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CONSTITUTIONAL COURT OF SOUTH AFRICA
Case CCT
37/01
JAN VAN DER WALT Applicant
versus
METCASH TRADING
LIMITED Respondent
Heard on : 21 February 2002
Decided on : 11 April 2002
JUDGMENT
GOLDSTONE J:
[1] On successive days in August
2001 the Supreme Court of Appeal (SCA) made contrary orders in two cases which
were materially identical.
They were made in response to petitions addressed to
the Chief Justice for leave to appeal against orders of the High Court in
summary
judgment applications. In the first order, Mr J van der Walt, the
applicant, was refused leave to appeal. In the second, a Mr Kgatle,
who is not
a party to these proceedings, was granted leave to appeal. The applicant claims
that these orders constitute a violation
of his rights under the Constitution.
He seeks an order from this Court granting him leave to appeal to this Court
from the order
of the High Court, alternatively for an order permitting direct
access to this Court.
[2] The dispute between the parties arises from a
franchise agreement between Metcash Trading Limited, the respondent, and
Waltnick
CC (the CC). Under the franchise agreement the CC had to buy its
stock-in-trade from the respondent. The applicant was a member
of the CC and
signed the franchise agreement as a surety and co-principal debtor for the
obligations of the CC.
[3] The respondent issued a summons out of the
High Court at Pretoria against the CC and the applicant for the purchase price
of
goods sold and delivered to the CC and for franchise fees under the franchise
agreement.[1] At about the same time
a similar summons was issued by the respondent out of the same court against
each of five other franchisees
and out of the High Court at Johannesburg against
each of six other franchisees, including Mr Kgatle. All of the claims were
founded
on the identical standard-form franchise agreement.
[4] The
franchisees sued by the respondent set up a committee to determine a common
policy with regard to resisting the claims.
They each entered an appearance to
defend the actions and filed similar affidavits resisting applications by the
respondent for summary
judgment. In order to avoid unnecessary costs it was
agreed that the result of the Johannesburg matters would follow the result
in
the Kgatle-action and in the Pretoria matters that of the applicant. Pursuant
to that agreement applications for summary judgment
were heard in the respective
courts against Mr Kgatle and the applicant. The judge in each of the courts was
informed of the agreement
between the parties, and after hearing argument,
similar orders were made refusing summary judgment. However, in respect of some
of the claims, Mr Kgatle and the applicant were ordered to furnish security,
failing which judgment would be entered against them.
Sithole AJ who made the
order in the case of the applicant furnished no reasons but had been handed the
judgment in the Kgatle matter
and clearly decided to follow it. Security was
not furnished and judgments were entered against Mr Kgatle and the applicant,
respectively.
[5] In another action, that between the respondent and
Heyneke Food Stores and Others, the defences relied upon were substantially
the
same as in the present matter. An application for summary judgment in the High
Court sitting in Pretoria was granted with costs,
in respect of a portion of the
claim, and leave to defend granted unconditionally in respect of the balance.
The High Court granted
the defendants leave to appeal to the Full Bench of the
Pretoria Court against the grant of summary judgment.
[6] Both Mr Kgatle
and the applicant applied to the respective High Courts for leave to appeal
against the judgments, either to a
Full Bench of the High Court or to the SCA.
Their complaint was directed at the order requiring security to be furnished in
respect
of some of the claims. That order was made under Uniform Rule of Court
32(8) which provides that:
“Leave to defend may be given unconditionally or subject to such terms as to security, time for delivery of pleadings, or otherwise, as the court deems fit.”
The High Court judges both refused the
applications. Both then petitioned the SCA for leave to appeal. The two
petitions made reference
to the High Court decisions and the similarity between
the present matter and the Kgatle and Heyneke cases. There was no mention
in
either petition that leave to appeal was being sought in both matters or that
they should be considered together by the SCA.
It does not appear that the
petitions were lodged with the SCA simultaneously. Those petitions led to the
result referred to in
the opening paragraph of this judgment. The petition of
the applicant was refused and that of Mr Kgatle was granted.
[7] In a
letter dated 31 August 2001, the applicant’s attorney informed the Acting
Chief Justice[2] of the unhappy
situation in which the applicant and the other defendants in the Pretoria High
Court actions found themselves. They
were all bound by the decision in the
applicant’s case and had reached the end of the road, whilst in the High
Court at Johannesburg
the defendants had been granted leave to appeal. In his
reply, the Acting Chief Justice stated that:
“. . . Unfortunately nothing can be done to change the result. The Waltnick application was referred to two judges who granted it and the Kgatle application to two others who refused it[3] and, in terms of s 21(3)(d) of the Supreme Court Act, both judgments are final.
I am nevertheless grateful to you for drawing my attention to what has happened. The system which we use in the allocation of application for leave to appeal was designed to avoid results like these but, like other systems, it is not infallible.”
[8] Section 21(3)(a) of the Supreme Court
Act (the Act)[4] provides that where
leave to appeal is refused by the High Court, the leave of the SCA may be sought
by petition addressed to the
Chief Justice. Subsection (3)(b) provides that the
petition shall be considered by two judges of the SCA designated by the Chief
Justice, and in the case of a difference of opinion, also by the Chief Justice
or any other such judge so designated. As pointed
out in the letter from the
Acting Chief Justice, subsection (3)(d) provides that the decision of the
majority of the judges considering
the application to grant or refuse it shall
be final. While such finality relates to non-constitutional matters only, it is
important
to point out that in the present case the constitutional validity of
this subsection was not challenged in relation to the jurisdiction
of the
SCA.
[9] The applicant now seeks constitutional relief from this Court.
He does so either by way of an application for special leave
to appeal in terms
of rule 20(1) of the Rules of the Constitutional
Court,[5] or by way of direct access
in terms of section 167(6)(a) of the
Constitution.[6] It is submitted on
his behalf that the effect of the contrary decisions of the SCA:
(a) is irrational and arbitrary and in conflict with the rule of law which is a founding value in section 1(c) of the Constitution;[7] or
(b) violates the applicant’s right to equality before the law and his right to equal protection and benefit of the law, all guaranteed by section 9(1) of the Constitution;[8] or
(c) violates the applicant’s right of access to the courts which is guaranteed by section 34 of the Constitution.[9]
[10] The
respondent’s counsel correctly conceded that for the purposes of this
appeal the two applications should be considered
materially
identical.1[0] They challenged the
contention that any of the applicant’s constitutional rights were violated
by the grant of contrary orders
by the SCA.
[11] It is clear that the
different outcomes in these two matters is unfortunate. However, the question
in this Court is whether
that different outcome is unconstitutional. In
considering the grounds relied upon by the applicant, I shall for convenience
leave
the equality provisions of section 9 for last.
Irrationality and
arbitrariness
[12] As appears from the letter of the Acting Chief
Justice, each of the applications was considered by a panel of the SCA. Nothing
was stated in either of the petitions which would have alerted the Acting Chief
Justice, or the judges sitting in the two panels,
to the other petition. There
is nothing to suggest that they were not conscientiously considered or that each
panel did not act
in good faith in considering whether there were reasonable
prospects of success on appeal. Such a test permits of reasonable difference
of
opinion on the same facts, as do all discretionary tests. There is no
suggestion that this test is
unconstitutional.1[1]
[13] As
O’Regan J pointed out in Dawood and Another v Minister of Home Affairs
and Others:1[2]
“Discretion plays a crucial role in any legal system. It permits abstract and general rules to be applied to specific and particular circumstances in a fair manner.”
It would seriously diminish the efficacy
of this role of discretion if a decision made pursuant to its exercise bound
other judicial
officers in a court at the same level in the later exercise of
their discretion in subsequent cases.
Access to the courts
[14] [ Litigants who dispute the correctness of an order made by the High Court are entitled in terms of section 21(3)(a) of the Act to apply to the SCA for leave to appeal. In terms of the Act the decision of the SCA on the application is final. It was not suggested that this provision is inconsistent with the Constitution. The applicant invoked his right under section 21(3)(a) and applied for leave to appeal. The access to court for this purpose to which all litigants are entitled was therefore accorded to him. There is no suggestion that the judges who dealt with the case acted irregularly in any respect. The complaint is that the outcome of the application was different to the outcome of the application in Mr Kgatle’s case. But that does not raise a constitutional question. Even if the decision in the applicant’s matter was wrong, and the contrary decision in Mr Kgatle’s matter was correct, that would not provide a basis for the relief claimed by the applicant. In Lane and Fey NNO v Dabelstein1[3] this Court said:
“The Constitution does not and could hardly ensure that litigants are protected against wrong decisions. On the assumption that s 34 of the Constitution does indeed embrace that right, it would be the fairness and not the correctness of the court proceedings to which litigants would be entitled.”1[4]
There
is no merit in the reliance upon section 34 of the
Constitution.1[5]
Equality
[15] The
reliance on the provisions of section 9(1) of the
Constitution1[6] depends solely on
the inequality of outcome of the two applications to the SCA. The question
which thus arises is whether those
provisions guarantee equality of outcome in
litigation based upon materially identical facts and
circumstances.
[16] The applicant has not been denied any legal right
afforded to other litigants. It was different, for example, in S v
Ntuli,1[7] where the Criminal
Procedure Act1[8] required a
prisoner, who was convicted of a criminal offence by a magistrate and wished to
appeal, to obtain a certificate from a
High Court judge to the effect that there
were reasonable grounds for such an appeal. Such a certificate was not required
to enable
a person in a similar position to appeal if he or she was not in
prison or was legally represented. This Court held that the different
treatment
was inconsistent with the provisions of section 8(1) of the interim
Constitution.1[9] Didcott J stated
that the guarantee under section 8 “surely entitles everybody, at the very
least, to equal treatment by our
courts of
law.”2[0]
[17] In
Ntuli this Court held that allowing one class of litigant to appeal as of
right and the others in the same class only on the grant of a
judge’s
certificate created an inequality which was in violation of the equality
provision of the interim Constitution. In
the present case, both the applicant
and Mr Kgatle were accorded the same right to petition the Chief Justice for
leave to appeal.
Here the unequal treatment arises from the outcome of the
exercise of that right. That difference is inherent in the court system.
The
“fallibility” to which the Acting Chief Justice refers in his
letter2[1] results from the
respective SCA judges exercising a discretion conferred upon them by statute.
The contrary orders are not the consequence
of unconstitutional action or
omission by them.
[18] The unconstitutional discrimination found to
exist in the Ntuli case is distinguishable from the difference in outcome
in the present case. In the former case the difference in treatment arose
directly from an inequality in statutory provisions and the resultant inequality
in the appeal process. In the present case, the
difference in treatment arises
from the consequences of the exercise of a discretion by different panels of
judges. Nowhere in the
record is there a suggestion that any of the SCA judges
acted arbitrarily and no submission to that effect was made by counsel.
If one
of the SCA panels reached a legally incorrect conclusion, that would not justify
the conclusion that it was an irrational
decision or was reached in an arbitrary
manner.2[2]
[19] The
remaining question we have to determine is whether the effect of the different
outcomes is in itself a violation of the
applicant’s right to “equal
protection and benefit of the law”, more particularly, whether, in this
case, that
right encompasses equality of outcome. It is important to stress
that section 21(3)(b) of the Act, that makes provision for the
petition for
leave to appeal to be heard by two judges in the manner detailed in para 8
above, was not attacked as being constitutionally
invalid. Nor was the manner
in which the section was applied in the SCA the subject of attack. As this
Court held in the Lane and Fey NNO
case,2[3] the Constitution does
not and cannot protect litigants from wrong decisions. The judicial system in
any democracy has to rely on
decisions taken in good faith by judges. As
already mentioned, reasonable minds may well differ on the correct outcome of
similar
or even identical cases.
[20] Clearly the judicial system should
avoid, to the extent possible, the kind of result which occurred in this case.
It is hardly
conducive to confidence in the system that on two consecutive days
the highest court in non-constitutional matters should issue contrary
orders in
substantially identical cases. Where any court sits in panels, this possibility
cannot ever be wholly excluded. However,
the panel system in the SCA is
explicitly envisaged in section 168(2) of the Constitution which provides
that:
“A matter before the Supreme Court of Appeal must be decided by the number of judges determined by an Act of Parliament.”
As already
mentioned,2[4] the Act makes
provision for petitions for leave to appeal to be heard by two judges of the
SCA. As the Acting Chief Justice recognised
in his letter, the system should
contain procedures designed to prevent, to the extent possible, the kind of
unfortunate outcome
that occurred in this case.
[21] In the present
matter the same attorney acted for the applicant and Mr Kgatle. He failed to
lodge the two applications together,
or to request that they be heard together.
Mr Kgatle’s petition was lodged without any indication that there would be
another
application dealing with the Pretoria claims. There was no reason why
the two petitions should not have been brought together.
As the two cases were
identical the only sensible procedure would have been to have one test case at
that stage of the proceedings.
If for some quirk the parties decided that there
should be two test cases to determine the fate of several identical matters,
they
should have lodged them together and drawn attention to this. They were
lodged without any reference to the extraordinary fact that
two identical cases
were being processed as a test for other identical cases. I would suggest that
the fault for the unfortunate
result in this case lies with the manner in which
the petitions were drafted and lodged and not with the procedure adopted in the
SCA. I would emphasise that if each of the petitions had mentioned that a
similar application was being brought in the other, the
Acting Chief Justice and
the judges in each panel would have been alerted to the fact that the two
applications should have been
considered together by the same
panel.
[22] In his dissenting judgment at para 43, Ncgobo J
states:
“I am not satisfied that it was unreasonable, in the absence of other publicly stated procedure which suggests otherwise, to have assumed that both petitions would first go to the Chief Justice who will thereafter allocate them as required by the Supreme Court Act.”
I would point
out that this case was not made by the applicant, either in his application to
this Court or in argument. I would add
that if Ngcobo J is suggesting that the
Chief Justice reads or is obliged to read all petitions for leave to appeal
before allocating
them to panels of two judges, I respectfully disagree. There
are a very substantial number of such petitions each year and it is
unlikely
that it would be possible for them all to be read and considered by the Chief
Justice. In any event this Court cannot make
such an assumption without
inviting the SCA to inform it of the procedure which is adopted. I must
emphasise that in this case neither
the system of allocation of petitions in the
SCA, nor the manner in which it was applied in this case was under attack and it
would
be inappropriate to say more about it.
[23] If there is merit in
the argument of the applicant, it would follow that the respondent would also
have cause for complaint.
Whilst it was the successful party in the case
against the applicant, it failed in the case against Mr Kgatle. Its case for
having
the order in the Kgatle case set aside would be no less compelling than
that of the applicant in having the order in his case disturbed.
This
illustrates, in my opinion, the fallacy in the attempt by the applicant to
attack the order made in his case by reference to
a later order made in
another.
[24] In my opinion, the proper interpretation of the provision
in section 9(1) that everyone has “the right to equal protection
and
benefit of the law”, cannot mean that where a final court of appeal
properly exercises a discretion, such exercise may
be subject to attack under
section 9(1). It is clear that the provision means that all persons in a
similar position must be afforded
the same right to access the courts and to the
same fair and just procedures with regard to such access. In this case both the
applicant
and Mr Kgatle had the right to petition the SCA and to have their
applications heard in the ordinary course. Those rights were duly
exercised by
both of them. I therefore respectfully disagree with Ngcobo J that the right to
equal protection requires equality of
outcome in matters where judicial
discretion is
exercised.2[5]
[25] I do not
wish to be understood as holding that section 9(1) should necessarily be
confined to matters of procedure and not substance.
The facts of this case are
highly unusual if not unique. They relate to the exercise of a discretion by
judges who it is not suggested
acted otherwise than in good faith. It is in
these circumstances that I have come to the conclusion that section 9(1) of the
Constitution
has not been violated in this case.
[26] For the foregoing
reasons, the application falls to be dismissed with costs. In my opinion this
is not a case of such complexity
as to justify the losing party being obliged to
pay the costs of two counsel.
[27] Before concluding I feel obliged to
draw attention to the unsatisfactory and slovenly manner in which the record was
prepared
by the applicant’s attorney. The index is inaccurate and
confusing and the record is replete with the duplication of documents.
This is
not the manner in which appeal records should be placed before this or any other
appellate court.
The Order
[28] The application is dismissed
with costs.
Chaskalson CJ, Langa DCJ, Ackermann J, Kriegler J,
O’Regan J, Du Plessis AJ and Skweyiya AJ concur in the judgment of
Goldstone
J.
NGCOBO J:
[29] The SCA has given two conflicting
orders in two matters involving identical facts and points of law. These orders
were given
within a space of 24 hours of each other. Both involved applications
for leave to appeal against orders of the High Court granting
summary judgment.
In the one case the SCA refused leave to appeal on 20 August 2001 and, in the
other case, it granted leave to
appeal the following day, that is, on 21 August
2001. The case that is before us is Appeal case number 259/2001 where leave to
appeal
was refused and in which Mr Van der Walt, the applicant herein, was the
applicant. Mr Kgatle was the applicant in the other case,
Appeal case number
276/2001 which will be referred to as the Kgatle case. That case is not before
us.
[30] Once the results in these two cases were known to the
applicant’s attorney, who happens to be the attorney in the Kgatle
case as
well, he addressed a letter to the Acting Chief Justice in which he drew
attention to the two conflicting orders. He added
that “we are at a loss
as to how the matter should be approached.” The response from the Acting
Chief Justice was this:
“Thank you for your fax of 31 August 2001 in connection with these applications. Unfortunately nothing can be done to change the result. The Waltnick application[1] was referred to two judges who granted it and the Kgatle application to two others who refused it and, in terms of s 21(3)(d) of the Supreme Court Act, both judgments are final.
I am nevertheless grateful to you for drawing my attention to what has happened. The system which we use in the allocation of application for leave to appeal was designed to avoid results like these but, like most other systems, it is not infallible.”
[31] The applicant is now before us
seeking a remedy. The majority of this Court holds that nothing can be done to
come to the assistance
of the applicant. I am unable to concur in that
judgment. The facts are set out in the majority judgment. They need not be
repeated
here. Only those that matter for the purposes of this judgment will be
repeated.
[32] For this Court to have jurisdiction, the applicant must
bring his complaint within the Constitution. Although this Court is
the highest
court of appeal, its jurisdiction is nevertheless limited to cases involving
“constitutional matters, and issues
connected with decisions on
constitutional matters”.[2]
Whether one can speak of a non-constitutional issue in a constitutional
democracy where the Constitution is the supreme law and
all law and conduct has
to conform to the Constitution is not free from
doubt.[3] However, as judges who
swore to uphold the Constitution, we must accept that such distinction exists
and try to make sense of that
distinction. It is therefore necessary to
determine whether the conduct of the SCA as evidenced by these cases fell foul
of the
Constitution.
[33] The starting point must be that in our country
the Constitution is the supreme law. “[L]aw or conduct inconsistent with
it is invalid, and the obligations imposed by it must be
fulfilled.”[4] In terms of
section 8(1), the Bill of Rights binds the judiciary as it binds the legislature
and executive. Judges who are the
vanguard of our constitutional democracy are
required, by the oath they take, to “uphold and protect the Constitution
and the
human rights entrenched in it, and . . . [to] administer justice to all
persons alike without fear, favour or prejudice, in accordance
with the
Constitution and the law.”[5]
These provisions from the Constitution demonstrate that if the conduct of a
court results in a breach of the Constitution this Court
not only has the power,
but it is obliged to intervene and to say so.
[34] The applicant raised
three separate constitutional arguments based on the rule of law, the equality
clause and the right of
access to court. However, during oral argument counsel
for applicant focussed on the equal protection clause and contended that
the
order challenged was arbitrary. He did not press the other constitutional
arguments, taking the position that if the applicant
failed to demonstrate
arbitrariness in relation to the equality clause, the other constitutional
arguments cannot succeed either.
There is much to be said for this approach.
In my view, what has to be decided in this application is whether the equal
protection
clause has been violated.
[35] The ideal of equality
expresses an aspiration that is fundamental to our constitutional democracy.
Equality is one of the founding
values of our constitutional democracy - it is
indeed a “founding faith”. It is one of the pillars on which rests
securely
the foundation of our constitutional
democracy.[6] And therefore it must
not be subjected to a narrow approach. This broad approach to the principle of
equality is especially significant
in our country which has a history of
injustice arising from past inequality. In this context the approach of the
Indian Supreme
Court to the content and reach of equality is persuasive. In
E.P. Royappa v State of Tamil
Nadu,[7] Bhagwati J, for the
majority said:
“The basic principle which, therefore, informs both Arts. 14 and 16 is equality and inhibition against discrimination. Now, what is the content and reach of this great equalising principle? It is a founding faith, to use the words of Bose, J., “a way of life”, and it must not be subjected to a narrow pedantic or lexicographic approach. We cannot countenance any attempt to truncate its all embracing scope and meaning, for to do so would be to violate its activist magnitude. Equality is a dynamic concept with many aspects and dimensions and it cannot be “cribbed, cabined and confined” within traditional and doctrinaire limits. From a positivistic point of view, equality is antithetic to arbitrariness. In fact equality and arbitrariness are sworn enemies; one belongs to the rule of law in a republic while the other, to the whim and caprice of an absolute monarch. Where an act is arbitrary, it is implicit in it that it is unequal both according to political logic and constitutional law and is therefore violative of Article 14, and if it affects any matter relating to public employment, it is also violative of Art. 16. Articles 14 and 16 strike at arbitrariness in State action and ensure fairness and equality of treatment.”[8]
[36] What
emerges from the above passage is that there is an overlap between the rule of
law and equality. Both strike at arbitrariness.
In the words of Bhagwati J,
“equality and arbitrariness are sworn enemies; [equality] belongs to the
rule of law.”[9] Thus conduct
that is arbitrary may violate both the rule of law and the equality
clause.
[37] In the context of the administration of justice the
principle of equal protection demands equal justice under the law. The
provision of equal justice for all regardless of one’s station in life is
a goal which our constitution hopes and strives to
achieve. The principle of
equal protection emphasises the central mission of our judicial system, which is
expressed in the oath
that all judges must take which encompasses the duty to
“administer justice to all persons alike without fear, favour or
prejudice, in accordance with the Constitution and the law.”
1[0] (Emphasis added). This
constitutional duty calls for the equal application of legal principles and the
adoption of procedures or
systems that do not permit similarly situated
litigants to be treated differently. At its core, the right to equal protection
and
benefit of the law expresses the founding value of equality. It gives
meaning to the founding value of equality. For the purposes
of this judgment it
is not necessary to delineate the outer limits of this right. Suffice it to say
that at its bare minimum it
requires that our courts treat similarly all
litigants who are similarly situated. It “entitles everybody, at the very
least,
to equal treatment by our courts of
law.”1[1]
[38] The
problem is one of establishing that individuals who are similarly situated have
been treated differently. In some cases
it is easy to point to the treatment
and establish that the treatment given to one individual is different to the
treatment given
to the other individual similarly situated. But in other cases
it may not be easy, particularly those cases involving decision-making.
In such
cases the complainant may have to rely on the outcome as evidence of different
treatment. Unless there is a principled
reason for acting differently, the
different outcomes point to unequal
treatment.1[2] Reliance upon the
outcome in this context is not to say the one or the other decision is wrong.
Nor is it to insist that the outcomes
must always be the same. It is merely to
use the outcome as a basis of comparison and thus evidence indicating that the
complainant
was treated differently. This of course may be refuted by showing
sufficient reason for treating them differently.
[39] From the very
nature of law and its function in society, the element of equality is necessary
for its success but the power
to advance justice must be its primary mission.
Hence the duty of the courts is to administer even-handed justice. In order to
ensure that similarly situated litigants are treated similarly, the judicial
process has developed principles such as stare decisis which ensure
uniformity in the treatment of cases raising similar factual and legal issues.
The principle that similarly situated
litigants must be treated similarly is
“a fundamental component of stare decisis and the rule of
law”.1[3] Similarly, the
principle of parity in sentencing expresses the notion that like cases must be
treated alike. In S v
Giannoulis,1[4] Holmes JA
expressed the principle as follows:
“No doubt justice is best seen to be done in the matter of sentence if participants in an offence (even if tried separately) who have equal degrees of complicity are punished equally, if there are no personal factors warranting disparity.”
[40] But what does the principle of equal
protection demand where two applications for leave to appeal against decisions
of the High
Court involving identical issues of fact and law come before the
SCA, at about the same time? In approaching this question it is
important to
bear in mind the following factors: first, the determination of such cases
involves the exercise of judicial discretion
where judges may differ on what the
outcome should be; second, the SCA operates in panels and its authority to do so
is derived from
the Constitution1[5]
and the Supreme Court Act;1[6]
third, the petition must be addressed to the Chief
Justice;1[7] fourth, an application
for leave to appeal is considered by two judges who are designated by the Chief
Justice;1[8] fifth, given the
exercise of discretion, the possibility of different outcomes looms large if
such cases are placed before different
panels; and sixth, once a decision is
given it is that of the SCA and not that of the individual panel of judges who
considered the
application.
[41] In these circumstances the equal
protection principle required that these cases be placed before the same panel
to avoid conflicting
and unjust results. Treating these admittedly identical
cases similarly required that they be placed before the same panel. The
placing
of these two identical cases before different panels resulted in two similarly
situated litigants being treated differently.
The effect of this is that one
group of litigants has been allowed access to the appeal court to have the
merits of their appeal
decided by the appeal court while the other group, which
is similarly situated, has been denied this right. Access to an appeal
court to
have the merits of an appeal considered is an important right in our system of
administration of justice. It provides the
opportunity to correct errors made
by the trial court. To shut the doors of the appeal court to one litigant while
opening the doors
to another similarly situated litigant is a violation of the
equal protection clause. It is even more so when this is a consequence
of a
system that permits similarly situated litigants to be treated
differently.
[42] In response to the enquiry by the applicant as to how
the problem could be approached, the Acting Chief Justice explained that
the two
cases were placed before different panels of judges and added that “[t]he
system used in the allocation of applications
for leave to appeal was designed
to avoid results like these, but like most systems, it is not infallible.”
In effect what
he is saying is that what happened was due to the system that is
not infallible. The system is such that it permits similarly situated
litigants
to be treated differently. It thus permits a violation of the equal protection
principle.
[43] The majority suggests that the SCA should have been
alerted to the fact that two identical applications for leave to appeal
were
being brought. I am by no means satisfied that having regard to the provisions
of the Supreme Court Act, viewed against the
timing in the filing of the two
petitions, the attorney was required to do more. First, in terms of section
21(3)(a) of the Supreme
Court Act, the petition is addressed to the Chief
Justice and is considered by a panel of two judges designated by the Chief
Justice
in terms of section 21(3)(b). Second, as the case numbers of these
petitions indicate, Appeal case number 259/2001 (applicant's
case) and Appeal
case number 276/2001 (Kgatle case), were filed with the SCA at about the same
time and were about sixteen appeal
cases apart. Third, I am not aware of any
rule of practice and procedure in the SCA which requires the attorney to do more
than
what the Supreme Court Act required and what the attorney actually did. In
these circumstances, I am not satisfied that it was unreasonable,
in the absence
of other publicly stated procedure which suggests otherwise, to have assumed
that both petitions would first go to
the Chief Justice who will thereafter
allocate them as required by the Supreme Court Act.
[44] Nor am I
satisfied that there was no such indication having regard to the content of both
petitions. It is true, neither petition
mentioned that leave to appeal was
being sought in both matters. However, the procedural history of all three
cases was set out
in each petition and that history demonstrated that: the
franchisees set up a committee with a view to resisting the claims by Metcash;
two cases one in Johannesburg (the Kgatle case) and one in Pretoria (the
applicant's case) were selected as test cases and that the
Johannesburg case was
to follow the result in the Kgatle-action and the Pretoria cases, that of the
applicant; the issues of fact
and law were similar in all these cases, including
the Heyneke case; the High Court refused leave to appeal in both the applicant's
case and the Kgatle case while leave to appeal was granted in the Heyneke case;
in the case of the applicant the High Court indicated
that its earlier order
refusing summary judgment had been based upon the legal principles set out in
the Kgatle judgment refusing
summary judgment and granting conditional leave to
defend. Significantly, however, neither petition stated that the efforts to
petition
the Chief Justice would not be pursued in the other case. In these
circumstances, an enquiry into the status of the litigation in
each of these
cases was called for so as to ensure that if leave to appeal was being sought in
both matters, they could be placed
before the same panel. This is particularly
so because there is no rule that requires the litigants to draw to the attention
of
the Chief Justice petitions raising similar factual and legal
issues.
[45] However, be that as it may, what is significant here is
that two similarly situated litigants were treated differently. As
a result,
two conflicting orders were made resulting in a denial of equal protection and
benefit of the law. The effect of these
two diametrically opposed orders is
this: the fate of all the TPD cases has now been finally decided. Defendants in
those cases
must now pay their respective judgment debts or face execution
against their assets. They have been denied the right to have their
cases
considered by an appellate court on the merits. By contrast, the WLD defendants
have been afforded the right to have their
cases considered on their merits by
an appellate court. There is a prospect that their defences might be upheld on
appeal. Were
this to happen, the WLD defendants would finally avoid the payment
of the sums claimed by Metcash. Yet the facts and circumstances
involved in the
two groups of cases as well as the issues they raise are identical. This
result, in my view, is manifestly unjust.
It is inconsistent with our
Constitution.
[46] No one would contend that the SCA could, in a case by
one plaintiff against a number of defendants involving identical factual
and
legal issues, constitutionally grant leave to appeal in respect of some and not
all defendants. Such an order would render the
constitutional promise of equal
protection and benefit of the law an empty promise. The fact that the plaintiff
may have decided
to sue the different defendants in different courts and
individually, matters not. Once the facts and the issues are identical and
involve the same plaintiff, all the defendants are entitled to be treated alike
unless there was some distinguishing factor. To
treat them differently without
sufficient reason is inconsistent with our Constitution which is dedicated to
affording equal justice
to all and special privilege to none in the
administration of justice. There can be no equal justice where the justice
which a person
gets from the same appellate court depends upon factors such as
the panel members that constituted the court or the time when the
case came
before the court or where the case originated from.
[47] It is true that
the question whether leave to appeal must be granted is a matter which calls for
the exercise of judicial discretion
and that judges may differ on whether there
are reasonable prospects of success on appeal. No one would quarrel with these
propositions.
It is precisely for this reason that these two applications
should have been placed before the same panel of judges. Placing them
before
different panels in these circumstances resulted in them being treated
differently. This violated the equal protection principle.
[48] In any
event, here we are not concerned with the decisions of the individual panels of
judges that decided the cases. Nor are
we concerned with the question as to
which of these two orders is right or wrong. We are concerned with two
conflicting orders made
by the SCA on successive days. In my view it matters
not that these orders were made by different panels of two judges each. The
fact of the matter is that both are orders of the SCA. The SCA spoke through
those judges. These orders were those of the SCA and
not of the individual
panels of judges who made them. Counsel for the respondent very properly
conceded this. That concession was
rightly made both in principle and on
authority. These conflicting orders must therefore be approached on the footing
that they
were made by the SCA. Viewed objectively, against the fact that they
are orders of the same court, these two orders are arbitrary.
That is
regrettably how they are viewed. Justice must not only be done but must be seen
to be done. This cannot be said of these
conflicting orders.
[49] A
matter that was debated in argument is the propriety of challenging a decision
based on a subsequent decision when at the
time it was given it was
unassailable. Equality is an inescapably comparative concept. A person is
treated unequally only if that
person is treated differently to others and those
others (the comparison group) must be those who are similarly situated to the
complainant.
The comparison group may at times, as in this case, become
identifiable later on. Thus an unequal treatment may not be obvious
until
others are treated differently. Here the fact that the applicant was treated
differently only became apparent when the SCA
gave its decision in the Kgatle
case on the following day. This comparison in equal treatment cases is
unavoidable.
[50] The majority judgment has expressed the view that the
system followed by the SCA is not in issue here. I do not agree. As
I
understand the letter from the Acting Chief Justice the explanation it advances
for the conflicting orders is the system of allocating
petitions for leave to
appeal which is admittedly not infallible. What has to be determined,
therefore, is whether the system provides
sufficient basis for avoiding a
constitutional challenge based on equal protection and benefit of the law. For
reasons set out above
I do not agree. And I would add this.
[51] The
SCA is constitutionally permitted to sit in
panels1[9] and to put in place a
system or procedures to regulate the manner in which it would deal with
applications for leave to
appeal.2[0] But once it puts in
place such a system, as is the case here, it has the duty to make sure that its
system is not applied in a manner
that results in similarly situated litigants
being treated differently with the result that an injustice
ensues.2[1] If the system permits
similarly situated persons to be treated differently, the equal protection
principle is violated.
[52] Before concluding this aspect of the
judgment, I had better emphasise the obvious. The grounds for my decision are
narrow.
They are confined entirely to a situation we confront in this
application. It is a situation which is extremely unusual indeed
where two
identical petitions for leave to appeal, raising similar factual and legal
issues, come before the appeal court at about
the same time and are decided by
two different panels of the appeal court resulting in two diametrically opposed
orders. In that
situation I hold that the demands of equal protection and
benefit of the law required that these two cases be placed before the same
panel
so as to avoid the resulting conflicting orders. The effect of the two
diametrically opposed orders given by the SCA on successive
days is that the
doors of the appeal court in the Pretoria High Court have been firmly shut to
the defendants from the TPD while
they are open to the defendants from the WLD.
One group similarly situated, will have the opportunity to have their appeals
considered
on their merit by an appeal court while the other group will not have
that opportunity. This in my view was a denial of equal protection
and benefit
of the law. There is no question of justification.
[53] I conclude
therefore that section 9(1) of the Constitution was violated.
[54] It
now remains to consider the appropriate remedy. The nature of the violation
here consists of placing two identical cases
involving identical factual and
legal issues before different panels of judges of the SCA. If Metcash had
complained too, with the
result that both cases were before us, the appropriate
order to make would have been to refer them back to the SCA and direct that
they
be considered afresh by the same panel of two judges. Metcash is apparently
content with the leave to appeal that was granted
in the Kgatle matter. In any
event there is the Heyneke appeal which is also pending in the Pretoria High
Court and in which Metcash
is also involved. Both the Kgatle appeal and the
Heyneke appeal will now be considered by the Full Bench in the Pretoria High
Court.
No prejudice will therefore be suffered by Metcash if leave to appeal to
the Pretoria High Court were to be granted so that all
these appeals could be
consolidated and be heard together. That seems to me to be the just order to
make in the circumstances of
this case.
[55] Then there is the question
of costs. The applicant is here in the pursuit of justice.
[55] It may be elusive at times as this case teaches us. This is an unusual case. Metcash had to defend itself. Justice in this case demands that no costs order be made.
[56] In the event, I would have proposed
that:
(a) The order of the SCA refusing leave to appeal be set aside and be replaced by one granting leave to appeal to the Full Bench of the Pretoria High Court.
(b) Costs of the application for leave to appeal in the SCA be costs in the cause of the appeal.
(c) No order for costs is made in relation to proceedings in this Court.
MADALA
J:
Introduction
[57] This indeed is a unique case –
one that is very unlikely ever to arise again. On 20 August 2001 the Supreme
Court of
Appeal (SCA) dismissed the applicant’s application for leave to
appeal an order handed down by the High Court in Pretoria as
a result of which
the respondent (Metcash) obtained summary judgment against the applicant for
payment of the amount of R501 385.08.
On 21 August 2001 the day after the SCA
refused the applicant leave to appeal against the order of the Pretoria High
Court, it granted
Mr RE Kgatle, an applicant in circumstances which were, for
practical purposes, identical to those of the applicant, leave to appeal
an
order of the Johannesburg High Court granting Metcash summary judgment against
Kgatle.
[58] The unfortunate circumstances of this case, in my view,
strongly suggest that, whatever remedy we may grant to the appellant,
if any, it
is very unlikely that there will be a recurrence of this coincidence. I say so
because although I do not know the systems
employed in the allocation of
petitions, I would expect the SCA to now put in place such systems as would
avoid such a recurrence
of incidents like the present.
[59] It is common
cause that there was no material feature of the applicant’s application
for leave to appeal which distinguished
it from Kgatle’s application. The
applicant accordingly challenges the constitutionality of the arbitrary outcome
visited
upon him in consequence of the two contradictory decisions of the SCA.
The facts appear succinctly from the judgment of Goldstone
J and are not in
dispute and therefore need not be repeated. Clearly it cannot be gainsaid that
there has been equality of process
in that both the applicant and Kgatle have
been given the right to petition the Chief Justice although the outcomes of such
petitions
are different.
[60] In a letter dated 31 August 2001, the
applicant’s attorney wrote to the Acting Chief
Justice[1] about the situation in
which the applicant and the other defendants in the Pretoria High Court actions
found themselves. They were
all bound by the decision in the applicant’s
case and had according to the order of the SCA, therefore reached the end of the
road, whilst the defendants in the Johannesburg High Court had been granted
leave to appeal. In his reply, the Acting Chief Justice
stated that:
“. . . Unfortunately nothing can be done to change the result. The Waltnick application was referred to two judges who granted it and the Kgatle application to two others who refused it and, in terms of 21(3)(d) of the Supreme Court Act, both judgments are final. I am nevertheless grateful to you for drawing my attention to what has happened. The system which we use in the allocation of application (sic) for leave to appeal was designed to avoid results like these but, like most other systems, it is not infallible.”
[61] There is no doubt that the different
outcomes in the two identical petitions are unfortunate. But the SCA, correctly
so in
my view, is now powerless to remedy the situation at this stage. It has
said that “[u]nfortunately nothing can be done to
change the
result”, and that the system used in the allocation of applications for
leave to appeal “was designed to avoid
results like these but, like other
systems, . . . is not infallible.” Can the Constitutional Court, the
guardian of the Constitution,
not resolve this matter? Can it not resolve an
anomaly in the outcomes that has clearly occurred and which cries out for
remedial
action and justice when totally disparate judgments have been given in
matters which are exactly the same? It would be insufficient,
in my view, for
us to simply throw up our hands and make an order which does not redress the
harm which might flow to the applicant
and the other defendants and to the
administration of justice in the end.
[62] The SCA is now functus
officio in the matter and in terms of section 21(3)(d) of the Supreme Court Act,
1959 the separate judgments
of the SCA are final. The applicant has now
approached this Court seeking its intervention. I disagree with the findings of
Goldstone
J who concludes that nothing can be done to assist the
applicant.
[63] Refusal of leave to appeal by the SCA is final in
non-constitutional matters.[2] This
Court however has the power to hear appeals from the SCA in constitutional
matters.[3] Neither of the parties
raised a constitutional matter either in the High Court or in the SCA. The
disparate orders of the SCA themselves
raise the constitutional matter. Where
that is the case, this Court does have the power to entertain an appeal against
a decision
of the
SCA.[4]
[64] The applicant
contends that the disparate treatment given by the SCA is inconsistent with his
fundamental rights to equality,
access to court and, because of its
arbitrariness, is inconsistent with the founding constitutional value of the
rule of law.[5] It is to this last
aspect that I turn my attention. Section 1 of the Constitution ordains South
Africa as a democratic state founded
on the supremacy of the Constitution and
the rule of law. It is, therefore, axiomatic that as the highest law of the
country, anything
that is inconsistent with it is invalid.
[65] The
doctrine of the rule of law is a fundamental postulate of our constitutional
structure. This is not only explicitly stated
in section 1 of the Constitution
but it permeates the entire Constitution. The rule of law has as some of its
basic tenets:
1. the absence of arbitrary power – which encompasses the view that no person in authority enjoys wide unlimited discretionary or arbitrary powers;
2. equality before the law – which means that every person, whatever his/her station in life is subject to the ordinary law and jurisdiction of the ordinary courts.
3. the legal protection of certain basic human rights.
[66] The concept of the rule of law has
no fixed connotation but its broad sweep and emphasis is on the absence of
arbitrary power.
In the Indian context Justice Bhagwati stated that:
“the rule of law excludes arbitrariness and unreasonableness.”[6]
I
would also add that it excludes unpredictability. In the present case that
unpredictability shows clearly in the fact that different
outcomes resulted from
an equal application of the law.
[67] To my mind a court’s first
and most important, if not sacred duty, is to administer justice alike to those
who seek it,
in whatever station of life they may be if they are similarly
situated. It cannot be that the administration of justice will countenance
the
meeting out of unequal justice to similarly placed individuals in
society.
[68] A further postulate of the rule of law is the guarantee of
equality before the law which is designed to advance the value that
all persons
be subject to equal demands and equal burdens of the law, and not to suffer any
greater disability in the substance and
application of the law than others.
This to me is one of the basic precepts of the rule of law, so that no
individual or group of
individuals is to be treated more harshly than another
under the law. Has it not been said that:
“justice should not only be done, but should manifestly and undoubtedly be seen to be done.”[7]
[69] South
Africa is a constitutional democracy and as such will not countenance conduct
where equality is denied when those who
are similarly situated are differently
treated.
[70] It is when the administration of justice is likely to fall
into disrepute and when the foundational values of the Constitution
and the rule
of law are threatened that this Court’s legitimate role as the protector
of those values comes into play. As
a society committed to equality we must
show to people equal concern and respect. If we contend that no rule of law
precept is violated
in this case we are in fact shrugging our shoulders and
saying unfortunately the applicant together with the other defendants who
are in
similar situation in the Pretoria High Court must pay up while Mr Kgatle and the
others who are similarly placed may prosecute
their appeals to
finality.
[71] How condemnatory of the rule of law and the system of
justice would the reasonable man or woman be to learn that the applicant
had
been so condemned.
[72] Clearly a terrible anomaly has resulted in that
completely opposite judgments have been given in matters that are exactly the
same. But can it be said that the different outcomes in these two matters are
unfortunate – and nothing else? In my view,
not. It seems that this
Court is duty-bound to enquire whether the disparate outcomes raise a
constitutional matter. We must then
decide whether this outcome is
unconstitutional or not. If it is unconstitutional we must give appropriate
relief to the applicant.
In my view the different outcomes raise a
constitutional issue. The system employed by the SCA does not put this matter
beyond
the reach of the Constitutional Court’s powers. In the
circumstances I conclude that there has been a violation of the provisions
of
the Constitution.
[73] Like Ngcobo J, and for the reasons he expresses I
conclude that an injustice has been perpetrated and this has resulted in a
denial or violation of the right to equal protection and equal benefit of the
law. In my view the concept “equal protection
of the law” does not
mean that identically the same law should apply to all persons or that every law
must have universal application
no matter what the circumstances or differences.
What the concept postulates is the application of the same laws without
discrimination
to all persons who are similarly situated. It denotes equality
of treatment in equal circumstances. It means that among equals
the law should
be equal and equally
administered,[8] and that the like
should be treated alike without distinction. Equal protection cannot connote
unequal benefits.
Appropriate remedy
[74] I now turn to the
issue of appropriate remedy. In terms of the petition the applicant seeks an
order including:
1. Setting aside the order granted by the SCA on 20 August 2001 refusing the applicant leave to appeal against the order of Sithole AJ;
2. replacing the order of the SCA with an order
(a) granting leave to appeal against the order of Sithole AJ; and,
(b) that the appeal be heard before the full bench of the Pretoria High Court concurrently with the appeal of Kgatle.
[75] One of the unique
aspects of our Constitution is that it includes several express
provisions[9] dealing with the
authority of the courts to remedy violations of the Bill of Rights and the
Constitution1[0]. Section 38
confers a broad discretion on the Constitutional Court to grant such relief as
it considers appropriate in the circumstances.
[76] The core value of
the rule of law, in my view, is that all people have equal worth. When the
legal order that both shapes and
mirrors our society treats some people as
though they were worth less that bodes ill for the administration of justice.
The reality
of this situation would be that the applicant must pay up without
the benefit of a trial on the merits while the other party who
is similarly
situated is afforded the opportunity to appeal to the High Court in
Pretoria.
[77] The only appropriate resolution of this matter is for
this Court as the guardian of the Constitution to fulfil its duty under
section
1 and section 38.
[78] In terms of Rule 20(1)(a) appeals to this Court
against judgments or orders of the SCA can only be brought with the special
leave of this Court. In view of my conclusion that the SCA orders were
irrational it seems that special leave should be granted.
[79] The
Constitution confers a substantial power on the Constitutional Court to act as
[79] its ultimate guardian and as the guardian, promoter and arbiter of the values enshrined therein. That ultimate power must be exercised solely by the Constitutional Court. That ultimate power must not and cannot be exercised by anyone else.
[80] I would accordingly grant the relief
sought by the applicant, set aside the SCA’s order and make an order that
the appeal
be heard in the Pretoria High Court concurrently with the Kgatle
appeal and Heyneke appeal.
SACHS J:
[81] What does
one do when the judicial system proceeds on twin and parallel tracks in relation
to identical pieces of litigation
and arrives at totally different destinations?
One takes the matter on appeal so that a single authoritative judicial voice
gives
a single authoritative answer resulting in a single journey’s end.
If this Court functioned as a general court of appeal from
decisions in the
Supreme Court of Appeal, the matter would have been brought to our attention to
enable us to resolve the incongruous
outcomes. Our jurisdiction is limited,
however, to hearing constitutional matters. The issues that were litigated upon
were not
in themselves of a constitutional nature. Can it be said that such
incongruity of outcomes in itself raises a constitutional question?
Not without
hesitation I have come to the conclusion that in the extraordinary, I might say
freak, circumstances of the case, it
can. Briefly, my reasons are as
follows.
[82] As I see it, no question of fault arises. There is no
reason to believe that each of the two panels of the SCA, unaware of
the
proceedings of the other, did not exercise its judicial discretion in an honest
and fair manner and quite legitimately come to
a different conclusion. The
issue, however, is not one of the integrity of the judicial process but the
consistency of the protection
provided by the judicial process. Honestly and
fairly as the system was applied, it failed. The Acting Chief Justice candidly,
and in my view correctly, acknowledged its fallibility. Such failure does not
mean that the system itself was unacceptably faulty.
All systems carry with
them some risk of error. Yet to countenance a system because the degree of risk
is of a bearable order,
is not necessarily to countenance each and every lapse
produced by it. In this case, objectively speaking, the law failed to protect
the rights of the petitioners in an equal manner. The one petitioner was
permitted to have his case re-opened in the High Court,
the other was
not.
[83] What was at stake was not a final determination of the
substantive issues but whether or not the doors of justice should be
kept open
or finally shut. In the circumstances I believe that appropriate relief
requires that the applicant be equally allowed
to have his day in court. If the
merits turn out to be on the side of the respondent, the respondent loses
nothing except time.
If the merits turn out to be against him, then the
respondent will have lost an advantage to which he had not been entitled. It
is
not a matter of a hard case making bad law but of an extraordinary case
requiring an extraordinary solution. I believe that
the order proposed by
Ngcobo J would provide such a solution and join him in his
dissent.
For the applicant: M Chaskalson instructed by David C Feldman Attorneys,
Johannesburg.
For the respondent: C Puckrin SC and J Blou instructed by Fluxman Rabinowitz - Raphaely Weiner Inc, Johannesburg.
[1] Some time after the issue of summons, the CC was liquidated.
[2] Prior to 21 November 2001, the Chief Justice presided over the SCA. In terms of section 20(b)(i) of Act 34 of 2001 the Chief Justice now presides in this Court.
[3] In his letter the Acting Chief Justice has inadvertently confused the outcome of the two applications.
[4] Act 59 of
1959.
[5] Rule 20(1) reads as
follows:
“An appeal to the Court on a constitutional matter against a judgment or order of the Supreme Court of Appeal shall be granted only with the special leave of the Court on application made to it.”
[6] Section 167(6)(a) provides that:
“National legislation or the rules of the Constitutional Court must allow a person, when it is in the interests of justice and with leave of the Constitutional Court to bring a matter directly to the Constitutional Court”.
[7] Section 1 of the Constitution reads as follows:
“The Republic of South Africa is one, sovereign, democratic state founded on the following values:
(a) Human dignity, the achievement of equality and the advancement of human rights and freedoms.
(b) Non-racialism and non-sexism.
(c) Supremacy of the constitution and the rule of law.
(d) Universal adult suffrage, a national common voters roll, regular elections and a multi-party system of democratic government, to ensure accountability, responsiveness and openness.”
[8] Section 9(1) of the Constitution reads as follows:
“Everyone is equal before the law and has the right to equal protection and benefit of the law.”
[9] Section 34 of the Constitution reads as follows:
“Everyone has the right to have any dispute that can be resolved by the application of law decided in a fair public hearing before a court or, where appropriate, another independent and impartial tribunal or forum.”
1[0] The only difference between the position of the applicant and Mr Kgatle, which is not relevant for present purposes, is that the applicant incurred an accessory obligation as surety and co-principal debtor for the CC whereas Mr Kgatle is a principal debtor.
[1]1 In Besserglik v Minister of Trade, Industry and Tourism and Others (Minister of Justice Intervening) [1996] ZACC 8; 1996 (4) SA 331 (CC); 1996 (6) BCLR 745 (CC), at para 10, O’Regan J said of the petition procedure now relevant: “As long as the screening procedure enables a higher Court to make an informed decision as to the prospects of success upon appeal it cannot be said to be in breach of s 22.”
1[2] [2000] ZACC 8; 2000 (3) SA 936 (CC); 2000 (8) BCLR 837 (CC) para 53.
1[3] [2001] ZACC 14; 2001 (2) SA 1187 (CC); 2001 (4) BCLR 312 (CC) para 4.
1[4] In S v Rens [1995] ZACC 15; 1996 (1) SA 1218 (CC); 1996 (2) BCLR 155 (CC) para 29, it was stated that “[a]s long as all persons appealing from or to a particular court are subject to the same procedures the requirement of equality is met.” In Besserglik v Minister of Trade, Industry and Tourism and Others (Minister of Justice Intervening) [1996] ZACC 8; 1996 (4) SA 331 (CC); 1996 (6) BCLR 745 (CC) para 11, it was held that this dictum applies with equal force to civil appeals.
1[5] Above n 9.
1[6] Above n 8.
1[7] [1995] ZACC 14; 1996 (1) SA 1207; 1996 (1) BCLR 141 (CC).
1[8] Act 51 of 1977, section 309(4) read with section 305.
1[9] Act 200 of 1993. Section 8(1) provided that “Every person shall have the right to equality before the law and to equal protection of the law.”
2[0] Para 18.
2[1] Above para
7.
[2]2 See H K Saharay, The
Constitution of India: An Analytical Approach 2 ed (Eastern Law House,
Calcutta 1997) at 78 where he writes, “[n]o relief against denial of
equality can be claimed against
the discretion of [a] judicial officer. The
discretion of [a] judicial officer is not arbitrary and the law provides for
revision
by superior courts of orders passed by the subordinate courts. The
remedy of a person aggrieved by the decision of a competent tribunal
is to
approach for redress to a superior tribunal if there be one.” [Footnotes
omitted.] See also Sahibzada Saiyed Muhammed Amirabbas Abbasi and Others v
The State of Madhya Bharat and Others [1960] 3 SCR 138, where Shah J held
that a claim as to the denial of equality before the law or the equal protection
of the law can be made against
executive action or against the legislative
process but not against the decision of a court of competent jurisdiction. See
also
Budhan Choudhry and Others v The State of Bihar [1955] SCR 1045 and
The Parbhani Transport Co-operative Society Ltd. v The Regional Transport
Authority, Aurangabad and Others [1960] 3 SCR 177.
2[3] Above n 13.
2[4] Above para 8.
2[5] See dissenting judgment of Ngcobo J, paras 38, 45, 46, 48 and 52 below.
[1] The “Waltnick application” refers to the applicant's case.
[2] Section 167(3)(b) of the Constitution.
[3] In Fedsure Life Assurance Ltd and Others v Greater Johannesburg Transitional Metropolitan Council and Others [1998] ZACC 17; 1999 (1) SA 374 (CC); 1998 (12) BCLR 1458 (CC) at para 111, this Court, in the context of common law expressed “grave doubts” as to whether it is possible “to seal hermetically the jurisdiction” of this Court and that of the SCA. Indeed in Pharmaceutical Manufacturers Association of South Africa and Others: In re Ex parte President of the RSA and Others [2000] ZACC 1; 2000 (2) SA 674 (CC); 2000 (3) BCLR 241 (CC) at para 44 we said, “There are not two systems of law, each dealing with the same subject-matter, each having similar requirements, each operating in its own field with its own highest Court. There is only one system of law. It is shaped by the Constitution which is the supreme law, and all law, including the common law, derives its force from the Constitution and is subject to constitutional control.”
[4] Section 2 of the Constitution.
[5] Item 6(1) of Schedule 2.
[6] Maneka Gandhi v Union of India AIR 1978 SC 597 at 624.
[8] Id at 583; See also Maneka Gandhi v Union of India above n 6 at 624; Ramana v IA Authority AIR 1979 SC 1628 at 1642.
[9] Above n 7 at 583.
1[0] Above n 5.
[1]1 S v Ntuli [1995] ZACC 14; 1996 (1) SA 1207 (CC); 1996 (1) BCLR 141 (CC) at para 18.
1[2] Desist v United
States [1969] USSC 120; 394 US 244, 258
(1969).
1[3] James B. Beam
Distilling Co. v Georgia 501 US 529, 537 (1991). It is instructive to refer
to the US case law dealing with the question whether a new rule of
constitutional law should
apply retroactively. In Desist v United States
above n 12 at 258 Harlan J, dissenting, held that “. . . all new
rules of constitutional law must, at a minimum, be applied to all those cases
which are still subject
to direct review by this Court at the time the
‘new’ decision is handed down.” He added: “We do not
release
a criminal from jail because we like to do so, or because we think it
wise to do so, but only because the government has offended
constitutional
principle in the conduct of his case. And when another similarly situated
defendant comes before us, we must grant the same relief or give a principled
reason for acting
differently. We depart from this basic judicial tradition
when we simply pick and choose from among similarly situated defendants those
who
alone will receive the benefit of a 'new' rule of constitutional law.”
(Emphasis added). The comprehensive analysis presented
by Harlan J was embraced
to a significant extent by the majority in Griffith v Kentucky 479 US
314, 322-3 (1987). The majority endorsed the conclusion by Harlan J that the
selective application of new rules violate the principle
of treating similarly
situated defendants the same. In James B. Beam Distilling Co. v Georgia,
supra, the majority once again endorsed the analysis by Harlan J holding that:
“But selective prospectivity also breaches the
principle that litigants in
similar situations should be treated the same, a fundamental component of
stare decisis and the rule of law generally.”
1[4] 1975 (4) SA 867 (A) at 870H.
1[5] Section 173 of the Constitution.
1[6] Section 21(3)(b) of the Supreme Court Act 59 of 1959.
1[7] Section 21(3)(a).
1[8] Section 21(3)(b).
1[9] Section 168(2) of the Constitution.
2[0] Section 173 of the
Constitution which confers this authority upon the SCA provides that it has
“the inherent power to protect
and regulate [its] own process, and to
develop the common law, taking into account the interests of
justice.”
2[1] It may well
be that the SCA as an ultimate court of appeal in non-constitutional matters has
the power to correct an injustice caused
by its earlier decision. See Ex
Parte Pinochet Ugarte (No 2) [1999] UKHL 1; [1999] 1 All ER 577 at 585 where Lord
Browne-Wilkinson said the following in this regard:
“In principle it must be that your Lordships, as the ultimate court of appeal, have the power to correct an injustice caused by an earlier order of this House. There is no relevant statutory limitation on the jurisdiction of the House in this regard and therefore its inherent jurisdiction remains unfettered.”
However it is not necessary to come to any firm decision on this issue.
[1] Prior to 21 November 2001, the Chief Justice presided over the SCA. In terms of section 20(b)(i) of Act 34 of 200, the Chief Justice now presides in this Court.
[2] Section 21(3)(d) of Supreme Court Act, No. 59 of 1959; Mphahlele v First National Bank of South Africa Ltd [1999] ZACC 1; 1999 (3) BCLR 253 (CC); 1999 (2) SA 667 (CC).
[3] Section 167(6)(b) of the Constitution read with Rule 20 of the Rules of this Court.
[4] S v Boesak [2000] ZACC 25; 2001 (1) SA
912 (CC); 2001 (1) BCLR 36 (CC) at paras 7 and
15.
[5] Section 1 of the
Constitution states:
“Republic of South Africa
1. The Republic of South Africa is one, sovereign, democratic state founded on the following values:
(a) Human dignity, the achievement of equality and the advancement of human rights and freedoms.
(b) Non-racialism and non-sexism.
(c) Supremacy of the constitution and the rule of law.
(d) Universal adult suffrage, a national common voters roll, regular elections and a multi-party system of democratic government, to ensure accountability, responsiveness and openness.”
[6] Bachan v Singh AIR. 1982 S.C. 1325 at 1328.
[7] R v. Sussex Justices [1924] 1 K.B 256 at 259 per Lord Hewart CJ.
[8] Jagannath Prasad Sharma v
Uttar Pradesh, AIR 1961 SC
1245.
[9] Section 38
provides:
“Enforcement of rights
38. Anyone listed in this section has the right to approach a competent court, alleging that a right in the Bill of Rights has been infringed or threatened, and the court may grant appropriate relief, including a declaration of rights. The persons who may approach a court are-
(a) anyone acting in their own interest;
(b) anyone acting on behalf of another person who cannot act in their own name;
(c) anyone acting as a member of, or in the interest of, a group or class of persons;
(d) anyone acting in the public interest; and
(e) an association acting in the interest of its members.”
1[0] See also sections 172 and 167.