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[2000] ZACC 8
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Dawood and Another v Minister of Home Affairs and Others ; Shalabi and Another v Minister of Home Affairs and Others ; Thomas and Another v Minister of Home Affairs and Others (CCT35/99) [2000] ZACC 8; 2000 (3) SA 936; 2000 (8) BCLR 837 (7 June 2000)
CONSTITUTIONAL COURT OF SOUTH AFRICA
Case CCT 35/99
RAHIM DAWOOD First
Applicant
KHAHATTHA DAWOOD (born CHAISORN) Second
Applicant
versus
THE MINISTER OF HOME AFFAIRS First
Respondent
THE DIRECTOR-GENERAL: HOME AFFAIRS Second
Respondent
THE MINISTER OF FINANCE Third
Respondent
and
NAZILA SHALABI (born ADAMS) First
Applicant
AHMED TALAAT MAHMOUD HAFED SHALABI Second
Applicant
versus
THE MINISTER OF HOME AFFAIRS First
Respondent
THE DIRECTOR-GENERAL: HOME AFFAIRS Second
Respondent
THE REGIONAL REPRESENTATIVE OF THE
DEPARTMENT OF HOME
AFFAIRS (CAPE TOWN) Third Respondent
and
MAUREEN SHEILA
THOMAS (born FREDERICKS) First Applicant
COLIN PATRICK THOMAS Second
Applicant
versus
THE MINISTER OF HOME AFFAIRS First
Respondent
THE DIRECTOR-GENERAL: HOME AFFAIRS Second
Respondent
THE REGIONAL REPRESENTATIVE OF THE
DEPARTMENT OF HOME
AFFAIRS (CAPE TOWN) Third Respondent
Heard on : 23 March
2000
Decided on : 7 June 2000
JUDGMENT
O’REGAN J:
Introduction
[1] | All three cases before us
concern the circumstances in which foreign spouses of South African residents
are permitted to reside temporarily
in South Africa pending the outcome of their
applications for immigration permits. In each case the applicants are married
to each
other. One spouse is permanently and lawfully resident in South Africa
while the other is seeking to obtain an immigration permit
to reside permanently
in South Africa. Because the matters raised similar issues they were heard
together by the Cape of Good Hope
High
Court[1] and by this Court.
|
[2] | In terms of the Aliens
Control Act, 96 of 1991 (the Act), a person who is not a South African citizen
may not enter or reside in South
Africa without a valid permit. Permits may be
issued on a temporary basis for a variety of purposes, including holiday visits,
business,
employment, or study,[2] or
on a permanent basis.[3] Permanent
permits or “immigration permits” authorise a person to reside
permanently in South Africa. The non-South African
spouse in each of the cases
before us is seeking to obtain an immigration permit.
|
[3] | There were two principal
issues raised by the three applications in the High Court. The first related to
a non-refundable fee payable
by applicants for immigration permits when they
lodge their applications. This fee was introduced, in effect, in 1998 and set
at
R7 750.[4] A year later it was
increased to R10 020.[5] The
applicants sought an order declaring that in so far as spouses were concerned,
the regulations providing for these fees were
inconsistent with the Constitution
and invalid. The second issue concerned section
25(9)(b)[6] of the Act, and in
particular, the question whether it was constitutional for the Act to require
that an immigration permit could
be granted to the spouse of a South African
citizen who is in South Africa at the time only if that spouse is in possession
of a
valid temporary residence permit. |
[4] | The Cape High Court upheld
the applicants’ arguments in respect of both issues and made an order
declaring the relevant fee
regulations and section 25(9)(b) of the Act to be
invalid. Both these declarations of invalidity were suspended, the first for
three
months and the second for twelve months. The Court also granted
consequential relief. The facts of the three applications appear
in full from
the judgment of Van Heerden AJ. I shall therefore only set out the key facts in
this judgment. |
The Dawood application
[5] | Mr and Mrs Dawood, the first
and second applicants, were married according to Islamic law on 4 October 1997
and they have one child,
a daughter, who was born on 11 March 1999. Mr Dawood,
a South African citizen, is a watchmaker who earns approximately R3 000 per
month. Mrs Dawood, a Thai national, is presently unemployed. She entered South
Africa early in 1997 for a holiday and was granted
a temporary residence permit
valid until 30 April 1997. This permit was subsequently extended three times.
In December 1997, shortly
after their marriage, Mr and Mrs Dawood obtained
application forms for an immigration permit for Mrs Dawood to obtain permission
to reside permanently in South Africa. These forms required the submission of a
police clearance certificate from Thailand. It
apparently took some time for
Mrs Dawood to obtain this certificate. When she returned to the Department of
Home Affairs (the Department)
in June 1998, she was informed that if a complete
application for an immigration permit was not submitted before 30 June 1998, she
would be required to pay the non-refundable fee of R7 750 that had recently been
introduced by regulation.[7] As she
was not at that stage able to submit a completed application, the Dawoods sought
an exemption from payment of this fee.
An exemption was refused and the Dawoods
then approached the High Court for relief. They sought, in particular, an order
declaring
the regulations that imposed the fees (both the earlier regulation
setting the fee at R7 750 and the subsequent regulation increasing
it) to be
inconsistent with sections 9, 10, 21(3) and 28 of the Constitution and therefore
invalid. |
The Shalabi application
[6] | Mr and Mrs Shalabi married
according to South African civil law on 7 May 1996 in Cape Town and they have
one child, a son, born on
11 January 1999. The first applicant, Mrs Shalabi, is
a South African citizen employed as a staff nurse earning approximately R2
800
per month. Mr Shalabi is an Egyptian citizen. He first entered South Africa on
16 November 1995 and was granted a temporary
residence permit. On several
occasions thereafter Mr Shalabi was granted further temporary residence permits.
The details of the
grant of these permits need not be set out, save to say that
on several occasions Mr Shalabi was granted an extension of his temporary
residence permit even though his application for that extension was made only
after the permit had expired. On 2 September 1997,
while in possession of a
valid temporary residence permit due to expire only on 31 December 1997, Mr
Shalabi applied for an immigration
permit. At the time, he was given a notice
by the Department stating that even though he had made an application for an
immigration
permit, he was required to ensure that his temporary residence
permit did not lapse.[8] In April
1998, after his permit had expired, Mr Shalabi was informed by the Department
that his application for an immigration permit
could not be processed unless he
applied for an extension of his temporary residence permit. On 9 July 1998, Mr
Shalabi made such
an application which was refused on the grounds that he was
illegally in South Africa and he was ordered to leave South Africa by
11 August
1998. Mr Shalabi then sought the assistance of a member of Parliament who took
the matter up with the Department. This
approach also proved unsuccessful and
Mr Shalabi was once again told to leave the country — this time by the end
of September
1998. The application was then launched as a matter of urgency on
30 September 1998. The relief sought, after several amendments
to the notice of
motion, was an order declaring that Mr Shalabi was entitled to a temporary
residence permit pending the final determination
of his application for an
immigration permit and ordering the Department to issue such a temporary
residence permit. In the alternative,
the applicants sought an order declaring
section 25(9)(b) of the Act inconsistent with the Constitution to the extent
that it authorises
the grant of immigration permits to the spouses of South
African residents when the applicant spouse is present in South Africa only
if
the applicant is in possession of a valid temporary residence permit.
|
The Thomas application
[7] | Mr and Mrs Thomas were
married according to South African civil law in Cape Town on 27 August 1994.
Mrs Thomas, the first applicant,
is a South African citizen by birth who is
employed as a clerk and earns approximately R2 000 per month. Mr Thomas, the
second applicant,
is a citizen of St Helena Island, and therefore a British
national. Although he is presently unemployed, he previously worked as
a deep
sea fisherman which resulted in his visiting Cape Town regularly. On these
occasions he was generally issued with temporary
residence permits in terms of
section 26(1) of the Act. Mr Thomas lost his job in June 1998 when the company
for which he worked
“was sold”. He thereafter sought to extend his
temporary residence permit but that extension was refused on the basis
that he
could not change the basis of his temporary residence permit “from a
transit permit to a holiday permit” and
he was ordered to leave the
country and make an application “from outside”. In August 1998 he
also sought to make an
application for an immigration permit but as he did not
have his birth certificate, the application was rejected as incomplete.
Mr and
Mrs Thomas also aver that they were not able to afford to pay the fee for the
immigration permit. After Mr Thomas’
application for an extension of his
temporary residence permit was refused on 14 September 1998, he was ordered to
leave South Africa
by 28 September 1998. Mr and Mrs Thomas then sought legal
advice and the application was launched on an urgent basis at the end
of
September 1998. The relief sought, as subsequently amended, included the
following: a declaration that the fee prescribed by
regulation as a requirement
for an immigration permit was inconsistent with sections 9, 10, 21(3) and 28 of
the Constitution and
therefore invalid; that Mr Thomas was entitled to remain in
South Africa pending the finalisation of his application for an immigration
permit; and directing the Director-General of Home Affairs (the DG) to issue a
temporary residence permit to Mr Thomas pending the
finalisation of that
application. |
[8] | It is worth noting the
following. The reason given for the refusal of the extension of Mr
Thomas’ temporary residence permit
— that it was not possible to
extend the permit when the underlying purpose for which the permit was sought
had changed —
conflicts with the fact that Mr Shalabi had on several
occasions had the underlying purpose of his temporary residence permit changed
when he sought and obtained extensions of the permits even though he did not
leave the
country.[9] |
The
order made by the High Court
[9] | As stated above, the High
Court made an order in favour of the applicants on both issues before it. The
full terms of that order
are as follows: |
“1. The Dawood application
1.1 Item 13 of the annexure to reg 2 of the Schedule to the fifth amendment of
the Aliens Control Regulations (Fees), published under
Government Notice R461
(Government Gazette 18791) of 30 March 1998 (which came into operation on
1 April 1998) is declared to be inconsistent with the Constitution of the
Republic
of South Africa Act 108 of 1996 (the Constitution), and
invalid.
1.2 Item 16 of the annexure to reg 2 of the Schedule to the sixth amendment of
the Aliens Control Regulations (Fees) published under
Government Notice R386
(Government Gazette 19881) of 25 March 1999 (which came into operation on
1 April 1999) is declared to be inconsistent with the Constitution and
invalid.
1.3 The declarations of invalidity referred to in paras 1.1 and 1.2 above are
suspended for a period of three months from the date
of this order to enable the
first respondent to correct the constitutional inconsistency which has resulted
in the declarations of
invalidity.
1.4 Section 25(9)(b) of the Aliens Control Act 96 of 1991, as amended (the Act)
is declared to be inconsistent with the Constitution
and
invalid.
1.5 The declaration of invalidity of s 25(9)(b) of the Act referred to in para
1.4 above is suspended for a period of 12 months from
the date of confirmation
of this order by the Constitutional Court to enable Parliament to correct the
inconsistency which has resulted
in the declaration of
invalidity.
1.6 The second respondent is ordered to extend the period of validity of the
temporary residence permit (the ‘visitor’s
permit’) currently
held by the second applicant, such extension to remain in force until such time
as the second applicant
has submitted an application for an immigration permit
to the second respondent, in terms of s 25(1) of the Act and the Western Cape
Regional Committee of the Immigrants Selection Board (the Board) has made a
final decision, in terms of s 25 of the Act, as to whether
or not to authorise
the issue of such a permit to the second
applicant.
1.7 As regards any alien non-resident spouse of a person who is permanently and
lawfully resident in the Republic of South Africa,
where such alien spouse is
inside the Republic but has not had a temporary residence permit (as referred to
in s 26(1) of the Act)
issued to him or her, the second respondent is ordered to
issue to such alien spouse a temporary residence permit in terms of s 26(1)(a)
of the Act and to extend the period of validity of such permit from time to time
(in terms of s 26(6) of the Act), until such time
as the alien spouse has
submitted an application for an immigration permit to the second respondent in
terms of s 25(1) of the Act
and the relevant regional committee of the Board has
made a final decision (under s 25 of the Act) as to whether or not to authorise
the issue of such a permit to the alien spouse. This part of the order shall
remain in force until such time as the first respondent
has corrected the
constitutional inconsistency referred to in paras 1.1 and 1.2 above and
Parliament has corrected the constitutional
inconsistency referred to in para
1.4 above.
1.8 As regards any alien non-resident spouse of a person who is permanently and
lawfully resident in the Republic of South Africa,
where such alien spouse is
inside the Republic and the period of validity of the temporary residence permit
most recently issued
to him or her has expired, the second respondent is ordered
to extend the period of validity of the said temporary residence permit
from
time to time (in terms of s 26(6) of the Act) until such time as the said alien
spouse has submitted an application for an immigration
permit to the second
respondent in terms of s 25(1) of the Act, and the relevant regional committee
of the Board has made a final
decision (under s 25 of the Act) as to whether or
not to authorise the issue of such permit to the alien spouse. This part of the
order shall remain in force until such time as the first respondent has
corrected the constitutional inconsistency referred to in
paras 1.1 and 1.2
above and Parliament has corrected the constitutional inconsistency referred to
in para 1.4 above.
1.9 It is declared that reg 14(2) of the Aliens Control Regulations made by the
first respondent in terms of s 56 of the Act, published
under Government Notice
R999 (Government Gazette 17254) of 28 June 1996, permits an alien to make
an application for an immigration permit, in terms of s 25(1) of the Act, while
such alien is inside the Republic, provided that such alien is a person falling
within the ambit of s 25(9) of the Act.
1.10 It is ordered that the first and second respondents shall, jointly and
severally, pay the applicants’ costs, including
the costs of two
counsel.
2. The Shalabi Application
2.1 The second respondent is ordered to extend the period of validity of the
temporary residence permit ‘for self-employment
purposes’
issued by or on behalf of the second respondent to the second applicant
during 1997 (which permit expired on 31 December 1997), such
extension to remain
in force until such time as the Western Cape Regional Committee of the Board has
made a final decision (under
s 25 of the Act) as to whether or not to authorise
the issue to the second applicant of the immigration permit applied for by him
by means of an application ‘received’ by or on behalf of the second
respondent on 2 September 1997.
2.2 The second respondent is ordered to submit the application for an
immigration permit made by the second applicant (as referred
to in para 2.1
above) to the Western Cape Regional Committee of the Board in terms of s
25(2)(a) of the Act.
2.3 It is ordered that the respondents shall, jointly and severally, pay the
applicants’ costs, including the costs of two
counsel.
3. The Thomas Application
3.1 Item 13 of the annexure to reg 2 of the Schedule to the fifth amendment of
the Aliens Control Regulations (Fees), published under
Government Notice R461
(Government Gazette 18791) of 30 March 1998 (which came into operation on
1 April 1998) is declared to be inconsistent with the Constitution and
invalid.
3.2 Item 16 of the annexure to reg 2 of the Schedule to the sixth amendment of
the Aliens Control Regulations (Fees) published under
Government Notice R386
(Government Gazette 19881) of 25 March 1999 (which came into operation on
1 April 1999) is declared to be inconsistent with the Constitution and invalid.
3.3 The declarations of invalidity referred to in paras 3.1 and 3.2 above are
suspended for a period of three months from the date
of this order to enable the
first respondent to correct the constitutional inconsistency which has resulted
in the declarations of
invalidity.
3.4 Section 25(9)(b) of the Act is declared to be inconsistent with the
Constitution and invalid.
3.5 The declaration of invalidity of s 25(9)(b) of the Act referred to in para
3.4 above is suspended for a period of a period of
12 months from the date of
confirmation of this order by the Constitutional Court to enable Parliament to
correct the inconsistency
which has resulted in the declaration of
invalidity.
3.6 The second respondent is ordered to issue to the second applicant a
temporary residence permit in terms of s 26(1)(a) of the
Act, which permit shall
remain valid until such time as the Western Cape Regional Committee of the Board
has made a final decision
(under s 25 of the Act) as to whether or not to
authorise the issue to the second applicant of an immigration
permit.
3.7 Once the temporary residence permit referred to in para 3.6 above has been
issued to the second applicant, the second applicant
is entitled to apply from
inside the Republic of South Africa for an immigration permit (in terms of s
25(1) of the Act), and to
remain in South Africa while such application is
submitted to and considered by the Western Cape Regional Committee of the
Board.
3.8 The second applicant shall submit the application for an immigration permit
referred to in para 3.7 above to the second respondent
(in terms of s 25(1) of
the Act) within 90 days of the date of this
order.
3.9 As regards any alien non-resident spouse of a person who is permanently and
lawfully resident in the Republic of South Africa,
where such alien spouse is
inside the Republic but has not had a temporary residence permit (as referred to
in s 26(1) of the Act)
issued to him or her, the second respondent is ordered to
issue to such alien spouse a temporary residence permit in terms of s 26(1)(a)
of the Act and to extend the period of validity of such permit from time to time
(in terms of s 26(6) of the Act), until such time
as the alien spouse has
submitted an application for an immigration permit to the second respondent in
terms of s 26(1) of the Act,
and the relevant regional committee of the Board
has made a final decision (under s 26 of the Act) as to whether or not to
authorise
the issue of such a permit to the alien spouse. This part of the
order shall remain in force until such time as the first respondent
has
corrected the constitutional inconsistency referred to in paras 3.1 and 3.2
above and Parliament has corrected the constitutional
inconsistency referred to
in para 3.4 above.
3.10 As regards any alien non-resident spouse of a person who is permanently and
lawfully resident in the Republic of South Africa,
where such alien spouse is
inside the Republic and the period of validity of the temporary residence permit
most recently issued
to him or her has expired, the second respondent is ordered
to extend the period of validity of the said temporary residence permit
from
time to time (in terms of s 26(6) of the Act), until such time as the said
alien spouse has submitted an application for an
immigration permit to the
second respondent in terms of s 25(1) of the Act, and the relevant regional
committee of the Board has
made a final decision (under s 25 of the Act) as to
whether or not to authorise the issue of such permit to the alien spouse. This
part of the order shall remain in force until such time as the first respondent
has corrected the constitutional inconsistency referred
to in paras 3.1 and 3.2
above and Parliament has corrected the constitutional inconsistency referred to
in para 3.4 above.
3.11 It is declared that reg 14(2) of the Aliens Control Regulations made by the
first respondent in terms of s 56 of the Act, published
under Government Notice
R999 (Government Gazette 17254) of 28 June 1996, permits an alien to make
an application for an immigration permit, in terms of s 25(1) of the Act while
such
alien is inside the Republic, provided that such alien is a person falling
within the ambit of s 25(9) of the
Act.
3.12 It is ordered that the respondents shall, jointly and severally, pay the
applicants’ costs, including the costs of two
counsel.”
[10] | In effect, therefore, the
High Court declared the fee regulations to be inconsistent with the Constitution
and therefore invalid,
and suspended that order for three
months.[10] The High Court also
declared section 25(9)(b) of the Act to be inconsistent with the Constitution
and therefore invalid, and suspended
that order for 12
months.[11] In addition, the High
Court made further orders flowing from the conclusion that section 25(9)(b) of
the Act is inconsistent with
the
Constitution.[12] The orders made
in paragraphs 1.9 and 3.11 related to regulation 14(2) of the Aliens Control
Regulations,[13] which provides as
follows: |
“Subject to the provisions of section 25(9) of the Act, an application for
an immigration permit must be made in the country
or territory of which the
applicant validly holds a passport, or in which he or she normally lives and to
which he or she returns
regularly after any period of temporary
absence.”
The regulation states that subject to section
25(9), applicants for immigration permits must be outside South Africa at the
time they make their applications. Section 25(9), however, refers to the
time applications are granted. Although regulation 14(2) is anomalously
formulated, I agree with Van Heerden AJ that the only proper contextual meaning
that can
be given to it is to permit spouses and other family members referred
to in section 25(9)(b) to make applications for immigration
permits from within
South Africa.[14] As this is the
proper meaning to be afforded to the regulation, as declared in paragraphs 1.9
and 3.11 of the order of the High
Court, no constitutional challenge can lie to
the regulation. There is no appeal against paragraphs 1.9 and 3.11 of the order
as
appears below, and it needs no further comment.
[11] | Section 172(2) of the
Constitution provides as follows: |
“(a) The Supreme Court of Appeal, a High Court or a court of similar
status may make an order concerning the constitutional
validity of an Act of
Parliament, a provincial Act or any conduct of the President, but an order of
constitutional invalidity has
no force unless it is confirmed by the
Constitutional Court.
(b) A court which makes an order of constitutional invalidity may grant a
temporary interdict or other temporary relief to a party,
or may adjourn the
proceedings, pending a decision of the Constitutional Court on the validity of
that Act or conduct.”
In terms of this
provision, the order made by the High Court declaring section 25(9)(b) of the
Act to be inconsistent with the Constitution
and therefore invalid has no effect
until it is confirmed by this Court. On the other hand, the order of the Court
declaring the
fee regulations to be invalid does not need confirmation by this
Court to be effective.
[12] | The applicants in all three
matters sought confirmation of the orders of constitutional invalidity in
relation to section 25(9)(b)
of the Act but sought to appeal against the
suspension of the declaration of invalidity in relation to that section. The
respondents,[15] the Minister of
Home Affairs (the Minister),[16] the
DG[17] and the Regional
Representative of the Department of Home Affairs in Cape Town (the Regional
Representative),[18] approached the
High Court for leave to appeal, in effect, against the whole of the order made
by the High Court in each of the three
applications.
|
[13] | Leave to appeal was granted
by this Court on 16 November 1999. Directions were given for the filing of
heads of argument by the parties
and heads of argument were received. A few
days before the hearing, the Court was notified informally by counsel for the
respondents
that the respondents were abandoning their appeal and not opposing
the application for confirmation made by the applicants. Formal
notice of their
intention was lodged with the Court shortly before close of business on the day
before the hearing. There was no
appearance for the respondents at the hearing.
For the reasons that follow, this is to be
regretted. |
[14] | The Minister and DG are
respectively the political and administrative heads of the national government
department responsible for
the implementation of the Act and the foremost source
of knowledge about its terms, objectives and general application. Their
last-minute
abandonment of both their appeal and their opposition to the
confirmation proceedings was inconvenient and
discourteous. |
[15] | The absence of legal
representation on behalf of the respondents at the hearing, however, has much
more serious consequences. Where
the confirmation of an order of constitutional
invalidity is under consideration by this Court, the abandonment of an appeal
does
not put an end to the proceedings. The Court must still decide whether to
confirm, vary or set aside the order. Moreover, the Court
must determine what
ancillary orders should be made, if any. The relevant government department is
best placed to assist the Court
to craft such ancillary orders by informing it
of the potential disruption that an order of invalidity may cause. A common
issue
relates to the time the department will need to replace the
unconstitutional provision. |
[16] | Section 8(2) of the
Constitutional Court Complementary Act, 13 of 1995, provides that when an order
of constitutional invalidity is referred to this Court for confirmation, the
President of the Court
may request the Minister of Justice to appoint counsel to
present argument to the Court at the confirmation proceedings. This provision
enables the Court to ensure that it obtains the necessary argument in relation
to such proceedings. By withdrawing from these proceedings
at such a late
stage, the respondents not only deprived this Court of the benefit of being able
to canvass the issues relating to
confirmation fully at the proceedings, but
also made it impossible for the President of this Court to ask the Minister of
Justice
to appoint counsel to assist the Court in terms of section
8(2). |
[17] | Our Constitution recognises
the separation of powers, holds high the rule of law and enjoins all organs of
state to protect the Constitution.
Within this scheme, this Court is given the
special and onerous responsibility finally to determine the constitutionality of
legislation.
Once it concludes that legislation is unconstitutional, it must
declare it invalid. Such an order may be tempered by ancillary
orders that are
just and equitable. In the light of this constitutional scheme, this Court can
best carry out its task if careful
and detailed evidence and argument are placed
before it by those in government qualified to do so, particularly when
legislation
is under challenge. If this is not done, the Court’s ability
to perform its constitutional mandate is hampered and the constitutional
scheme
itself may be put at risk. It is for these reasons that the late abandonment of
the appeal and the absence of the respondents
at the confirmation hearing were
unfortunate. |
[18] | As the respondents do not
persist in their appeal, the main issue remaining before this Court relates to
the confirmation of the order
of unconstitutionality relating to section 25(9)
made by the High Court[19] as well
as the orders that suspended the effect of the declaration of
invalidity.[20] However, it is not
only these orders that are before this Court for confirmation. For it is not
only the direct order of unconstitutionality
itself that must be confirmed but
all the orders made by the High Court that flowed from that finding of
unconstitutionality. If
this Court were to find that the High Court’s
conclusion that section 25(9)(b) is inconsistent with the Constitution is
incorrect,
none of the orders made consequent upon that finding could stand.
These orders required the Department to grant temporary residence
permits to
applicants for immigration permits who are married to South African
residents.[21] All of these orders
granted relief consequent upon the finding of unconstitutionality and are
accordingly before this Court as part
of the confirmation proceedings.
|
Interpretation of section 25(9)(b)
[19] | The High Court declared
section 25(9)(b) of the Act to be inconsistent with the Constitution on the
ground that it conflicts with
section 10 of the Constitution, the right to
dignity. Section 25(9) provides as follows: |
“(a) A regional committee may, on an application mentioned in subsection
(1) made by an alien who has been permitted under
this Act to temporarily
sojourn in the Republic in terms of a permit referred to in section
26(1)(b),[22] authorize the issue to
him or her of a permit in terms of this section mutatis mutandis as if he
or she were outside the Republic, and upon the issue of that permit he or she
may reside permanently in the Republic.
(b) Notwithstanding the provisions of paragraph (a), a regional committee may
authorize a permit in terms of this section to any
person who has been permitted
under section 26(1) to temporarily sojourn in the Republic, if such person is a
person referred to
in subsection
4(b)[23] or
5.[24]” (footnotes
added)
[20] | Van Heerden AJ, after
observing that subsection 25(9) is not a model of legislative clarity, concluded
that it establishes a general
rule that an immigration permit may not be granted
unless the applicant is outside the country at the time the permit is granted
and that section 25(9)(b) establishes an exception to this rule in relation to
spouses, dependent children and aged, infirm or destitute
family members in
possession of valid temporary residence
permits.[25] |
[21] | An important element of the
interpretation adopted by Van Heerden AJ is that the temporary residence permit
referred to in both section
25(9)(a) and (b) must be valid at the time the
immigration permit is granted. This interpretation, supported by the
respondents,
was not disputed by the applicants in the High Court. Before this
Court, however, the applicants argued for a different interpretation.
It was
submitted that as long as the person had once been issued a temporary residence
permit under section 26(1), it did not matter
if that permit had since expired.
On this approach section 25(9)(b) would mean that any person who fell within the
special categories
of person identified by sections 25(4)(b) and (5) would need
only at some stage to have been in possession of a valid temporary residence
permit in order to fall within the scope of the
exemption. |
[22] | Even if the language of
section 25(9)(b) in isolation is capable of the meaning advanced by the
applicants, it is clear that the language
is also capable of the meaning adopted
by Van Heerden AJ, and in my view that interpretation fits more closely with the
context of
the statute as a whole. The purpose of the statute is to regulate
and control the entry of foreigners into and their residence in
South Africa.
The control of such entry and residence is a difficult and complex task for the
state. The statute seeks to control
immigration by requiring all non-citizens
to be in possession of a valid immigration permit, temporary residence permit or
an exemption[26] and to enforce this
requirement through criminal sanction. |
[23] | Central to the structure of
the statute is section 23 which provides that no foreigner shall enter or
sojourn in the Republic unless
he or she is in possession of an immigration
permit or temporary residence permit. Section 27 of the Act imposes an
obligation,
on pain of criminal sanction, upon foreigners who do not possess
either an immigration permit or a temporary residence permit to
present
themselves to the Department.[27]
Furthermore, it is clear from section 26(7) that people who continue to reside
in South Africa once their temporary residence permits
have expired are guilty
of a criminal offence.[28] The
responsibility for ensuring compliance with the provisions of the Act is
therefore placed squarely on the shoulders of those
wishing to obtain permits to
reside in South Africa. Evading or ignoring those responsibilities constitutes
criminal conduct and
may result in
deportation.[29]
|
[24] | In this context, the
interpretation of section 25(9)(b) urged upon us by the applicants is
extraordinary. It suggests that a person
whose temporary residence permit is no
longer valid, and who is therefore unlawfully residing in South Africa (and
thereby committing
an offence), will be afforded an exemption from a general
rule that immigration permits may only be granted to those outside South
Africa.
Such an interpretation is quite out of keeping with the overall purpose of the
Act, which seeks to induce foreigners to ensure
that their permits to remain in
South Africa are current and valid, and not to permit people to remain when
those permits have expired.
Therefore, it is plain that when section 25(9)(b)
refers to a person “who has been permitted under section 26(1) to
temporarily
sojourn in the Republic”, it refers to a person whose
temporary residence permit is still valid and not to a person whose permit
has
expired. |
[25] | In my view there is a
three-fold conclusion. First, section 25(9), read in the context of section 23,
establishes a general rule
that a regional committee of the Immigrants Selection
Board (the agency empowered to grant immigration permits) may grant such permits
only when the applicant is not in South Africa. Secondly, section 25(9)(a)
creates an exception to this rule in terms of which an
applicant for an
immigration permit who possesses a valid work permit need not be outside of
South Africa when the immigration permit
is granted. Thirdly, section 25(9)(b)
creates a further exception in terms of which spouses, dependent children and
aged, infirm
or destitute family members who are in possession of a valid
temporary residence permit issued in terms of section 26 also need not
be
outside South Africa at the time their immigration permit is granted.
|
[26] | The grant of temporary
residence permits is governed by section 26(3) of the Act, which
provides: |
“(a) An immigration officer, in the case of an application for a
visitor’s permit, business permit or a medical permit
referred to in
subsection (1), or the Director-General, in the case of an application for any
of the permits referred to in that
subsection, may, on the application of an
alien who has complied with all the relevant requirements of this Act, issue to
him or
her the appropriate permit in terms of subsection (1) to enter the
Republic or any particular portion of the Republic and to sojourn
therein,
during such period and on such conditions as may be set forth in the permit.
(b) . . .
.”[30]
The
extension of a temporary permit is governed by section 26(6):
“The Director-General may from time to time extend the period for which,
or alter the conditions subject to which, a permit
was issued under subsection
(3), and a permit so altered shall be deemed to have been issued under the said
subsection.”
It can be seen from these provisions that
no guidance is provided as to the circumstances in which it would be appropriate
to refuse
to issue or extend a temporary residence
permit.[31] I return to this later.
I now turn to the question whether section 25(9)(b) is unconstitutional or
not.
Constitutional challenge to section 25(9)(b)
[27] | The applicants argued that
the effect of section 25(9)(b) is to deny spouses the right to cohabit and
therefore infringes several
rights in the Constitution: the right to
dignity;[32] the right of citizens
to remain and reside in South
Africa;[33] the right of children to
family or parental care;[34] and the
right not to be subjected to unfair
discrimination.[35] Van Heerden AJ
held that section 25(9)(b) indeed violates the right to respect for and
protection of dignity which she held included
the right of spouses to live
together.[36]
|
[28] | Our Constitution contains
no express provision protecting the right to family life or the right of spouses
to cohabit. The omission
of such a right from the Constitution was challenged
during the first certification proceedings on the basis that such a right
constituted
a “universally accepted fundamental right” which in
terms of Constitutional Principle II had to be entrenched in the
Constitution.[37] The Court
observed from its survey of international instruments that states are obliged in
terms of international human rights law
to protect the rights of persons freely
to marry and raise a family. However, it also observed that these obligations
are achieved
in a great variety of ways in different human rights
instruments.[38] It
continued: |
“International experience accordingly suggests that a wide range of
options on the subject would have been compatible with
CP II. On the one hand,
the provisions of the NT [new constitutional text] would clearly prohibit any
arbitrary State interference
with the right to marry or to establish and raise a
family. NT 7(1) enshrines the values of human dignity, equality and freedom,
while NT 10 states that everyone has the right to have their dignity respected
and protected. However these words may come to be
interpreted in future, it is
evident that laws or executive action resulting in enforced marriages, or
oppressive prohibitions on
marriage or the choice of spouses, would not survive
constitutional challenge. Furthermore, there can be no doubt that the NT
prohibits
the kinds of violations of family life produced by the pass laws or
the institutionalised migrant labour system, just as it would
not permit the
prohibitions on free choice of marriage partners imposed by laws such as the
Prohibition on Mixed Marriages Act 55
of
1949.”[39] (footnote
omitted)
The Court therefore concluded that the new
constitutional text, although it contained no express clause protecting the
right to family
life, nevertheless met the obligations imposed by international
human rights law to protect the rights of persons freely to marry
and to raise a
family.
[29] | International human rights
law imposes obligations upon states to respect and protect marriage and family
life. Article 16 of the
Universal Declaration of Human Rights
provides: |
“(1) Men and women of full age, without any limitation due to race,
nationality or religion, have the right to marry and to
found a family. They
are entitled to equal rights as to marriage, during marriage and at its
dissolution.
(2) Marriage shall be entered into only with the free and full consent of the
intending spouses.
(3) The family is the natural and fundamental group unit of society and is
entitled to protection by society and the
State.”
Similarly, article 23 of the
International Covenant on Civil and Political Rights, which South Africa has
ratified, provides:
“(1) The family is the natural and fundamental group unit of society and
is entitled to protection by society and the State.
(2) The right of men and women of marriageable age to marry and to found a
family shall be recognized.
(3) No marriage shall be entered into without the free and full consent of the
intending spouses.
(4) States Parties to the present Covenant shall take appropriate steps to
ensure equality of rights and responsibilities of spouses
as to marriage, during
marriage and at its dissolution. In the case of dissolution, provision shall be
made for the necessary protection
of any
children.”[40]
The
African Charter on Human and Peoples’ Rights, also ratified by South
Africa, provides in article 18:
“1. The family shall be the natural unit and basis of society. It shall
be protected by the State . . . .
2. The State shall have the duty to assist the family which is the custodian of
morals and traditional values recognized by the
community.
. . . .”
International human rights law therefore
clearly recognises the importance of marriage and a state obligation to protect
the family.
[30] | Marriage and the family are
social institutions of vital importance. Entering into and sustaining a
marriage is a matter of intense
private significance to the parties to that
marriage for they make a promise to one another to establish and maintain an
intimate
relationship for the rest of their lives which they acknowledge obliges
them to support one another, to live together and to be faithful
to one
another.[41] Such relationships are
of profound significance to the individuals concerned. But such relationships
have more than personal significance
at least in part because human beings are
social beings whose humanity is expressed through their relationships with
others.[42] Entering into marriage
therefore is to enter into a relationship that has public significance as well.
|
[31] | The institutions of
marriage and the family are important social institutions that provide for the
security, support and companionship
of members of our society and bear an
important role in the rearing of children. The celebration of a marriage gives
rise to moral
and legal obligations, particularly the reciprocal duty of support
placed upon spouses and their joint responsibility for supporting
and raising
children born of the marriage. These legal obligations perform an important
social function. This importance is symbolically
acknowledged in part by the
fact that marriage is celebrated generally in a public ceremony, often before
family and close friends.
The importance of the family unit for society is
recognised in the international human rights instruments referred to above when
they state that the family is the “natural” and
“fundamental” unit of our society. However, families come
in many
shapes and sizes. The definition of the family also changes as social practices
and traditions change.[43] In
recognising the importance of the family, we must take care not to entrench
particular forms of family at the expense of other
forms. |
[32] | South African families are
diverse in character and marriages can be contracted under several different
legal regimes including African
customary law, Islamic personal law and the
civil or common law. However, full legal recognition has historically been
afforded
only to civil or common law marriages. Even if the legal implications
of the marriage differ depending on the legal regime that
governs it, the
personal significance of the relationship for those entering it and the public
character of the institution, remain
profound. In addition, many of the core
elements of the marriage relationship are common between the different legal
regimes. |
[33] | In terms of common law,
marriage creates a physical, moral and spiritual community of
life.[44] This community of life
includes reciprocal obligations of cohabitation, fidelity and sexual
intercourse, though these obligations
are for the most part not enforceable
between the spouses. Importantly, the community of life establishes a
reciprocal and enforceable
duty of financial support between the spouses and a
joint responsibility for the guardianship and custody of children born of the
marriage.[45] An obligation of
support flows from marriage under African customary law as
well.[46] In terms of Muslim
personal law, the husband bears an enforceable duty of support of the wife
during the subsistence of the
marriage.[47] |
The
constitutional protection of marriage and family life
[34] | Section 10 of the
Constitution provides as follows: |
“Everyone has inherent dignity and the right to have their dignity
respected and protected.”
This Court has on several occasions emphasised the importance of human dignity
to our constitutional scheme.[48]
It is clear from the text of the Constitution itself that human dignity is a
fundamental value of our Constitution. Section 1 of
the Constitution
provides:
“The Republic of South Africa is one, sovereign, democratic state founded
on the following values:
(a) human dignity, the achievement of equality, and the advancement of human
rights and
freedoms;
. . . .”
Similarly, section 7(1) of the
Constitution states:
“This Bill of Rights is a cornerstone of democracy in South Africa. It
enshrines the rights of all people in our country and
affirms the democratic
values of human dignity, equality and freedom.”
And
section 36(1):
“The rights in the Bill of Rights may be limited only in terms of law of
general application to the extent that the limitation
is reasonable and
justifiable in an open and democratic society based on human dignity, equality
and freedom . . . .”
Finally, section 39(1)
states:
“When interpreting the Bill of Rights, a court, tribunal or forum
—
(a) must promote the values that underlie an open and democratic society based
on human dignity, equality and
freedom;
. . . .”
[35] | The value of dignity in our
Constitutional framework cannot therefore be doubted. The Constitution asserts
dignity to contradict
our past in which human dignity for black South Africans
was routinely and cruelly denied. It asserts it too to inform the future,
to
invest in our democracy respect for the intrinsic worth of all human beings.
Human dignity therefore informs constitutional adjudication
and interpretation
at a range of levels.[49] It is a
value that informs the interpretation of many, possibly all, other
rights.[50] This Court has already
acknowledged the importance of the constitutional value of dignity in
interpreting rights such as the right
to
equality,[51] the right not to be
punished in a cruel, inhuman or degrading
way,[52] and the right to
life.[53] Human dignity is also a
constitutional value that is of central significance in the limitations
analysis.[54] Section 10, however,
makes it plain that dignity is not only a value fundamental to our
Constitution, it is a justiciable and enforceable right that must be
respected and protected. In many cases, however, where the value of human
dignity is offended, the primary constitutional
breach occasioned may be of a
more specific right such as the right to bodily
integrity,[55] the right to equality
or the right not to be subjected to slavery, servitude or forced
labour.[56] |
[36] | In this case, however, it
cannot be said that there is a more specific right that protects individuals who
wish to enter into and
sustain permanent intimate relationships than the right
to dignity in section 10. There is no specific provision protecting family
life
as there is in other constitutions and in many international human rights
instruments. The applicants argued that legislation
interfering with the right
to enter into such relationships infringed the rights to freedom of
movement[57] and the rights of
citizens to reside in South
Africa.[58] It may well be that
such legislation will have an incidental and limiting effect on these rights,
but the primary right implicated
is, in my view, the right to dignity. As it is
the primary right concerned, it is the right upon which we should focus.
|
[37] | The decision to enter into
a marriage relationship and to sustain such a relationship is a matter of
defining significance for many
if not most people and to prohibit the
establishment of such a relationship impairs the ability of the individual to
achieve personal
fulfilment in an aspect of life that is of central
significance.[59] In my view, such
legislation would clearly constitute an infringement of the right to dignity.
It is not only legislation that
prohibits the right to form a marriage
relationship that will constitute an infringement of the right to dignity, but
any legislation
that significantly impairs the ability of spouses to honour
their obligations to one another would also limit that
right.[60] A central aspect of
marriage is cohabitation, the right (and duty) to live together, and legislation
that significantly impairs
the ability of spouses to honour that obligation
would also constitute a limitation of the right to
dignity.[61] Like all rights,
however, the question of whether such a limitation is unconstitutional or not
will depend upon whether it is reasonable
and justifiable in an open and
democratic society in terms of section 36(1) of the Constitution. I now turn to
the question of the
effect of section
25(9)(b). |
The effect of section 25(9)
[38] | It is implicit in section
25(9), read against the background of section 23, that applicants for
immigration permits may not be in
South Africa at the time their applications
are granted. In the context of this general prohibition, the overall purpose of
section
25(9)(b) is to afford to spouses, dependent children and destitute, aged
or infirm family members of people lawfully and permanently
resident in South
Africa a benefit that is not afforded to other applicants for immigration
permits. It allows them to remain in
South Africa pending the outcome of their
application for an immigration permit while other
applicants[62] have to leave the
country. The effect of section 25(9) read with subsections 26(3) and (6) of the
Act is that foreign spouses may
continue to reside in South Africa while their
applications for immigration permits are being considered only if they are in
possession
of valid temporary residence permits. Given the fact that such
applications are not automatically granted but have to be considered
on their
merits, these provisions necessarily authorise immigration officials and the DG
to refuse to issue or extend such temporary
permits. |
[39] | The effect of such a
refusal is that a South African married to a foreigner is forced to choose
between going abroad with his or her
partner while the application is
considered, or remaining in South Africa alone. Many South African spouses will
not even face this
dilemma on account of their poverty or other circumstances
and will have to remain in South Africa without their spouses. The right
(and
duty) to cohabit, a key aspect of the marriage relationship, is restricted in
this way. Accordingly the right to dignity of
spouses is limited by the
statutory provisions that empower immigration officers and the DG to refuse to
grant or extend a temporary
permit. Having regard to the general prohibition
against remaining in South Africa pending the outcome of an application for an
immigration
permit, the power to refuse the temporary permit is a power, in
effect, to limit the right of cohabitation of spouses. It is necessary
now to
consider whether that limitation is justifiable or not.
|
Limitations analysis
[40] | Section 36(1) of the
Constitution provides that a limitation of a constitutional right may be
justified.[63] It will be justified
only if the Court concludes that the limitation of the right, considering the
nature and importance of the
right and extent of its limitation on the one hand,
is justified in relation to the purpose, importance and effect of the provision
causing the limitation, taking into account the availability of less restrictive
means to achieve the purpose of the provision, on
the
other.[64]
|
The scope of the limitation of the
right
[41] | In order fully to grasp the
scope of the limitation of the right, therefore, it is necessary to consider the
manner in which temporary
permits may be issued and extended and, in particular,
the circumstances in which they may be refused. For the denial of the
constitutional
right only occurs when a temporary permit has been
refused. |
[42] | Temporary permits are
issued in terms of section 26(3) of the Act, and extended in terms of section
26(6).[65] The discretion conferred
upon the relevant officials (immigration officers and the DG) by these
provisions contains no suggestion
that the marital status of the applicant is of
any relevance to an application for a temporary permit or its extension.
However,
the discretion must be understood in the context of the Act which in
terms of section 25(5)[66] and
section 25(9)(b) recognises the importance of family relationships. These
last-mentioned sections contain a clear legislative
indication that the marital
or family status of applicants for the grant of temporary residence permits
under section 26(3) or their
extension under section 26(6) ought to be a factor
relevant to the exercise of the discretionary powers conferred by those
sections.
|
[43] | But temporary permits can
also be refused. This is clear from the formulation of section 25(9)(b) read
with sections 26(3) and (6).
If the legislature had intended permits
always to be granted, it would have said so. The requirement in section
25(9)(b) that a foreign spouse be in possession of a valid temporary
permit
therefore necessarily implies that there are other considerations that must or
may be taken into account, and that would be
relevant particularly to the
refusal of a temporary permit. Yet these considerations are not identified at
all. As sections 26(3)
and (6) stand there is nothing to indicate what factors
or circumstances can or ought to be taken into consideration by the relevant
immigration officials and the DG. |
[44] | One might have thought that
section 25(4)(a) suggests the factors that could appropriately be considered in
deciding to refuse to
grant or extend a temporary permit. That provision states
that a regional committee of the Immigrants Selection Board may issue
an
immigration permit if the applicant: |
“(i) is of a good character; and
(ii) will be a desirable inhabitant of the Republic; and
(iii) is not likely to harm the welfare of the Republic; and
(iv) does not and is not likely to pursue an occupation in which, in the opinion
of the regional committee, a sufficient number of
persons are available in the
Republic to meet the requirements of the inhabitants of the Republic . . .
.”
However, section 25(5) of the Act
states that a regional committee, notwithstanding the provisions of section
25(4), may issue an immigration permit to a spouse of a permanent and lawful
resident of South Africa.[67]
Section 25(5) does not substitute any other criteria for those provided by
section 25(4)(a). There is therefore no guidance to
be found in either of these
provisions as to the circumstances in which immigration officials or the DG may
refuse to issue or extend
a temporary residence permit.
[45] | Can it nevertheless be said
that the statute is reasonably capable of bearing a meaning that identifies
factors relevant to the refusal
to grant or extend permits that should be taken
into consideration in addition to the marital or family status of the
parties?[68] In determining whether
a legislative provision is reasonably capable of a particular meaning, the Court
must, as the Constitution
requires, “promote the spirit, purport and
objects of the Bill of
Rights.”[69]
|
[46] | The Constitution also makes
it plain that all government officials when exercising their powers are bound by
the provisions of the
Constitution. So section 8(1) of the Constitution
provides that — |
“[t]he Bill of Rights applies to all law, and binds the legislature, the
executive, the judiciary and all organs of
state.”
There is, however, a difference between
requiring a court or tribunal in exercising a discretion to interpret
legislation in a manner
that is consistent with the Constitution and conferring
a broad discretion upon an official, who may be quite untrained in law and
constitutional interpretation, and expecting that official, in the absence of
direct guidance, to exercise the discretion in a manner
consistent with the
provisions of the Bill of Rights. Officials are often extremely busy and have
to respond quickly and efficiently
to many requests or applications. The nature
of their work does not permit considered reflection on the scope of
constitutional
rights or the circumstances in which a limitation of such rights
is justifiable. It is true that as employees of the state they
bear a
constitutional obligation to seek to promote the Bill of Rights as
well.[70] But it is important to
interpret that obligation within the context of the role that administrative
officials play in the framework
of government which is different from that
played by judicial officers.
[47] | It is an important
principle of the rule of law that rules be stated in a clear and accessible
manner.[71] It is because of this
principle that section 36 requires that limitations of rights may be justifiable
only if they are authorised
by a law of general application. Moreover, if broad
discretionary powers contain no express constraints, those who are affected
by
the exercise of the broad discretionary powers will not know what is relevant to
the exercise of those powers or in what circumstances
they are entitled to seek
relief from an adverse decision. In the absence of any clear statement to that
effect in the legislation,
it would not be obvious to a potential applicant that
the exercise of the discretion conferred upon the immigration officials and
the
DG by sections 26(3) and (6) is constrained by the provisions of the Bill of
Rights, and in particular, what factors are relevant
to the decision to refuse
to grant or extend a temporary permit. If rights are to be infringed without
redress, the very purposes
of the Constitution are defeated.
|
[48] | There may be circumstances,
of course, where a decision to refuse the grant or extension of the permit may
subsequently be challenged
in administrative review proceedings. Indeed in two
of the cases before us the primary challenge was to the refusal to grant a
temporary
permit. The High Court, however, held for the applicants on the basis
of their constitutional challenge to the statute. The fact,
however, that the
exercise of a discretionary power may subsequently be successfully challenged on
administrative grounds, for example,
that it was not reasonable, does not
relieve the legislature of its constitutional obligation to promote, protect and
fulfil the
rights entrenched in the Bill of Rights. In a constitutional
democracy such as ours the responsibility to protect constitutional
rights in
practice is imposed both on the legislature and on the executive and its
officials. The legislature must take care when
legislation is drafted to limit
the risk of an unconstitutional exercise of the discretionary powers it
confers. |
[49] | There will be circumstances
in which there are constitutionally acceptable reasons for refusing the grant or
extension of a temporary
residence permit but those circumstances are not
identified at all in the Act. An obvious example one can think of is where the
foreign spouse has been convicted of serious criminal offences that suggest that
his or her continued presence in South Africa even
under a temporary residence
permit would place members of the public at risk. Another would be where it is
clear to the official
that the immigration permit itself will not be granted and
that pending that decision it would not be in the public interest to permit
the
foreign spouse to remain. These are examples only. It is for the legislature,
in the first place, to identify the policy considerations
that would render a
refusal of a temporary permit justifiable. However, as the legislation is
currently drafted, the grant or extension
of a temporary residence permit may be
refused where no such grounds exist. |
[50] | The foregoing discussion
assists in determining the interpretation of the relevant provisions that would
best “promote the spirit,
purport and objects of the Bill of
Rights”. In the case of the statutory discretion at hand, there is no
provision in the
text providing guidance as to the circumstances relevant to a
refusal to grant or extend a temporary permit. I am satisfied that
in the
absence of such provisions, it would not promote the spirit, purport and objects
of the Bill of Rights for this Court to try
to identify the circumstances in
which the refusal of a temporary permit to a foreign spouse would be
justifiable. Nor can we hold
in the present case that it is enough to leave it
to an official to determine when it will be justifiable to limit the right in
the
democratic society contemplated by section 36. Such an interpretation, of
which there is no suggestion in the Act, would place an
improperly onerous
burden on officials, which in the constitutional scheme should properly be borne
by a competent legislative authority.
Its effect is almost inevitably that
constitutional rights (as in the case of two of the respondents before this
Court) will be
unjustifiably limited in some cases. Of even greater concern is
the fact that those infringements may often go unchallenged and
unremedied. The
effect, therefore, of section 25(9)(b) read with sections 26(3) and (6) is that
foreign spouses may be refused temporary
permits in circumstances that
constitute an infringement of their constitutional
rights. |
[51] | The exact nature and effect
of the deprivation of rights will depend on the circumstances of each case in
which the grant or extension
of a temporary residence permit is refused. The
result of such a refusal will be that the foreign spouse will be required to
leave
South Africa pending the decision of the Regional Board on his or her
application for an immigration permit. Even if the South African
spouse is able
to accompany his or her spouse to the foreign state, the limitation of the
rights of the South African spouse is significant.
It is aggravated by the fact
that applicants do not know when their applications for immigration permits will
be considered by the
relevant regional committee. The limitation is even more
substantial where the refusal of the permit results in the spouses being
separated. Enforced separation places strain on any relationship. That strain
may be particularly grave where spouses are indigent
and not in a position to
afford international travel, or where there are children born of the marriage.
Indeed, it may well be that
the enforced separation of the couple could destroy
the marriage relationship altogether. Although these provisions do not deprive
spouses entirely of the rights to marry and form a family, they nevertheless
constitute a significant limitation of the right.
|
The purpose, importance and effect of
section 25(9)(b)
[52] | It is necessary now to turn
to the second leg of the limitations analysis and consider the purpose,
importance and effect of section
25(9)(b) taking into account whether there are
means whereby that purpose could be achieved that would be less restrictive of
the
constitutional right at issue. As I have already said, the overall purpose
of the Act is clearly to control immigration into South
Africa. The importance
of this purpose cannot be
disputed.[72] The purpose of
section 25(9)(b) read with sections 26(3) and (6) within this framework,
however, is somewhat different. It affords
a limited privilege to spouses and
dependent children of people lawfully and permanently resident in South Africa,
by permitting
them to remain in South Africa while their applications for
immigration permits are considered as long as they are in possession
of a valid
temporary residence permit. This purpose is an important and legitimate one
that recognises the importance of family
life. It is, however, dependent upon
the exercise of the discretion conferred upon officials by sections 26(3) and
(6). The exercise
of the discretion to grant or extend temporary permits
therefore determines in any particular case whether the privilege section
25(9)(b) attempts to afford to spouses and other family members is in fact
afforded
to those intended beneficiaries. The absence of any guidance as to the
factors relevant to the refusal of the grant or extension
of such permits,
therefore considerably undermines the effect of the limited privilege afforded
by section 25(9)(b). |
[53] | Discretion plays a crucial
role in any legal system.[73] It
permits abstract and general rules to be applied to specific and particular
circumstances in a fair manner. The scope of discretionary
powers may vary. At
times, they will be broad, particularly where the factors relevant to a decision
are so numerous and varied
that it is inappropriate or impossible for the
legislature to identify them in advance. Discretionary powers may also be
broadly
formulated where the factors relevant to the exercise of the
discretionary power are indisputably clear. A further situation may
arise where
the decision-maker is possessed of expertise relevant to the decisions to be
made. There is nothing to suggest that
any of these circumstances is present
here. |
[54] | We must not lose sight of
the fact that rights enshrined in the Bill of Rights must be protected and may
not be unjustifiably infringed.
It is for the legislature to ensure that, when
necessary, guidance is provided as to when limitation of rights will be
justifiable.
It is therefore not ordinarily sufficient for the legislature
merely to say that discretionary powers that may be exercised in a
manner that
could limit rights should be read in a manner consistent with the Constitution
in the light of the constitutional obligations
placed on such officials to
respect the Constitution. Such an approach would often not promote the spirit,
purport and objects of
the Bill of Rights. Guidance will often be required to
ensure that the Constitution takes root in the daily practice of governance.
Where necessary, such guidance must be given. Guidance could be provided either
in the legislation itself, or where appropriate
by a legislative requirement
that delegated legislation be properly enacted by a competent
authority.[74]
|
[55] | Such guidance is
demonstrably absent in this case. It is important that discretion be conferred
upon immigration officials to make
decisions concerning temporary permits.
Discretion of this kind, though subject to review, is an important part of the
statutory
framework under consideration. However, no attempt has been made by
the legislature to give guidance to decision-makers in relation
to their power
to refuse to extend or grant temporary permits in a manner that would protect
the constitutional rights of spouses
and family
members. |
[56] | Nor can it be said that
there is any legislative purpose to be achieved by not supplying such guidance
at all. The Minister, in his
written argument, did not seek to suggest the
contrary. It would be neither unduly complex nor difficult to identify the
considerations
relevant to a justifiable refusal of a temporary permit. There
is no reason therefore for the legislative omission that can be weighed
in the
limitations analysis. In this case, the effect of the absence of such guidance,
coupled with the breadth of the discretion
conferred upon immigration officials
and the DG by sections 26(3)and (6), significantly undermines the purpose of
section 25(9)(b).
|
Proportionality
analysis
[57] | There is a clear limitation
of the right to dignity caused by section 25(9)(b) read with sections 26(3) and
(6). Like all constitutional
rights, that right is not absolute and may be
limited in appropriate cases in terms of section 36(1) of the Constitution. As
stated
above, there can be no doubt that there will be circumstances when the
constitutional right to dignity that protects the rights of
spouses to cohabit
may justifiably be limited by refusing the spouses the right to cohabit in South
Africa even pending a decision
upon an application for an immigration permit.
As also stated earlier, it is for the legislature, in the first instance, to
determine
what those circumstances will be and to provide guidance to
administrative officials to exercise their discretion
accordingly. |
[58] | In this case, the
legislature has sought to give a limited privilege to spouses and certain other
family members through enacting
section 25(9)(b). However, when that subsection
is read with sections 26(3) and (6), it is plain that the privilege afforded by
section 25(9)(b) may not in fact be of assistance to the groups section 25(9)(b)
seeks to assist (as indeed it was not for Mr Shalabi
or Mr Thomas). The
privilege is dependent upon the grant of a valid temporary permit. However, the
statutory provisions contemplate
the refusal of such a permit, but contain no
indication of the considerations that would be relevant to such refusal.
Whatever the
language and purpose of section 25(9)(b), its effect is uncertain
in any specific case because of the discretionary powers contained
in sections
26(3) and (6). The failure to identify the criteria relevant to the exercise of
these powers in this case introduces
an element of arbitrariness to their
exercise that is inconsistent with the constitutional protection of the right to
marry and establish
a family.[75]
In my view, the effect of section 25(9)(b) read with sections 26(3) and (6)
results in an unjustifiable infringement of the constitutional
right of dignity
of applicant spouses who are married to people lawfully and permanently resident
in South Africa. There is no government
purpose that I can discern that is
achieved by the complete absence of guidance as to the countervailing factors
relevant to the
refusal of a temporary permit. In my view, therefore, section
25(9)(b) as read with sections 26(3) and (6) of the Act is unconstitutional.
|
Order
[59] | It is now necessary to
consider the appropriate order to be made in this case. Section 172 of the
Constitution provides that: |
“(1) When deciding a constitutional matter within its power, a court
—
(a) must declare that any law or conduct that is inconsistent with the
Constitution is invalid to the extent of its inconsistency;
and
(b) may make an order that is just and equitable, including
—
(i) an order limiting the
retrospective effect of the declaration of invalidity; and
(ii) an order suspending the declaration of invalidity for any period and on
any conditions, to allow the competent authority to correct
the defect.
(2) (a) The Supreme Court of Appeal, a High Court or a court of similar status
may make an order concerning the constitutional validity
of an Act of
Parliament, a provincial Act or any conduct of the President, but an order of
constitutional invalidity has no force
unless it is confirmed by the
Constitutional Court.
(b) A court which makes an order of constitutional invalidity may grant a
temporary interdict or other temporary relief to a party,
or may adjourn the
proceedings, pending a decision of the Constitutional Court on the validity of
that Act or conduct.”
It is
clear from this provision that a court is obliged, once it is has concluded that
a provision of a statute is unconstitutional,
to declare that provision to be
invalid to the extent of its inconsistency with the Constitution. In addition,
the court may also
make any order that it considers just and equitable including
an order suspending the declaration of invalidity for some time.
[60] | Although this matter is
before this Court for the confirmation of an order of invalidity, there is
nothing in section 172 that suggests
that the Court’s power to make
appropriate orders is limited in such matters. It seems clear from the language
of section
172(1), in particular, that as long as a court is deciding a
constitutional matter “within its power”, it has the remedial
powers
conferred by that section, as broad as they may be. In the circumstances,
therefore, the Court is not empowered merely to
confirm or refuse to confirm the
order that is before it. The Court, as section 172(1) requires, must, if it
concludes that the
provision is inconsistent with the Constitution, declare the
provision invalid and then the Court may make any further order that
is just and
equitable.[76] |
[61] | I have concluded that
section 25(9)(b) read with sections 26(3) and (6) is inconsistent with the
Constitution because of the absence
of legislative guidance identifying the
circumstances in which a refusal to grant or extend a temporary permit would be
justifiable
and that therefore those provisions constitute an infringement of
the applicants’ constitutional right to dignity, which protects
their
rights to marry and cohabit. The inconsistency with the Constitution therefore
lies in a legislative omission, the failure
to provide guidance to the
decision-maker. As such, therefore, it cannot be cured by the technique of
actual or notional severance
employed by this Court, for example, in Ferreira
v Levin NO and Others; Vryenhoek and Others v Powell NO and
Others.[77]
|
[62] | In National Coalition
for Gay and Lesbian Equality and Others v Minister of Home Affairs and
Others,[78] this Court
held that it could introduce words into a legislative provision if such an order
were appropriate. In deciding whether
such an order were appropriate, the Court
held that there were two primary considerations — the need to afford
appropriate
relief to successful litigants, on the one hand, and the need to
respect the separation of powers, and, in particular, the role of
the
legislature as the institution constitutionally entrusted with the task of
enacting legislation. |
[63] | It would be inappropriate
for this Court to seek to remedy the inconsistency in the legislation under
review. The task of determining
what guidance should be given to the
decision-makers, and in particular, the circumstances in which a permit may
justifiably be refused,
is primarily a task for the legislature and should be
undertaken by it. There are a range of possibilities that the legislature
may
adopt to cure the
unconstitutionality.[79] For
example, the legislature may decide that it is not necessary for foreign spouses
of persons permanently and lawfully resident
in South Africa to possess valid
temporary residence permits while their applications for immigration permits are
being processed.
Another alternative would be for the legislature to provide an
exhaustive list of circumstances that it considers would permit an
official
justifiably to refuse to grant a temporary permit. There are almost certainly
other alternatives as well. |
[64] | Where, as in the present
case, a range of possibilities exists, and the Court is able to afford
appropriate interim relief to affected
persons, it will ordinarily be
appropriate to leave the legislature to determine in the first instance how the
unconstitutionality
should be cured. This Court should be slow to make those
choices which are primarily choices suitable for the
legislature. |
[65] | In determining the
appropriate order, I am mindful of the fact that the Department has published a
White Paper on International
Migration[80] which suggests that a
fundamental review of the legislation under scrutiny in this case is in train.
It is for these reasons that
I think it is appropriate to suspend the order of
invalidity for a period of two years which should be sufficient time to permit
the legislature to attend to rectifying the cause for constitutional complaint
in the legislation. |
[66] | Given the Court’s
power to make an order that is just and equitable in terms of section 172(1)(b)
of the Constitution, we should
ensure that appropriate relief is provided to the
successful litigants in this
case,[81] and to those who are
situated similarly to those litigants in the meantime. The order I propose is
similar to that made by Van Heerden
AJ in the Cape High Court. Relief is
granted to Mrs Dawood, Mr Shalabi and Mr Thomas and is also afforded to those
similarly situated
to these applicants — that is people who have lodged an
application for an immigration permit or who lodge such an application
before
the legislation is amended or replaced. |
[67] | The relief we afford is the
only relief that we can identify that would protect constitutional rights
adequately pending the amendment
or replacement of the Act. It is in the form
of a mandamus and requires immigration officials and the DG, when exercising the
discretion
conferred upon them by sections 26(3) and (6) in relation to
applicants who are people referred to in sections 25(4)(b) or (5) of
the Act, to
take into account the constitutional rights of such people and to issue or
extend temporary permits to such people unless
good cause exists to refuse to
issue or extend such permits. Good cause, for instance, would be established
were it to be shown
that the issue or extension of a permit, even for the
temporary period until the immigration permit application has been finalised,
would constitute a real threat to the public. Good cause to refuse to issue or
extend such permits would also exist if the applicants
fail within a reasonable
time to lodge a complete application for an immigration permit.
|
[68] | It is true that in
providing a test of “good cause” for the exercise of the section
26(3) and (6) discretions, this Court
is providing guidance to the
decision-makers as to how to exercise their powers. This is occasioned by the
need to avoid further
unjustifiable limitation of constitutional rights pending
Parliament’s amendment or replacement of the legislative provisions
found
to be unconstitutional. This route seems the best way in which to avoid
usurping the function of the legislature on the one
hand without shirking our
constitutional responsibility to protect constitutional rights on the
other. |
Costs
[69] | As indicated above, the
respondents in this case initially sought leave to appeal against the whole of
the order made by the High
Court. Leave to appeal was granted by this Court.
Only a few days before the hearing of the matter in this Court the respondents
indicated, and then only informally, that they intended to abandon the appeal.
The day before the hearing, the respondents filed
a notice of withdrawal of the
appeal and opposition to the confirmation proceedings and tendered costs. The
application for confirmation
by the applicants has been successful, though their
partial appeal against the suspension of the order of invalidity has not been
successful. Nevertheless, they have successfully vindicated their
constitutional rights in the face of opposition from the government
and they
should be awarded costs of preparation and hearing in respect of both the
confirmation proceedings and the abandoned appeal.
Such costs should include
the costs of two counsel. |
[70] | The following order is
made: |
1. Paragraphs 1.4, 1.5, 1.6, 1.7, 1.8, 2.1, 2.2, 3.4, 3.5, 3.6, 3.7, 3.8, 3.9
and 3.10 of the High Court order are set aside and
replaced with the
following:
1.1 Section 25(9)(b) read with sections 26(3) and (6) of the Aliens Control Act
96 of 1991 (the Act) is declared to be inconsistent
with the Constitution and
therefore invalid;
1.2 The declaration of invalidity made in paragraph 1.1 above is suspended for a
period of twenty-four (24) months from the date
of this order to enable
Parliament to correct the inconsistency that has resulted in the declaration of
invalidity;
1.3 Mr Thomas and Mrs Dawood are given leave to submit an application for an
immigration permit within ninety (90) days of the date
of this order, if they
have not already submitted such applications;
1.4. Pending the enactment of legislation by Parliament or the expiry of the
period referred to in paragraph 1.2 above, whichever
is the sooner, immigration
officials and the Director-General of Home Affairs, when exercising the
discretion conferred upon them
by section 26(3) of the Act are directed not to
refuse to issue temporary residence permits to such applicants unless good cause
for a refusal to issue such permits is established;
1.5 Pending the enactment of legislation by Parliament or the expiry of the
period referred to in paragraph 1.2 above, whichever
is the sooner, the
Director-General of Home Affairs, when exercising the discretion conferred upon
him or her by section 26(6) of
the Act is directed not to refuse to extend the
validity of temporary residence permits to such applicants unless good cause for
refusal to issue such permits is established;
1.6 Paragraphs 1.4 and 1.5 apply only to applications for the grant or extension
of temporary residence permits by people referred
to in sections 25(4)(b) and
25(5) of the Act, who have lodged or have formally indicated their intention to
lodge an application
for an immigration permit in terms of section 25(1) of the
Act, and which applications have not yet been finally determined;
1.7 The Director-General of Home Affairs is directed to ensure that the terms of
this order are made known to all immigration officials
within his Department;
and
1.8 Applications for the grant or extension of temporary residence permits by
Mrs Dawood, Mr Shalabi and Mr Thomas shall be dealt
with in accordance with
paragraphs 1.4, 1.5 and 1.6
above.
2. The orders in paragraph 1 above shall come into effect on the date of this
judgment.
3. Should Parliament fail to remedy the unconstitutionality in the sections
declared to be inconsistent with the Constitution in
terms of paragraph 1.1
above within the period referred to in paragraph 1.2 above, any interested
person or organisation may, before
the expiry of that period, apply to this
Court for a further suspension of the declaration of invalidity and/or any
appropriate further
relief.
4. The costs of the appeal and confirmation proceedings in this Court, including
the costs of two counsel, are to be paid by the
respondents.
Chaskalson P, Langa DP,
Goldstone J, Kriegler J, Madala J, Mokgoro J, Ngcobo J, Sachs J, Yacoob J and
Cameron AJ concur in the judgment
of O’Regan J.
For the applicants : W Trengove SC, A Katz and P Farlam, instructed by UCT
Legal Aid Clinic and the Legal Resources Centre, Cape Town.
For the respondents : No appearance for the respondents.
[1] The judgment of that court is
reported as Dawood and Another v Minister of Home Affairs and Others;
Shalabi and Another v Minister of Home Affairs and Others; Thomas and Another
v Minister of Home Affairs and Others 2000 (1) SA 997 (C).
[2] Section 26(1) of the Act provides
as follows:
“There shall for the purposes of this Act be the following categories of
temporary residence
permits:
(a) A visitor’s permit, which may be issued to any alien who applies for
permission to temporarily sojourn in the Republic
for any bona fide
purpose other than a purpose for which a permit referred to in paragraphs (b) to
(f) is required;
(b) a work permit, which may be issued to any alien who applies for
permission—
(i) to be temporarily
employed in the Republic with or without any reward; or
(ii) to temporarily manage or conduct any business in the Republic whether
for his or her own account or not;
(c) a business permit, which may be issued to any alien who applies for
permission to enter the Republic to attend to business matters,
other than
business matters for which a work permit is required;
(d) a study permit, which may be issued to any alien who applies for permission
to enter and temporarily sojourn in the Republic
as a bona fide student
at any primary, secondary or tertiary educational institution;
(e) a workseeker’s permit, which may be issued to any alien who applies
for permission to enter the Republic in order to enter
into a contract of
employment with an employer in the Republic referred to in paragraph (b)(i) or
to enter into a contract for the
purposes of paragraph (b)(ii); and
(f) a medical permit, which may be issued to any alien who applies for
permission to enter the Republic for the purposes of receiving
medical
treatment.”
[3] Applications for and grants of
immigration permits are made in terms of section 25 of the Act.
[4] Item 13 of the annexure to
regulation 2 of the Schedule to the Fifth Amendment of the Aliens Control
Regulations (Fees), 1998 Government Gazette 18791, GN R461 of 30 March
1998.
[5] Item 16 of the annexure to
regulation 2 of the Schedule to the Sixth Amendment of the Aliens Control
Regulations (Fees), 1999 Government Gazette 19881, GN R386 of 25 March
1999.
[6] The provisions of this subsection
are set out at para 19 below.
[7] See above n 4.
[8] There is a factual dispute on the
papers between the applicants and respondents. Mr and Mrs Shalabi aver that
they were informed
verbally by an official in the Cape Town Regional Office of
the Department that there was no need for Mr Shalabi to make a further
application for a temporary residence permit. However, this is denied by the
respondents. Little turns on this dispute of fact.
[9] So for example, Mr Shalabi
obtained a temporary residence permit during mid-1996 for “holiday
purposes” which was subsequently
changed to a temporary resident permit
for “work purposes”. This was later changed again to a temporary
residence permit
“for self-employment purposes”. See the judgment
of the High Court, above n 1 at 1015 B - E.
[10] In terms of paras 1.1, 1.2 and
1.3 of its order in respect of the Dawood application and paras 3.1, 3.2
and 3.3 of its order in respect of the Thomas application.
[11] In terms of paras 1.4 and 1.5
of its order in respect of the Dawood application and paras 3.4 and 3.5
of its order in respect of the Thomas application.
[12] In paras 1.6, 1.7 and 1.8 of
its order in respect of the Dawood application, paras 2.1 and 2.2 of its
order in respect of the Shalabi application and paras 3.6, 3.7, 3.8, 3.9
and 3.10 of its order in respect of the Thomas application.
[13] Government Gazette
17254, GN R999 of 28 June 1996.
[14] See the judgment of the High
Court, above n 1 at 1021 G - J. An apparently contradictory conclusion is
reached at 1055 G - I.
[15] The only respondent not to seek
leave to appeal against the decision of the High Court was the Minister of
Finance, the third respondent
in the Dawood application, who did not
oppose the relief sought in the High Court and who abided by the decision of the
Court.
[16] The Minister was the first
respondent in each of the three applications.
[17] The DG was the second
respondent in all three applications.
[18] The Regional Representative was
the third respondent in the Shalabi and Thomas applications.
[19] In paragraphs 1.4 and 3.4 of
its order.
[20] In paragraphs 1.5 and 3.5 of
its order.
[21] In paragraphs 1.6 - 1.8, 2.1 -
2.2, and 3.6 - 3.10 of its order.
[22] Section 26(1) is set out in
full at n 2 above. Section 26(1)(b) is the provision in terms of which work
permits are issued.
[23] Section 25(4)(b) refers to a
person who —
“is a destitute, aged or infirm member of the family of a person
permanently and lawfully resident in the Republic who is able
and undertakes in
writing to maintain him or her.”
[24] Persons referred to in section
25(5) are spouses and dependent children of persons lawfully and permanently
resident in South Africa.
Section 25(5)
provides:
“Notwithstanding the provisions of subsection (4), but subject to the
provisions of subsections (3) and (6), a regional committee
may, upon
application by the spouse or the dependent child of a person permanently and
lawfully resident in the Republic, authorize
the issue of an immigration
permit.”
In National Coalition for Gay and Lesbian Equality and Others v Minister of
Home Affairs and Others [1999] ZACC 17; 2000 (2) SA 1 (CC); 2000 (1) BCLR 39 (CC) at para
98, after finding that section 25(5) of the Act was inconsistent with the
Constitution to the extent that the words
“or partner, in a permanent
same-sex life partnership” were not included in it, this court made an
order declaring that
the words “or partner, in a permanent same-sex life
partnership” should be read into subsection (5) after the word
“spouse”.
[25] See the High Court judgment,
above n 1 at 1020 G - H and 1021 A - C.
[26] Section 28 is the provision
governing exemptions. It provides that in certain circumstances people may be
exempted from the obligations
imposed by section 23 of the Act (discussed at
para 23 below).
[27] Section 27 provides (where
relevant):
“(1) An alien who at any time entered the Republic and, irrespective of
the circumstances of his or her entry, is not or is
not deemed to be in
possession of an immigration permit issued to him or her under section 25 or a
temporary residence permit issued
to him or her under section 26 or has not
under section 28 been exempted from the provisions of section 23(a) or (b),
shall present
himself or herself to an immigration officer or to an officer of
the Department in one of its offices.
(2) . . .
(3) An alien referred to in subsection (1) who fails to comply with the
provisions of that subsection or an alien referred to in
subsection (2) who
fails to comply with the provisions of the last-mentioned subsection or any
alien so referred to who fails, on
being called upon to do so by an immigration
officer, then and there to furnish to such immigration officer the particulars
determined
by the Director-General to enable such immigration officer to
consider the issuing to the said alien of a temporary residence permit
under
section 26(1)(a), shall be guilty of an offence and liable on conviction to a
fine or to imprisonment for a period not exceeding
12 months, and whether or not
he or she has been convicted of that offence, any immigration officer may, if he
or she is not in custody,
arrest him or her or cause him or her to be arrested
without a warrant, and may remove him or her or cause him or her to be removed
from the Republic under a warrant issued by the Minister and may, pending such
removal, detain him or her or cause him or her to
be detained in such manner and
at such place as may be determined by the Director-General.
(4) . . .
(5) The provisions of section 44(4) and (5) shall mutatis mutandis apply
to any alien referred to in subsection (3) of this section in the same manner in
which they apply to persons referred to in
subsection (1) of the first-mentioned
section.”
[28] Section 26(7) provides as
follows:
“Any person to whom a permit was issued under subsection (3) and who
remains in the Republic after the expiration of the period
for which, or fails
to comply with the purpose for which, or with a condition subject to which, it
was issued, shall be guilty of
an offence and may be dealt with under this Act
as a prohibited person.”
[29] See section 44 of the Act and,
in particular, subsections (4) and (5), read with section 27(5), above n 27.
[30] The provisions of section 26(1)
are set out at n 2 above.
[31] Section 56(1)(f) of the Act
provides, however, that the Minister may make regulations relating to the
conditions subject to which
permits may be issued.
[32] Section 10.
[33] Section 21(3).
[34] Section 28(1)(b).
[35] Section 9(3).
[36] See the judgment of the High
Court, above n 1 at 1038 B - C and 1040 B - I.
[37] Constitutional Principle II
provided that:
“Everyone shall enjoy all universally accepted fundamental rights,
freedoms and civil liberties, which shall be provided for
and protected by
entrenched and justiciable provisions in the Constitution, which shall be
drafted after having given due consideration
to inter alia the
fundamental rights contained in Chapter 3 of this Constitution.”
[38] See Ex parte Chairperson of
the Constitutional Assembly: In re Certification of the Constitution of the
Republic of South Africa, [1996] ZACC 26; 1996 1996 (4) SA 744 (CC); 1996 (10) BCLR 1253
(CC) at para 97.
[39] Id at para 100.
[40] See also article 10 of the
International Covenant on Economic, Social and Cultural Rights.
[41] See the comments in Harksen
v Lane NO and Others [1997] ZACC 12; 1998 (1) SA 300 (CC) at para 93; 1997 (11) BCLR 1489
(CC) at para 92 and also the comments of Ackermann J in his discussion of
same-sex life partnerships in National Coalition for Gay and Lesbian Equality
and Others v Minister of Home Affairs and Others, above n 24 at para 58.
[42] Umuntu ngumuntu ngabantu
— a person is a person because of other people. See the judgments of
Langa J, Madala J, Mahomed J
and Mokgoro J in S v Makwanyane and Another
[1995] ZACC 3; 1995 (3) SA 391 (CC); 1995 (6) BCLR 665 (CC); 1995 (2) SACR 1 (CC) at paras 223 -
227; 237 - 243; 263; and 307 - 313 respectively.
[43] See National Coalition for
Gay and Lesbian Equality and Others v Minister of Home Affairs and Others,
above n 24 at paras 47 - 48 and Ex parte Chairperson of the Constitutional
Assembly: In re Certification of the Constitution of the Republic of South
Africa 1996, above n 38 at para 99. See also the helpful discussion in
Sinclair and Heaton The Law of Marriage (Juta, Cape Town 1996) Volume 1
at 5 - 15.
[44] Referred to as a consortium
omnis vitae. See Peter v Minister of Law and Order 1990 (4) SA 6 (E) at
9; Grobbelaar v Havenga 1964 (3) SA 522 (N) at 525 and the discussion in
Sinclair and Heaton, above n 43 at 422ff.
[45] See for example, section 1 of
the Guardianship Act, 192 of 1993.
[46] Bennett Sourcebook of
African Customary Law for Southern Africa (Juta, Cape Town 1991) at 228.
[47] See Ryland v Edros 1997
(2) SA 690 (C) at 698 - 699. In that case, the tenets of Muslim personal law as
acknowledged by the Shafi’i school (and set out by experts)
were agreed
between the litigants. One of the agreed principles was the husband’s
obligation to maintain his wife during the
subsistence of the marriage.
[48] See for example, S v
Makwanyane and Another, above n 42 at para 144 (per Chaskalson P). See
also Ferreira v Levin NO and Others; Vryenhoek and Others v Powell NO and
Others 1996 (1) SA 984 (CC); 1996 (1) BCLR 1 (CC) at paras 47 - 49 (per
Ackermann J); President of the Republic of South Africa and Another v
Hugo [1997] ZACC 4; 1997 (4) SA 1 (CC); 1997 (6) BCLR 708 (CC) at para 41 (per Goldstone
J); Prinsloo v Van der Linde and Another [1997] ZACC 5; 1997 (3) SA 1012 (CC); 1997 (6)
BCLR 759 (CC) at paras 31 - 33 (per Ackermann, O’Regan and Sachs JJ);
Harksen v Lane NO and Others above n 41 at paras 46 and 50 - 53 (per
Goldstone J), paras 91 - 92 (per O’Regan J dissenting); National
Coalition for Gay and Lesbian Equality and Another v Minister of Justice and
Others [1998] ZACC 15; 1999 (1) SA 6 (CC); 1998 (12) BCLR 1517 (CC); 1998 (2) SACR 556 (CC)
at paras 17 - 32 (per Ackermann J), paras 120 - 129 (per Sachs J); and
National Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others, above n 24 at paras 41 - 2 and 48.
[49] For a discussion of dignity in
our constitutional order, see A Chaskalson “Human Dignity as a
Foundational Value of our Constitutional
Order” Third Bram Fischer
Memorial lecture delivered in Johannesburg on 18 May 2000, as yet unpublished,
and LWH Ackermann
“Equality and the South African Constitution: The role
of dignity” Bram Fischer lecture delivered in Oxford on 26 May
2000, as
yet unpublished.
[50] See the concurring judgment of
Sachs J in National Coalition for Gay and Lesbian Equality and Another v
Minister of Justice and Others, above n 48 at para
120:
“It will be noted that the motif which links and unites equality
and privacy, and which, indeed, runs right through the protections offered by
the Bill of Rights,
is dignity.”
[51] See for example, Prinsloo v
Van der Linde and Another, above n 48; President of the Republic of South
Africa and Another v Hugo, above n 48; and Harksen v Lane NO and Others,
above n 41.
[52] See S v Makwanyane and
Another, above n 42 at para 95.
[53] Id at para 327.
[54] See section 36(1). See also
the interesting discussion of the limitations clause by Meyerson Rights
Limited (Juta, Cape Town 1997).
[55] Section 12(2) of the
Constitution.
[56] Section 13 of the
Constitution.
[57] Section 21(1) of the
Constitution. The Zimbabwe Supreme Court found an infringement of the freedom
of movement in an influential
line of cases based on similar facts to this case:
Rattigan and Others v Chief Immigration Officer, Zimbabwe 1995 (2) SA 182
(ZS); Salem v Chief Immigration Officer, Zimbabwe and Another 1995 (4) SA
280 (ZS) and Kohlhaas v Chief Immigration Officer, Zimbabwe and Another
1998 (3) SA 1142 (ZS).
[58] Section 21(3) of the
Constitution.
[59] Under apartheid law, for
example, marriages between white and black people were prohibited in terms of
the Prohibition of Mixed Marriages
Act, 55 of 1949. That legislation clearly
had grievous implications for the right to human dignity. Couples who wished to
enter
into a marriage relationship were denied the right to do so simply because
of their racial classification.
[60] See Ackermann J’s
judgment in National Coalition for Gay and Lesbian Equality and Others v
Minister of Home Affairs and Others, above n 24 at para 78 where he stated
that —
“[i]t is unnecessary and undesirable to decide in the present case whether
the failure to afford spouses the benefits that
they currently enjoy by virtue
of the provisions of s 25(5) would be constitutionally defensible. It would be
equally undesirable
to suggest the contrary by making a striking-down
order.”
The conclusion he expressly avoided has been reached in this judgment.
[61] The right to cohabit was
another aspect of marriage and family life severely attenuated under apartheid
legislation. The practice
of migrant labour was legislatively imposed by a
myriad of regulations — the central of which was section 10(1)(d) of the
Blacks
(Urban Areas) Consolidation Act, 25 of 1945, as amended, which provided
that certain black workers were permitted to enter urban
areas, largely reserved
for whites, for the purposes of performing their obligations in terms of
employment contracts. Their families
were not permitted to join them upon pain
of criminal sanction.
[62] Save for those in possession of
work permits in terms of section 26(1)(b).
[63] Section 36(1) provides as
follows:
“The rights in the Bill of Rights may be limited only in terms of law of
general application to the extent that the limitation
is reasonable and
justifiable in an open and democratic society based on human dignity, equality
and freedom, taking into account
all relevant factors,
including—
(a) the nature of the right;
(b) the importance of the purpose of the limitation;
(c) the nature and extent of the limitation;
(d) the relation between the limitation and its purpose; and
(e) less restrictive means to achieve the
purpose.”
[64] See S v Makwanyane and
Another, above n 42 at para 104; National Coalition for Gay and Lesbian
Equality and Another v Minister of Justice and Others, above n 48 at paras
33 - 35; S v Manamela and Another [2000] ZACC 5; 2000 (5) BCLR 491 (CC) at paras 32 -
34.
[65] The terms of these provisions
are set out in full at para 26 above.
[66] See above n 24.
[67] Section 25(5) is cited above n
24.
[68] See National Coalition for
Gay and Lesbian Equality and Others v Minister of Home Affairs and Others,
above n 24 at paras 25 - 26.
[69] See section 39(2) of the
Constitution.
[70] Sections 7(2) and 8(1) of the
Constitution.
[71] The rule of law is a
foundational value of our Constitution (see section 1(c) of the Constitution).
See also Pharmaceutical Manufacturers Association of SA and Others; In re: Ex
parte Application of President of the RSA and Others [2000] ZACC 1; 2000 (3) BCLR 241 (CC)
at para 40. For a consideration of the relationship between the rule of law and
discretion, see the authorities cited at n
73 below.
[72] See generally, Larbi-Odam
and Others v Member of the Executive for Education (North-West Province) and
Another 1998 (1) SA 745 (CC); 1997 (12) BCLR 1655 (CC).
[73] Although there was a time when
some thought that discretion was inappropriate in a legal system based on the
rule of law (see for
example, Dicey Introduction to the Study of the Law of
the Constitution 10 ed (Macmillan, London 1959)), this is no longer the
case. It is recognised that discretion cannot be separated from rules and
that
it has an important role to play in any legal system. See the ground-breaking
work by K C Davis Discretionary Justice: A Preliminary Inquiry (Louisiana
State University Press, Baton Rouge 1969). Administrative lawyers now generally
acknowledge the importance of discretion
to a functioning legal system. The
challenge for administrative law is to ensure that discretion be properly
regulated. See generally,
Galligan Discretionary Powers: A Legal Study of
Official Discretion (Clarendon Press, Oxford 1986); Harlow and Rawlings
Law and Administration 2 ed (Butterworths, London 1997); Craig
Administrative Law 3 ed (Sweet & Maxwell, London 1994); and Baxter
Administrative Law (Juta, Cape Town 1984). See also Baron v Canada
(1993) 99 DLR (4th) 350 at 363 and 365 - 368; and the discussion
in the dissenting judgment of L’Heureux-Dubé J in Young v
Young (1993) 108 DLR (4th) 193 at 238.
[74] In this case, section 56(1)(f)
of the Act provides that the Minister—
“may make regulations relating to . . . the conditions subject to
which such permits or certificates may be issued . . . .” (my
emphasis)
Affording the executive a power to regulate such matters is not sufficient. The
legislature must take steps where the limitation
of rights is at risk to ensure
that appropriate guidance is given.
[75] It was precisely such
arbitrariness that this Court held would be prohibited by the provisions of the
Constitution in Ex parte Chairperson of the Constitutional Assembly: In re
Certification of the Constitution of the Republic of South Africa, 1996,
above n 38. See para 28 above.
[76] See for example, The
Minister for Welfare and Population Development v Fitzpatrick and Others,
CCT 08/00, unreported judgment of this Court dated 31 May 2000. In that case,
although we upheld the order of constitutional invalidity
made by the Cape of
Good Hope High Court, we did not confirm the order suspending that order.
[77] See above n 48 at para 157.
The order read as follows:
“The provisions of s 417(2)(b) of the Companies Act 1973 are, with
immediate effect declared invalid, to the extent only that the words
‘and any answer given to any such question may thereafter by used in
evidence against him’ in s 417(2)(b)
apply to the use of any such answer
against the person who gave such answer, in criminal proceedings against such
person, other than
proceedings where that person stands trial on a charge
relating to the administering or taking of an oath or the administering or
making of an affirmation or the giving of false evidence or the making of a
false statement in connection with such questions and
answers or a failure to
answer lawful questions fully and satisfactorily.” (original
emphasis)
See the discussion in National Coalition for Gay and Lesbian Equality and
Others v Minister for Home Affairs and Others, above n 24 at para 64.
[78] Above n 24 at paras 65 -
66.
[79] This case, therefore, is
different both to National Coalition for Gay and Lesbian Equality and Others
v Minister of Home Affairs and Others, above n 24, where the scope for
legislative choice was minimal, and S v Manamela and Another, above n 64,
where it was neither reasonable nor appropriate to refer the matter back to
Parliament.
[80] Government Gazette
19920, GN 529 of 1 April 1999.
[81] It is an important principle of
constitutional adjudication that successful litigants should be awarded relief.
See S v Bhulwana; S v Gwadiso [1995] ZACC 11; 1996 (1) SA 388 (CC); 1995 (12) BCLR 1579
(CC); 1995 (2) SACR 748 (CC) at para 32.