(9)
Where any proceedings relating to an application for a
patent or a patent are pending in any court, an application for the
amendment of the relevant specification shall be made to that
court, which may deal with such application for amendment as it
thinks At but subject to the provisions of subsections (5), (6) and
(7), or may stay such pending proceedings and remit such
application for amendment to the registrar to be dealt with in
accordance with subsections (2), (3) and (4).
(10)
Any amendment of a specification made in conflict
with the provisions of this section, other than an amendment
allowed by the commissioner or a court, may be set aside by the
commissioner at any time on application made to him."
[I have quoted the Act as it currently reads. It was amended both in 1983, by Act 67 of 1983 and in 1986, by Act 44 of 1986. The amendments
so made, do not affect the question in issue in this appeal.]
For present purposes attention must be directed to the fact that the section deals with the amendment of specifications which have
not become open to public inspection, and to specifications which have become open to public inspection. Only the latter need be
advertised. Although ss (3)(a) is not in terms so restricted the public can, in the
14 nature of things, only become involved as objectors in the latter case.
Where opposition is entered it is the Commissioner and not the
registrar who determines whether the amendment is to be allowed.
Amendments allowed by the Commissioner may not be set aside in
terms of s 51(10). What the registrar deals with is unopposed
amendments and amendments at a stage when the public is not
involved (ss ( 4)). Attention must also be directed to ss (5), (6) and
(7) which repeat or preserve the limitations found in the earlier Act 9
of 1916 (s 47(8)) and Act 37 of 1952 (s 36(3)) as to the permissible
scope of amendments. In short, no amendments may be made which
would (i) introduce new matter or matter not in substance disclosed
in the specification before amendment and (ii) no claim not fairly
based on matter disclosed in the specification before amendment or
(iii) include a claim not wholly within the scope of a claim in the
patent before amendment. These limitations are fundamental to the
scheme of the Act as I will later show. They are designed to ensure
15 that a patentee may not obtain a priority date (that is the date from
which a claim is to have effect) to which he is not entitled and may
never broaden his monopoly after his invention has been made known
to the public by public disclosure. Any amendment allowed in breach
of these provisions would, it is clear, be an amendment made in
conflict with the provisions of the section. What is new in the section
as compared with the repealed Act, is ss (10).
It will be convenient first to dispose of the second amendment.
Clearly an application once granted cannot be retrospectively
withdrawn. But the real reason why this amendment must be set aside
is that it is simply not competent in terms of s 50(l)(b). What was
sought was not an amendment of a document for the amending of
which no (other) express provision is made in the Act and the
amendment (whatever its other shortcomings) fell to be set aside for
that reason. It did not, because of what it sought to achieve, become
an application for an amendment in terms of s 51. It could not
16 therefore be brought within the special jurisdiction created by ss (10)
which relates only to amendments in conflict with the provisions of
that section. The result is perhaps illustrative of a question to be dealt
with later, namely, how does the Commissioner or the court on an
appeal deal with the obvious irregularity which occurred? The answer
would seem to be by way of common law review. The further
question would be how this would affect the third amendment. Since
the third amendment was sought only on the basis that the second had
eliminated the first, it too will have been irregularly allowed. As it is
what was sought to be achieved by the use of the second barrel was
the resurrection of what after the second amendment was hoped
would have been blown away by the first barrel - that is the
withdrawal of the first amendment. In truth, the second application
did not seek to amend the specification at all - it sought to amend the
reasons given for the first amendment. There is no provision for this
under s 51. But whatever the position in this regard, the third
17 amendment enjoyed no separate life. It was wholly dependent on the
second amendment.
However, neither amendment need be further discussed because counsel for the appellant (recognising the difficulties) abandoned the
appeal against that part of the court's order which set aside the second and third amendments. In the light of that abandonment that
part of the order of the court a quo must stand.
This opens the way for a consideration of the court a quo's interpretation of s 51 and in particular s 51(10). The court, as I have
stated, held that non compliance with ss(l), (which stipulates that in making an application in the prescribed manner the application
must set out the nature of the proposed amendment and furnish full reasons therefor), could be raised and, if the reasons were found
wanting, the Commissioner may set aside the amendment. This is contrary to the conclusion reached in the three decisions referred
to at 295F-296E of the reported decision all of which held, in essence, that the reasons
18 and the fullness or paucity thereof were matters for the registrar and
that s 51(10) did not create a jurisdiction for the reconsideration of
such reasons after the grant of an amendment. The underlying
rationale of these decisions is that s 51(10) is concerned with the
substance of the amendments and not with procedural requirements.
In effect what these decisions come down to is a conclusion that s
51(10) constitutes a self contained means of control to ensure that
amendments as such comply with the substantive requirements of the
section.
Two reasons are given by the court a quo for rejecting this
approach. The first is that such a conclusion ignores the "clear
wording of s 51(10)" (page 296 E-G). This is based, in the main, on
the fact that the section refers to "any amendment". It was reasoned
that "any" being an "indefinite term which includes all of the things
to which it relates" therefore included objections to procedural steps
taken in the past. This proposition in my view, focuses undue
19 attention on the word "any" and ignores the dominant phrase in the
sub-section namely "in conflict with the provisions of this section".
The apparent width introduced by the word "any" of itself takes one
nowhere. One must examine the section to determine what
amendments would conflict with the provisions thereof. As I have
already pointed out the only amendments which could be said to do
so would be amendments going beyond the stated substantive
limitations.
The court a quo next sought support for its views in examples
offered by Van Dijkhorst J in Brelko CC and Others v Hans-Otto
Schwarze and Others 1991 BP 100, which are said to illustrate
"startling" consequences. This fares no better. It will assist if I repeat
the learned judge's concerns. He said (at 105 B-F):
"[T]his would mean that the following would not be reviewable
under section 51(10):
- an application which is wholly in conflict with the
prescribed manner or even the grant of an amendment on