Reportable
Of interest to other judges
REPUBLIC OF
SOUTH AFRICA
THE LABOUR COURT OF SOUTH AFRICA,
CAPE TOWN
JUDGMENT
Case
no: C 418/2013
In the matter between:
MARIZANNE PASCAL VAN ALPHEN
|
Applicant
|
and
|
|
RHEINMETALL DENEL MUNITION (PTY) LTD
|
Respondent
|
Heard: 12 June 2013
Delivered: 21 June 2013
Summary: Protected Disclosures Act 26 of 2000 –
“protected disclosure” and “occupational
detriment”. Urgent application by alleged whistleblower
seeking
to interdict disciplinary hearing.
JUDGMENT
STEENKAMP J
Introduction
The applicant claims to have made a protected disclosure in terms of
the eponymous Act. She seeks to interdict a disciplinary
hearing on
the basis that is an occupational detriment.
The applicant, Ms Marizanne Pascal van Alphen (the employee) raised
certain complaints about the alleged failure of her employer,
Rheinmetall Denel Munition (Pty) Ltd (the respondent) to deal with
customer complaints. She also complained that certain employees
and
senior managers were not doing their job and that the respondent’s
Quality Assurance (QA) Department was in “extreme
chaos”.
Arising from her comments in email correspondence and two meetings,
the respondent notified the employee to attend a disciplinary
hearing on 3 June 2013. The alleged misconduct complained of is:
3.1. Accusing QA technicians of not doing their jobs and the QA
manager, Izak Kleinhaans,
of not managing them;
3.2. Alleging in a widely distributed email that the QA Department is
“in extreme chaos”; and
3.3. Accusing the head of the QA Department, Vanessa Naidoo, of not
managing Kleinhaans’s performance.
The applicant avers that the nature of her complaints falls within
the definition of a “protected disclosure” in
the
Protected Disclosures Act
and that the contemplated disciplinary hearing constitutes an
“occupational detriment” in terms of that Act.
The applicant has brought an urgent application in terms of s
158(1)(a) of the Labour Relations Act,
read with s 191(13) of the LRA and s 4 of the PDA to interdict the
disciplinary hearing.
The relief sought: requirements for a final interdict
The applicant has framed her claim in the form of a final interdict.
She does not seek interim relief in the form of a rule nisi
or, indeed, in the form of interim relief pending the referral of an
unfair labour practice dispute to the Commission for Conciliation,
Mediation and Arbitration (the CCMA).
The requirements for a final interdict are well known:
7.1. A clear right;
7.2. An injury actually committed or reasonably apprehended; and
7.3. The absence of another suitable remedy.
In an application for final relief, the evidence of affidavit must
be considered according to the equally well-known principles
in
Plascon-Evans Paints Ltd v Van Riebeeck Paints (Pty) Ltd:
“In
such a case the general rule was stated by VAN WYK J (with whom DE
VILLIERS JP and ROSENOW J concurred) in Stellenbosch
Farmers' Winery Ltd v Stellenvale Winery (Pty) Ltd 1957
(4) SA 234 (C) at 235E - G, to be:
"...
where there is a dispute as to the facts a final interdict should
only be granted in notice of motion proceedings if the
facts as
stated by the respondents together with the admitted facts in the
applicant's affidavits justify such an order... Where
it is clear
that facts, though not formally admitted, cannot be denied, they must
be regarded as admitted."
This rule has been referred to
several times by this Court ... It seems to me, however, that this
formulation of the general rule,
and particularly the second sentence
thereof, requires some clarification and, perhaps, qualification. It
is correct that, where
in proceedings on notice of motion disputes of
fact have arisen on the affidavits, a final order, whether it be an
interdict or
some other form of relief, may be granted if those facts
averred in the applicant's affidavits which have been admitted by the
respondent, together with the facts I
alleged by the respondent, justify such an order. The power of
the Court to give such final relief on the papers before it is,
however,
not confined to such a situation. In certain instances the
denial by respondent of a fact alleged by the applicant may not be
such
as to raise a real, genuine or bona fide dispute of fact
... If in such a case the respondent has not A
availed himself of his right to apply for the deponents
concerned to be called for cross-examination ...and the Court is
satisfied
as to the inherent credibility of the applicant's factual
averment, it may proceed on the basis of the correctness thereof and
include this fact among those upon which it determines whether the
applicant is entitled to the final relief which he seeks. Moreover,
there may be exceptions to this general rule, as, for example, where
the allegations or denials of the respondent are so far-fetched
or
clearly untenable that the Court is justified in rejecting them
merely on the papers.”
It is on this basis that the evidence on the affidavits before this
Court must be considered. The crux of the matter is whether
the
applicant made a protected disclosure as defined; if she did, there
is no doubt that the pending disciplinary hearing would
comprise an
occupational detriment.
Background facts
Rheinmetall Denel Munition (RDM) is an arms manufacturer. It sells
arms to a number of customers, being defence forces and other
entities worldwide.
It subscribes to standards of the International Standards
Organisation (ISO) to ensure quality control of its products.
The applicant is employed as a senior quality auditor in RDM’s
quality systems section. She does quality audits and follows
up on
customer complaints. She complained that, in her view, Kleinhaans
was not adequately following up with the QA technicians
– who
reported to him – regarding outstanding customer complaints.
On 3 May 2013 the applicant had a discussion with the General
Manager: Business Systems who is in charge of the QA department,
Ms
Vanessa Naidoo. She pointed out that a high number of customer
complaints was outstanding.
The applicant followed this up with a telephone call to Naidoo. It
is disputed whether that was on 6 or 8 May 2013. The telephone
call
was prompted by the applicant discovering that Kleinhaans had signed
off a report showing that certain actions had been
completed
regarding one particular customer complaint, when in fact they had
not been completed. What is common cause, is that
Naidoo’s
secretary set up a meeting for 10 May 2013. She sent out a ‘meeting
request’ by email to Naidoo, Van
Alphen (the applicant) and
Kleinhaans by email and indicated the subject as being ‘QA
responsibilities’.
At the meeting of 10 May 2013, the applicant raised her concerns
about the QA Department and, more specifically, what she perceived
to be Kleinhaans’s lack of performance. Kleinhaans took
offence. There was a difference of opinion between him and the
applicant as to whether she had raised it with him before. Naidoo
also said it was the first time that she had been informed
of the
applicant’s concerns that Kleinhaans and the QA technicians
were not doing their job properly. The applicant said
that she had
addressed this in her previous reports.
The applicant then sent an email to Naidoo on 13 May, copying in the
company’s head of quality systems, Mr Anthony Battison;
its
COO, Mr Marcel Mbuye; and its CEO, Mr Norbert Schulze. It reads as
follows:
“Dear
Vanessa
Referring to Friday, 10 May 2013
meeting with regards to QA responsibilities (Mr Izak Kleinhaans,
Somerset West SHEQ manager) and
QA’s poor performance on the
timely handling of customer complaints and accompanying corrective
actions:
I would like to refresh your
memory that I have continuously kept you and Anthony Battison (my
line manager) informed (verbally
and/or email message) of my concern;
and
I also confirmed on Friday there
is currently very little teamwork and support in the Quality
Department.
The above-mentioned in itself is
a concern confirming the extreme chaos in the Quality Department.”
Mbuye arranged a meeting for the same day, 13 May 2013. He chaired
the meeting and the applicant and Naidoo attended. At that
meeting,
Mbuye told the applicant to speak freely and openly. The applicant
questioned Naidoo’s management of Kleinhaans
and also accused
her of not having been truthful about what they had discussed in the
meeting of 10 May 2013. Naidoo was taken
aback and said that there
may have been a misunderstanding about the purpose of the 10 May
meeting: Naidoo’s understanding
was that they were meant to
discuss the QA Department’s responsibilities regarding
customer complaints, and not about the
QA technicians – who
fall under Kleinhaans’s supervision – not performing
audits. The applicant insisted that
Naidoo was lying. Naidoo told
Mbuye that she viewed this accusation in a very serious light.
In the meeting of 13 May, Naidoo also raised the allegation of
“extreme chaos” in the QA Department in the applicant’s
email. The applicant explained that her concerns were Kleinhaans’s
performance and Naidoo’s management of Kleinhaans.
Naidoo
viewed the allegations as unjustified.
As a result of this sequence of events, RDM called the applicant to
the disciplinary hearing that the applicant now seeks to
interdict.
The allegations of misconduct raised by RDM are:
18.1. Incompatibility by deliberately causing disharmony in the
workplace in that:
18.1.1. On Friday 10th May 2013, you called a meeting with
the General Manager, Business Systems, Ms Vanessa Naidoo and the SHEQ
manager, Mr Izak Kleinhaans,
where you accused the QA Technologists
(Mr Frans Aldrich and Mr Sakkie van Zyl) of failing to do their jobs
and by implication
accused Mr Kleinhaans of failing to manage the QA
Technologists.
18.1.2. On Monday 13th May 2013 you wrote an email to
Naidoo, copying in the company’s COO, Mr Marcel Mbuye and CEO,
Mr Norbert Schulze, making
unfounded allegations that Ms Naidoo’s
department was in extreme chaos.
18.1.3. On 13th May 2013, in a meeting held with the COO
as a result of the email mentioned above, you accused Ms Naidoo of
failing to manage Mr
Kleinhaans’s performance.
18.2. Insubordination in that:
18.2.1. In the same meeting held with the COO you were disrespectful
to Ms Naidoo by accusing her of being untruthful and telling
lies
regarding the meeting you called on Friday 10th May 2013
between yourself, Mr Kleinhaans and Ms Naidoo.
18.3. Failure to follow company policy and procedure with regard to
raining of grievances in that:
18.3.1. On both the 10th and 13th May you
deliberately and in direct contrast to the grievance policy and
procedure escalated your grievances to senior management.
This prompted the applicant’s attorneys of record to write to
RDM on 24 May 2013. In that letter, they claim that the email
of 13
May 2013 comprises a ‘protected disclosure’ in terms of
the PDA; ask for the disciplinary hearing to be withdrawn;
and say
that if it is not withdrawn, they would launch this application. The
hearing was not withdrawn and the applicant launched
this
application.
The Protected Disclosures Act
The PDA is designed to protect whistleblowers who make protected
disclosures against occupational detriments such as victimisation
and dismissal. The sections that are relevant to this dispute are
the following:
“Preamble
Recognising that-
• the Bill of Rights in the
Constitution of the Republic of South Africa, 1996, enshrines the
rights of all people in the Republic
and affirms the democratic
values of human dignity, equality and freedom;
• section 8 of the Bill of
Rights provides for the horizontal application of the rights in the
Bill of Rights, taking into account
the nature of the right and the
nature of any duty imposed by the right;
• criminal and other irregular
conduct in organs of state and private bodies are detrimental to
good, effective, accountable and transparent
governance in organs of
state and open and good corporate governance in private bodies and
can endanger the economic stability
of the Republic and have the
potential to cause social damage;
And bearing in mind that-
• neither the South African
common law nor statutory law makes provision for mechanisms or
procedures in terms of which employees
may, without fear of
reprisals, disclose information relating to suspected or alleged
criminal or other irregular conduct by their
employers, whether in
the private or the public sector;
• every employer and employee
has a responsibility to disclose criminal and any other irregular
conduct in the workplace;
• every employer has a
responsibility to take all necessary steps to ensure that employees
who disclose such information are protected
from any reprisals as a
result of such disclosure;
And in order to-
• create a culture which will
facilitate the disclosure of information by employees relating to
criminal and other irregular conduct
in the workplace in a
responsible manner by providing comprehensive statutory guidelines
for the disclosure of such information
and protection against any
reprisals as a result of such disclosures;
• promote the eradication of
criminal and other irregular conduct in organs of state and private
bodies,
BE IT THEREFORE ENACTED by the Parliament of the
Republic of South Africa, as follows:-
[doja26y2000s1]1
Definitions
In this
Act, unless the context otherwise indicates-
'disclosure' means
any disclosure of information regarding any conduct of an employer,
or an employee of that
employer, made by any
employee who has
reason to believe that the information concerned shows or tends to
show one or more of the following:
(a)
That a criminal offence has been committed, is being
committed or is likely to be committed;
(b)
that a person has failed, is failing or is likely to
fail to comply with any legal obligation to which that person is
subject;
(c)
that a miscarriage of justice has occurred, is occurring
or is likely to occur;
(d)
that the health or safety of an individual has been, is
being or is likely to be endangered;
(e)
that the environment has been, is being or is likely to
be damaged;
(f)
unfair discrimination
as contemplated in the Promotion of Equality and Prevention of Unfair
Discrimination Act, 2000 (Act
4 of 2000);
or
(g) that any matter referred to in paragraphs (a)
to (f) has been, is being or is likely to be deliberately concealed;
'impropriety' means any conduct which falls within any
of the categories referred to in paragraphs (a) to (g)
of the definition of 'disclosure', irrespective of whether or
not-
(a) the impropriety occurs or occurred in the
Republic of South Africa or elsewhere;
(b) the law applying to the impropriety is that
of the Republic of South Africa or of another country;
'occupational detriment', in relation to the working
environment of an employee, means-
(a) being subjected to any disciplinary action;
(b) ...
'protected disclosure' means a disclosure made
to-
(a) ...
(b) an employer in accordance with section
6;
(c) ...
[doja26y2000s2]2
Objects and application of Act
(1) The objects of
this Act are-
(a)
to protect an employee,
whether in the private or the public sector, from being subjected to
an occupational detriment on
account of having made a protected disclosure;
(b)
to provide for certain remedies in connection with any
occupational detriment suffered
on account of having made a protected
disclosure; and
(c)
to provide for procedures in terms of which an employee
can, in a responsible manner, disclose information
regarding improprieties by
his or her employer.
(2) ...
[doja26y2000s3]3
Employee making protected disclosure not to be subjected to
occupational detriment
No employee
may be subjected to any occupational
detriment by his or her employer
on account, or partly on account, of having made a
protected disclosure.
[doja26y2000s4]4
Remedies
(1) Any employee
who has been subjected, is subject or may be subjected,
to an occupational detriment in
breach of section 3, may-
(a)
approach any court
having jurisdiction, including the Labour Court established by
section
151
of the Labour Relations
Act, 1995 (Act
66 of 1995),
for appropriate relief; or
(b)
pursue any other process allowed or prescribed by any
law.
(2) For the purposes of the Labour Relations Act, 1995,
including the consideration of any matter emanating from this Act by
the Labour Court-
(a)
any dismissal in breach of section 3 is deemed to be an
automatically unfair dismissal as contemplated in section 187 of that
Act,
and the dispute about such a dismissal must follow the procedure
set out in Chapter VIII of that Act; and
(b)
any other occupational detriment
in breach of section 3 is deemed to be an unfair labour
practice as contemplated in Part B of Schedule 7 to that Act, and the
dispute
about such an unfair labour practice must follow the
procedure set out in that Part: Provided that if the matter fails to
be resolved
through conciliation, it may be referred to the Labour
Court for adjudication.”
In this case, the applicant locates her application in subsection
(b) of the definition of ‘disclosure’, i.e.’
that
a person has failed, is failing or is likely to fail to comply with
any legal obligation to which that person is subject’.
If that
is so, the disciplinary action against her will constitute an
occupational detriment.
The applicant further submits that she made a disclosure as defined;
and that is a protected disclosure, having been made to
her employer
in terms of s 6 of the PDA.
The onus to prove that she is entitled to the relief sought rests on
the applicant.
She has to prove that she made a disclosure as defined. If so, the
resultant disciplinary hearing will be an occupational detriment.
Relevant case law
Given the murky and secretive world of the international arms trade,
it is perhaps not surprising that one of the first reported
cases
dealing with the then newly enacted PDA involved the parent company
of the same employer as this one, viz Denel (Pty) Ltd.
In that case, the aggrieved Mr Grieve blew the whistle on
gratifications paid to senior Denel employees, awarding of contracts
to acquaintances, and the conducting of personal business with Denel
resources. In short, as the court pointed out, his disclosures
revealed a breach of legal obligations and possible criminal
conduct.
The requirements for a successful interdict in the context of the
PDA were also considered in CWU v MTN.
In that case, Van Niekerk J was not persuaded that the disclosure
relied upon by the employee comprised an impropriety as contemplated
by the PDA:
“The
disclosure relied on by the second applicant as a protected
disclosure was no more than an expression of a subjectively held
opinion or an accusation, rather than a disclosure of information. It
is clear from the judgment in Grieve
v Denel (supra)
that the disclosure considered worthy of protection in that instance
was a disclosure of information that, on a prima
facie basis
at least, was both carefully documented and supported. The disclosure
was clearly indicative of a breach of legal obligations
and possibly
criminal conduct on the part of the employer concerned. In the
present instance, the only information proffered by
the second
applicant (and this was conceded by his counsel) was that contained
in his e-mail dated 4 April 2003, and in particular
his statement to
the effect that Thlalefang was being used as a sole agency to supply
temporary employees. There is no factual
basis, however tenuous, in
any of the second applicant’s communications to justify the
conclusion that they constituted anything
other than his personal
opinion that what appears to amount to a preferred supplier
arrangement was improper. There is no information
offered that
indicates in the slightest any impropriety on the part of any member
of MTN’s management.”
The provisions of the PDA were scrutinised in detail in Tshishonga
v Minister of Justice & Constitutional Development.
That discussion arose from a claim for compensation in terms of the
PDA, and not for interdictory relief. In that matter, the
applicant
raised allegations of impropriety surrounding the appointment of a
liquidator, Mr Enver Motala, at the behest of the
then Minister of
Justice, Penuell Maduna. In that case, the applicant reasonably
believed that a crime was likely to be committed;
that the Minister
was failing to comply with his legal obligations; and that these
improprieties were likely to be deliberately
concealed.
The crux of the matter was whether the applicant’s disclosures
to the media were protected under the PDA. In the context
of alleged
corruption in the public service, the court pointed out that
employees have a responsibility to disclose criminal
and other
irregular conduct in the workplace; and that public servants have an
obligation to report fraud, corruption, nepotism,
maladministration
and other offences.
Pillay J also pointed out that the disclosure must be of
improprieties:
“Disclosure
about disagreement with the employer’s policy is not disclosure
of an impropriety.”
The employee in City of Tshwane Metropolitan Municipality v
Engineering Council of SA & another
raised concerns pertaining to health and safety issues in a context
where one of his duties was to ensure that safety requirements
in
terms of the Occupational Health and Safety Act
were met. The SCA found that raising these issues with the
Department of Labour and the Engineering Council of SA constituted
a
protected disclosure and that he was entitled to interdict a
disciplinary hearing arising from that disclosure. The concerns
he
raised about health and safety clearly brought the disclosure within
the definition contemplated in subsection (d) of the
definition of
“protected disclosure” in the PDA. As Wallis AJA
remarked:
“An
‘impropriety’ is defined in section
1 as being conduct in any of the categories in the definition of
disclosure, which includes any conduct that shows or tends to show
that the health or safety of an individual has been, is being or is
likely to be endangered. Having regard to the nature of the
enterprise and the nature of the work that system operators would be
employed to perform it would be likely that the safety of
an
individual would be endangered by the appointment of a person who did
not possess the skills necessary to do the job safely.
That is an
impropriety as defined and, against the background set out in
paragraphs [3]–[6] above, it cannot be contended
that it was
not an impropriety of an exceptionally serious nature. Clearly, lives
were at risk as the municipality’s own
advertisement for the
position had stated.”
The employees in Radebe & another v Premier, Free State
Province & others
raised allegations about corruption, nepotism and fraud in the
Department of Education in the Free State. The question of what
an
‘impropriety’ is did not arise. The LAC merely held
that, if an employee discloses information in good faith and
reasonably believes that the information disclosed shows or tends to
show that improprieties were committed then the disclosure
is
protected.
Evaluation / Analysis
Given these background facts and the governing law, has the
applicant discharged the onus of establishing the requirements for
final relief?
A clear right?
In order to establish a clear right to the relief she seeks, the
applicant must, firstly, establish that the complaints she raised
satisfy the definition of a ‘protected disclosure’.
The applicant’s complaints are that:
31.1. Kleinhaans did not perform as he should; more specifically, as
explained more fully in oral argument, he completed a report
form
indicating that certain processes were ISO compliant when they were
not.
31.2. Kleinhaans did not ensure that the QA technicians attended to
customer complaints timeously.
31.3. There was ‘extreme chaos’ in the QA department.
A ‘ disclosure’ is defined as :
“any disclosure of information
regarding any conduct of an employer,
or an employee
of that employer,
made by any employee
who has reason to
believe that the information concerned shows or tends to show one or
more of the following:
(a)
That a criminal offence has been committed, is being
committed or is likely to be committed;
(b)
that a person has failed, is failing or is likely to
fail to comply with any legal obligation to which that person is
subject...”
Mr Brown, for the applicant, submitted that the she expressed
a view, honestly held, that Kleinhaans and his team did not attend
to outstanding
customer complaints. He submitted, with reference to
Radebe, that “it is clear that the information is
relevant, reasonably held and tends to show non-compliance with a
legal obligation.”
As the Court pointed out in debating the matter with Mr Brown,
that is far from clear. It may well be that the applicant believed
that Kleinhaans and the QA technicians were not doing their
job
properly; that the customer complaints were not being dealt with
expeditiously; and even that there was ‘extreme chaos’
in the QA Department. But how does that locate her complaint in the
definition of a ‘protected disclosure’ in the
sense that
the information shows –
“that a
person has failed, or is failing or is likely to fail to comply with
any legal obligation to which that person is subject’?
In response, Mr Brown argued that RDM purports to be ISO
compliant; that Kleinhaans signed off on a report that a product so
complied when it did not;
that that constituted a misrepresentation
that could cause a ‘major non compliance’; and that it
followed that RDM
was in breach of a legal obligation.
In my view, that does not follow. Firstly, it is common cause that
the report was not sent to the customer; there was no contractual
breach. Secondly, I doubt that raising concerns of this type –
i.e. the alleged poor performance of a superior –
could have
been intended to form the subject matter of a disclosure as defined
in the PDA.
Mr Brown also submitted, having quoted the allegations of
misconduct, that “from the aforegoing ... there can be no
doubt that the
applicant’s view as expressed by her in the
meeting of 10 May 2013 is that Mr Kleynhans was not managing the
QAT’s
[sic], is a protected disclosure.” I do not
agree. The allegations of misconduct do not show without doubt that
the concerns
raised by the applicant comprise a protected disclosure
as defined. As set out in the disciplinary notice, the information
disclosed
by the applicant pertain to the work performance of
Naidoo, Kleinhaans and the QATs; an allegation that the QA
department is
in ‘extreme chaos’; and an allegation that
Naidoo was untruthful. None of this is a disclosure that any person
in
RDM’s employ had committed a criminal offence or failed to
comply with a legal obligation.
It is important to note that the PDA makes it clear that –
“'impropriety' means any
conduct which falls within any of the categories referred to in
paragraphs (a)
to (g)
of the definition of
'disclosure'”.
In order to succeed, the applicant has to show that she made a
disclosure of an impropriety. She claims that that impropriety
was a
breach of a legal obligation. But her real complaint is the alleged
non-performance of Kleinhaans and the QA technicians
who report to
him, and what she perceives to be ‘extreme chaos’ in the
quality systems department. That does not,
to my mind, amount to
‘criminal or other irregular conduct’ as contemplated by
the preamble of the PDA. Nor does
it fall within the definition of a
‘disclosure’ of an ‘impropriety’. I fully
agree that the PDA should
be given a wide rather than a restrictive
interpretation in order to encourage a culture of whistleblowing,
especially in a country
such as ours that is increasingly plagued by
the scourge of corruption, both in the public and the private
sector. However, the
legislature could not have intended that
concerns about the alleged poor performance of a quality systems
department and an apparent
lack of concern about customer complaints
should be given the protection offered by the PDA.
This is not a case such as City of Tshwane concerning an
impropriety threatening the lives, health and safety of others; or
alleging corruption and nepotism, as in Radebe; or serious
irregularities and the abuse of public money, as in Tshishonga.
In short, the applicant has not discharged the onus to show that she
has made a ‘disclosure’ of an ‘impropriety’
and is thus entitled to the protection of the PDA.
Irreparable harm
Any harm that the applicant may suffer, is in any event not
irreparable. She will have the opportunity to state her case and
to
lead evidence at the disciplinary hearing. RDM’s Battison has
already indicated under oath that, even if the allegations
of
misconduct against her were to be proven, the likely sanction would
be no more than a final written warning – it is
highly
unlikely that she will face dismissal.
This court and the Labour Appeal Court has pointed out that it is
only in exceptional circumstances that it will intervene to
interdict pending disciplinary hearings.
A genuine protected disclosure would constitute such exceptional
circumstances. The applicant in this case has not shown that
those
exceptional circumstances exist in her case.
Alternative remedy
Section 4(2)(b) of the PDA also contemplates an alternative remedy
for cases such as this, where the employee has not been dismissed.
It specifies that ‘any other occupational detriment’ –
such as a disciplinary hearing – is deemed to
be an unfair
labour practice:
“(b)
any other occupational
detriment
in breach of section 3
is deemed to be an unfair labour practice as contemplated in Part B
of Schedule 7 to that Act, and the dispute
about such an unfair
labour practice must follow the procedure set out in that Part:
Provided that if the matter fails to be resolved
through
conciliation, it may be referred to the Labour Court for
adjudication.”
Mr Brown argued that, as Part B of Schedule 7 has been
deleted, that subsection no longer applies. That is a spurious
argument. That item
has been replaced by section 186(2)(d) of the
LRA by the 2002 Labour Relations Amendment Act.
And that subsection spells it out:
“(2)
“Unfair
labour practice” means
any unfair act or omission that arises between an employer and an
employee
involving—
...
(d)
an occupational detriment, other than dismissal, in contravention of
the Protected Disclosures Act, 2000 (Act
No. 26 of 2000),
on account of the employee
having
made a protected disclosure defined in that Act.”
What is somewhat confusing, is s 191(13) of the LRA, to which
neither party referred in argument. That section provides that:
“(13)
(a)
An employee
may
refer a dispute
concerning
an alleged unfair labour practice to the Labour Court for
adjudication if the employee
has
alleged that the employee
has
been subjected to an occupational detriment by the employer in
contravention of section
3 of the Protected Disclosures Act, 2000, for having made a
protected disclosure defined in that Act.
(b)
A referral in terms of paragraph
(a)
is deemed to be made in terms of subsection
(5) (b).”
That subsection sits somewhat uncomfortably with s 186(2)(d).
Section 186 read with s 191(5)(a)(14) prescribes a referral to
the
CCMA, while s 191(13) speaks of a referral to the Labour Court. In
line with the common design of the LRA, it seems to me
that a
referral to conciliation is still envisaged as a first step; but if
conciliation fails, the dispute may be referred to
this Court for
adjudication (and not to the CCMA for arbitration). That reading is
also in line with section 4(2)(b) of the PDA.
In this case, the applicant has not referred a dispute to the CCMA
for conciliation. That is, as I read the PDA together with
the LRA,
a prescribed first step. It is also an alternative remedy prescribed
by the dispute resolution structure of those two
Acts. The applicant
could conceivably have asked for interim relief while the
conciliation is pending; but she has elected to
approach this Court
on an urgent basis for final relief without having followed the
avenues for alternative relief required by
the LRA and the PDA. For
this reason, also, she has not satisfied the requirements for final
relief in motion proceedings.
Conclusion
The applicant has not discharged the onus to show that she is
entitled to the relief she seeks under the PDA. She must take part
in the disciplinary hearing and lead the evidence she deems
necessary to rebut the allegations of misconduct. It is important
to
point out, though, that this Court expresses no view on the fairness
of that disciplinary hearing and the question whether
the
allegations against her, arising from the concerns she raised,
constitute misconduct. That is for the chairperson of the
hearing to
decide; and, should the applicant be dissatisfied with the outcome,
she has recourse to the dispute resolution procedure
provided for in
the LRA.
Costs
The applicant is still employed by the respondent. The continuation
of that employment relationship will, to an extent, be determined
by
the outcome of the pending disciplinary hearing; but even so,
Battisonn – the head of quality systems -- has indicated
that,
even if the chairperson of that hearing were to uphold the
allegations of misconduct against her, the likely sanction will
be a
written warning and not dismissal. I take into account that there is
currently and is likely to be in future a continuing
relationship
between the parties. I also take into account that, even though the
concerns raised by the applicant do not comprise
a ‘protected
disclosure’ as defined, whistleblowers should be encouraged
rather than discouraged from speaking out.
An adverse costs order
may have a chilling effect on whistleblowers who may be subjected to
occupational detriments arising from
the type of disclosures the
legislature had in mind. In law and fairness a costs order would not
be appropriate.
Order
The application is dismissed.
_______________________
Steenkamp J
APPEARANCES
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APPLICANT:
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Richard Brown of
Herold Gie attorneys.
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RESPONDENT:
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Willem Jacobs
attorney.
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