Question: Do you expect any benefit if
you make a statement? I EXPECT IT WILL HELP ME IF I MAKE A STATEMENT.
8. Question: Have you previously made a
similar statement, and if so, to who and when? YES TO THE S.A.P. ALEXANDRA ON
1.4.82. 9. Question: Why do you wish to repeat the
statement? BECAUSE I MADE
A WRONG STATEMENT TO THEM, I NOW WANT TO MAKE AN ACCURATE STATEMENT. 10.
Question: When were you taken into
custody? I AM NOT IN CUSTODY.
Question
30
11. Question: What is the date of the crime
in regard to which you wish . to make the statement? LAST MONTH, I DON'T
REMEMBER THE EXACT DATE.
12. Question: Have you been assaulted by
anyone and, if so, when and and by whom? YES, BY THE BRIXTON POLICE
TODAY.
13. Question: Have you any injuries of any
nature? MY NECK IS PAINFUL BUT I HAVE NO VISIBLE INJURIES, MY NECK IS
SORE.
14. Question: Who brought you to this office?
DET. STEVEN FROM ALEXANDRA.
15. Question: How did it come about that
you were brought to this office? THE POLICE BROUGHT ME HERE.
16. Question:
Does the fact that you were
assaulted today in any way influence you to make a statement now to me? IT IS BECAUSE OF THE ASSAULT THAT I AM MAKING THE STATEMENT.
Question
31
17. Question: Why do you want to make a
statement to me now? MY HEART WANTS ME TO MAKE THE
STATEMENT.
18. Question: Do you not wish to make the
statement because you are perhaps afraid of further assaults on you? NO, I AM
NOT AFRAID, I WANT TO MAKE THE STATEMENT FREELY.
19. Question: What benefits
do you expect
from making a statement to me? I EXPECT THAT THE STATE WILL ASSIST ME IN
OBTAINING LENIENCY FROM THE COURT.
20. Question: Do you understand that
you
now have nothing to fear from the police and you don't have to make any
statement if you don't want to? YES.
21. Question: And do you still wish to
make
a statement? I WANT TO MAKE A STATEMENT, MY HEART WANTS ME TO MAKE A STATEMENT."
(I
32
In her evidence the accused said that Makathe arrested her at 06h00 on 22 April 1982. He took her to Brixton. She was put in a room on the first floor. Makathe took a bag, filled it with water and pressed it over her head, while two other men held her arms. He told her she must tell the truth, saying that if she did not do so she would die in that bag. Eventually she agreed to make a statement - she would not have done so if the police had not assaulted her. Makathe drove the car to John Vorster Square and back to Brixton - at both places she stayed in the car. She was then driven to Alexandra by Makathe. Later Seokane took her to
the
33
the magistrate at Randburg. She said that her heart was sore, her body was
also sore, her neck was sore.
She was extensively cross-examined by counsel
for the State The trial court held that the confession was admissible in
evidence as
having been freely and voluntarily made. Makathe and Seokane
impressed the court as witnesses, although there was"a conflict between
them and
the conflict has not been cleared up". (This was in regard to whether Makathe
handed the accused over to Seokane. It is
now common cause that he did not do
so). On the question whether she confessed to the magistrate freely and
voluntarily, the trial
judge said that "the magistrate,
the
34
the interpreter and Seokane were emphatically against her.
All of them
said that she showed no sign of distress or
compulsion." The accused,on the
other hand,was "not
a good witness, evasive and constantly harping on her
con
fused state of mind, the soreness of her heart, her lack
of
understanding and so forth." Moreover she
said that all the statements and
answers in her confession were dictated to her by the Brixton police: that was
untrue.
Nevertheless, I do not think that the conclusion that the accused
made the confession freely and voluntarily, and without undue influence,
can be
supported.
Counsel
35
Counsel for the State conceded,in answer to questions by the court, that,
notwithstanding the well-founded criticisms of the accused's
evidence, it was
reasonably possibly true that she was assaulted by Makathe. In my opinion that
concession was properly and correctly
made.
As was said in the judgment a
quo, there was a long period of time to be accounted for between 07h00,
when the accused was arrested by Makathe, and 10h00 to 10h30
when Seokane found
her in his office; and during that period of three or three and a half hours the
accused may have been taken to
Brixton and John Vorster Square as she said. That
gave rise to a number of disturbing
questions
36
questions which, on the evidence of Makathe, were left
unanswered. Why
should he have taken her to Brixton?
Why should he falsely have denied that
he did so? If forcible measures were not being applied during the period which
was not accounted
for, how did it come about that the accused decided to make a
confession?
If the accused's confession followed assaults upon her, it would
be a natural inference that the confession was or may have been induced
by the
assaults. See R v. Nhleko 1960(4) SA 712(A) at 720 B-C
In that case SCHREINER J A said at 720 C-D:
"The burden rests on the Crown to prove
that
37
that any statement of the accused which it tenders was freely and voluntarily made and, if there has been violence before the statement, it must satisfy the trial judge that the violence did not induce the statement either because it did not have an inducing tendency in the first instance or because that tendency had in some way ceased to operate."
Plainly an assault of the kind described by the accused would have had an
inducing tendency. The question then is whether any such
tendency had dissipated
by the time she appeared before Mandelstam.
I do not think that the
impressions of Mandelstam and Seokane as to the appearance of the accused are
helpful. Whether any assault
was still operating on her mind
was
38
was not something which would ordinarily have been capable of being observed.
The interpreter did not give any relevant evidence.
Regarded in their
entirety, the accused's answers to the questions put to her by the magistrate
were equivocal. In answer to questions
4 and 5, she said that there was no
pressure, encouragement or influence to make a statement. In answers to question
12,13 and 16,
however, she said she was making the statement because of a police
assault. In answer to the next question (question 17), she said
that her heart
wanted her to make a statement; and in answer to question 21, she said, "I want
to make a statement. My
heart
39
heart wants me to make a statement." It does not appear what (apart possibly
from police violence) had brought about a change of heart
since 1 April 1982
when she had made a statement to Seokane.
I do not think that the answer to
questions 18 and 20 afford any assistance to the State: once she had resolved to
make a statement
she had no reason to fear the police. The question still is
whether that resolve. was the result of undue influence.
In my view the
reasonable possibility was not excluded that the inducing tendency of an assault
was still operating on her mind when
she made the statement. The
trial
40
trial judge should have held that the confession was inadmissible in evidence
and excluded it.
Neither of the accused gave evidence in their defence. In
the circumstances of the present matter their failure to do so cannot assist
the
State: there was no evidence connecting either of them with the crimes charged
in counts 1 and 2.
The appeal is upheld. The convictions and sentences in
respect of both the accused are set aside.
RABIE, CJ
TRENGOVE, JA
H C NICHOLAS SMUTS, AJA ;concur
GROSSKOPF, AJA