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[1984] ZASCA 100
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S v Holshausen (216/83) [1984] ZASCA 100; [1984] 2 All SA 572 (A); 1984 (4) SA 852 (A) (14 September 1984)
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CASE NO. 216/83
/ccc
IN THE SUPREME COURT OF SOUTH AFRICA (APPELLATE DIVISION)
In the matter between
CARL FRANCIS XAVIER HOLSHAUSEN APPELLANT
and
THE STATE RESPONDENT
CORAM: RABIE CJ, HOEXTER
JA, et ELOFF AJA
HEARD: 20 AUGUST 1984
DELIVERED: 14
SEPTEMBER 1984
JUDGMENT
ELOFF,/
2. ELOFF, AJA
The appellant was convicted in the Natal
Provincial Division by Broome J and two assessors of murder with extenuating
circumstances;
of contravening Section 1 (1) of the General Law Amendment Act,
1956; of possessing a firearm without a licence; and of possessing
ammunition in
contravention of Section 36 of the Arms and Ammunitions Act, 1969. On the murder
count he was sentenced to twelve years'
imprisonment; on the second count the
sentence was six months' imprisonment; and on the other counts three months'
imprisonment was
imposed. The lesser sentences were ordered to run concurrently
with that imposed for the conviction of murder. Leave to appeal was
refused
but/
3. but with the leave of this Court he appeals both against his
conviction of murder and the sentences imposed on the lesser counts.
An
application for leave to appeal against the sentence imposed on the murder count
was presented to this Court shortly before the
hearing of the appeal, but it was
abandoned.
The substance of the case against the appellant on the first count
was that on the evening of Saturday 30 January ]982 he shot the
deceased, Anthea
May Burgess, in the head with a .38 revolver, in consequence whereof she died
almost instantaneously. During his
trial the appellant admitted that he was
present in his flat in Durban when the deceased was
shot,/
4. shot, but he claimed that dye to retrograde amnesia which he
suffered as a result of his having been wounded in the head himself
during the
evening when she was shot, he had no recollection of what had happened at the
time. He suggested however that the deceased
herself inflicted the fatal injury,
probably after she had first shot and wounded him. The inquiry at the trial was
accordingly mainly
directed to the issue whether the deceased had committed
suicide. It seems to have been generally accepted that if it were adequately
established that she had not, it must have been the appellant who shot and
killed her. The trial Court found it proved beyond reasonable
doubt that the
fatal injury to the deceased was not self-inflicted.
It/
5. It will be convenient, before dealing with the contentions
advanced before us, to set out the main features of the case. The appellant
was
at the time of the shooting a 24 year old employee of a shipping company in
Durban. The deceased was a 22 year old professional
model employed and resident
in Cape Town. A close relationship between the two developed a few years before
the date of the killing,
and they in fact lived together in Durban for a time.
In October 1981 however disagreements between them arose, so much so that they
parted company and she left to take up employment and residence in Cape Town.
Their relationship was not altogether terminated, for
they still visited
each/
6.
each other. The appellant was apparently still very
much in love with the
deceased, but she gave clear
indications that the feeling was not reciprocal. Thus
one finds him
writing to her on 9 November 1981:
"When you say you don't want to see or hear from me again, I just don't know what you mean. I can't accept you mean it, cause we love each other. Please try not to get cross when I phone, cause its love that makes me phone."
The attitude of the deceased was clearly reflected in
her statement to him
in January 1982 that she was being
escorted by another man, whose name she afterwards gave
as being Paul
Gilbert. Nevertheless she occasionally
used terms of endearment in her correspondence with the
appellant. It was clear however that she did not
reciprocate/
7. reciprocate the strong feeling that he had for her. As
far as he was concerned matters were coming to a head, as is shown by the
fact
that on 16 January 1982 he recorded in his diary - "Phoned Anthea to tell her we
are over", and on 19 January 1982 - "Confirmed
Anthea and my relationship -
over". In his evidence the appellant said that he still had prospects of
regaining her affec-tion, and
that "there were not only downs but also ups" in
their association. However, I agree with the view held by the trial Court that
he
knew that the prospects of re-establishing a steady relationship had waned
considerably.
Late in January 1982 the appellant con
ceived/
8. ceived of a plan
designed to bring him and the deceased together. The idea was that he would take
up employment with a shipping
company in London. The deceased would accompany
him with the expectation that she would find modelling work in Great Britain. He
intended -so he said - to discuss this idea with the deceased, and to that end
he arranged for her to fly to Durban for the weekend
of 29 to 31 January 1982.
She duly arrived at Durban on Friday 29 January 1982, where he met her at the
airport. Whether he put his
proposal to her on her arrival at Durban was a
matter in dispute at the trial. I shall deal with it later, and I shall first
continue
with the narrative.
On/
9.
On Saturday 30 January 1982 the appellant
arranged with the deceased to take her to his flat at 6 p.m. In the meantime he
spent most
of the day with his friends Clifford Benn and Norman Lazarus. At
about noon they were together at the house of Benn's parents, and
afterwards he
played backgammon with Benn and Lazarus at the flat shared by the two of them.
Eventually he left to keep his appointment
with the deceased.
The only direct
evidence we have concerning what occurred in the flat between the deceased and
the appellant is the latter's account.
In addition, other evidence accepted by
the trial Court established the following in regard to the actions of the
appellant after
the deceased arrived at his flat. At about 7:30 p.m.
the/
10. the appellant returned to Benn and Lazarus' flat, stating that
he thought that he might have left his keys in Lazarus' bedroom
in the flat. He
appeared to Benn and to Ronlynn Botha, Benn's girl friend, who was also present
in the flat, to be "distracted" and
somewhat confused. His statement that his
keys might be in Lazarus' bedroom struck Benn as odd as the appellant had not
been in Lazarus'
bedroom earlier that day; none of them was ever elsewhere than
in Benn's part of the flat. However, the appellant went into Lazarus'
bedroom,
greeted him through the door of the bathroom in which Lazarus was at the time,
and also told him of his quest for his keys,
Lazarus also thought that strange,
but said
nothing/
11.
nothing. Once inside Lazarus' bedroom the appellant went to the drawer where - to his knowledge - Lazarus kept a .38 revolver. It was loaded with 5 rounds of ammunition. Without Lazarus' knowledge the appellant took the revolver and returned with it to his flat, where the deceased sat waiting. Later during the evening a black female servant, a domestic employee of the appellant, who was in her quarters at the time, heard a sound which she described as a burst. We now know that what she heard was one of the two shots fired with Lazarus' revolver that evening in the appellant's flat.' The first shot was also heard by the witness Ester Mahlaba, a domestic servant employed in the residence adjoining the building in
which/
12. which appellant's flat was situated. Subsequently, when Ester
had finished some ironing and had gone to her quarters, she heard
what we now
know was the second shot. Ester went outside to see what was happening, and
found the appellant outside his flat calling
out: "Edith, Edith!" After some
time a man appeared and went with the appellant to the apartment. We now know
that the other person
must have been Benn, and I return to his account of
events.
He testified that some time after 8:45 p.m. the telephone in his flat
rang; it was the appellant who, in an obvious state of excitement
said: "Get
here, get here, get here!" Benn enquired what was going on, and
received/
13. received no clearer response than - "I'm finished, I'm
finished, get here, get here!" Benn at once informed Lazarus and the two
of them
went hastily to the appellant's flat. After they had left the appellant
telephoned to their flat once again. The telephone
was answered by Dawn Chapman,
Lazarus' girl friend. The appellant enquired when Benn and Lazarus were coming -
"Please, you've got
to come quickly, you've got to come now." Miss Chapman
commented that "nothing can be that bad", whereupon the appellant said, "Its
too
late, I'm finished, I'm gone", and replaced the receiver. When Benn and Lazarus
arrived at and entered the appellant's flat they
found the deceased lying on the
floor, and the appellant groping around on the floor on hands and knees.
There
was/
14. was blood on the deceased and she was obviously dead. She was
lying on her back, with Lazarus' revolver on her chest. Her right
hand was over
the butt of the revolver. Lazarus immediately picked up the revolver, thinking
that in the condition in which the appellant
was, it might be unsafe to leave it
loaded within his reach. After unloading it he placed it on a mantle-piece in
the flat. Turning
his attention to the appellant, he decided that he should be
taken to hospital as soon as possible. The appellant, needing but little
help,
walked to Lazarus' motor car supporting himself only by keeping his arms around
the shoulders of Benn and Lazarus. On the way
to the hospital he complained that
he was bleeding to death and that
he/
15. he was dying. He also enquired about the condition of the
deceased, and he was given some sort of assurance by Benn, remarking
that as she
was fine, he should not worry. At the hospital the appellant was taken in hand
by the staff, and he received treatment
at once. I shall later return to the
subsequent history of his treatment at the hospital. It is necessary first to
return to the
scene of the tragedy. When the police and an ambulance arrived,
investigations commenced. A subsequent medicolegal examination of
the body and a
ballistics investigation brought to light inter alia that the
deceased had been shot with the revolver which the appellant had purloined from
Lazarus earlier that evening. The bullet
entered
her/
16. her head behind the right ear; its line of travel was slightly
downwards and such that it came to rest and lodged in the left
rear part of her
skull. Other matters also revealed by investigations will be discussed later in
this judgment.
An outline of the evidence given by the appellant now follows.
It will be convenient to take up the narrative at the point when he
decided to
ask the deceased to come to Durban for the last weekend in January 1982. He said
that he had decided to put the proposal
mentioned earlier herein of going to
London at some convenient stage during the weekend. He did not think it
opportune to discuss
his plan when he saw the deceased the Friday evening.
The/
17. The next day, while he was at the house of Benn's parents
together with Benn and some other friends, he telephonically arranged
with the
deceased to pick her up at 6 p.m. and take her to his flat. That arrangement was
kept and the deceased was with him in his
flat from 6:30 p.m. onwards. While she
was at the flat she chanced upon a photographic spool of which only 5
photographs in the middle
of the spool had been developed. She showed concern at
what could have happened to the unexposed negatives on the spool, and put
it to
the appellant that these may well have been of photographs which he may
surreptitiously have taken of her in compromising positions
some time ago. She
suggested that the appellant had wiped the negatives of these photographs off
the spool; hence the fact that no
developed
negatives/
18. negatives could be seen save for those alluded to. And
she suggested that the appellant might allow the photographs of her,in
compromising positions to get into the hands of the press. This accusation
perturbed the appellant, and he wished to prove it to
be unfounded by obtaining
and showing the deceased the cover in which the spool in question had been sent
to him by a firm of photographic
dealers. On that cover the number of the
negatives which were in fact developed and printed were marked, and the
production thereof
might satisfy the deceased that only those ever existed. The
cover was however in his office, and he decided then and there to collect
it and
in the meantime to ask the deceased to wait for him at his flat.
On/
19. On arriving at his office he found that the keys thereof, which
he normally kept in his motor car, were no longer in the car.
He then remembered
that he had earlier that day taken them out and had carried them with him. He
thought he might have left them
at Benn and Lazarus' flat. He accordingly went
there, but did not find his keys there. At that point he decided that in any
event,
there was no way in which he could get the deceased to believe that he
had not taken compromising photographs of her, and that he
should abandon his
quest. At the same time he recalled that the deceased had expressed her
frustration earlier that evening - she
wished to retaliate physically against
his threats of exposing the fact that she had undergone an abortion in the
past.
He/
20. He decided "to call her bluff" by producing a firearm and
placing it at her disposal so that she could show whether she really
intended to
hurt him. He remembered that Lazarus had on a previous occasion shown him his
revolver and where it was kept; he looked
for, found and took the revolver and
brought it with him, back to his flat where the deceased sat waiting for him.
Once in his flat
he took the revolver out of the holster and started to walk
towards the deceased with the intention of handing it to her "to call
her
bluff". He testified that he did not really think that she would do anything
with the revolver, for on a previous occasion some
months before when she and he
had had an argument, he had handed her a shotgun
which/
21. which he happened to have with him with the comment that,
should she wish to shoot him,she could use the shotgun for that purpose.
Her
response was to burst into tears, and he expected a like response on this
occasion. Her reaction however was strange; she remained
blank, and then took
him to task for jeopardising her career with his threats of reporting the fact
of her abortion. He apologised
for having uttered those threats, took her from
where she was sitting on the bed, led her towards the lounge, and that is where
his
recollection ceased. All that he could still remember was a flash, like a
bolt of lightning, and after that the smell of a hospital,
lights and strange
people. That, in brief, was the substance of the appellant's account. I shall
later set
out/
22. out the views of the trial Court and also my own on this
evidence.
I indicated earlier that on the material before the trial Court the
only possibilities were that the appellant shot the deceased or
that she took
her own life. On the related question of who shot the appellant and at what
stage it seems to me that the only possibilities
which merit serious
consideration are that the appellant inflicted the injury on himself after he
had killed the deceased, or that
the deceased did that before she committed
suicide. I wish to add that if the evidence negates the possibility that the
deceased
at any stage wounded the appellant, with the implication that his wound
was self-inflicted, that fact strongly indicates that it
was the
appellant/
23. appellant who, having shot the deceased, decided to use
the revolver on himself.
The trial Court found it proven that the deceased
had not committed suicide, and that the appellant had shot her, after which he
shot
and wounded himself in the rear part of his head. The conclusion was
reached by reasoning by inference on a number of factors. I
now proceed to
outline and discuss the main components of the material relied upon by the trial
Court as the basis of its deductions,
as also the material which might support
conclusions inconsistent with that reached by the trial Court. I shall then
discuss the
merits and demerits of the evidence of the appellant himself, and
finally express my views on conclusions reached by the Court a
quo in
the
light/
24.
light of all these factors. The Thursday monologue:
After
the shooting the police found a tape casette in the flat of the appellant on
which he recorded a monologue delivered by him
on the Thursday before the
deceased flew up from Cape Town. A transcription of what the appellant recorded
was placed before the
trial Court. Its production was objected to but the trial
Judge ruled that it was admissible and should be received. According to
the
transcript the appellant inter alia recorded the following:
"I have three options. Either I love her, take her to London with me, get her to model as much as possible, make her as happy as possible, or, I get rid of her
and/
25.
and myself, or a failure of both these other two and wind up on my own. Her in Cape Town, not knowing where I am going. One will find out this weekend. Destiny and fate are in motion. It is obvious for any one of these three I have to have courage. No matter the outcome I love her desperately. She has some magic about her that nobody understands but me...."
He paused and went on -
"Something she has so special. She has made many mistakes. I have made many mistakes, but regardless, we still love each other desperately. It is just such a pity that two people that love each other so can't be happy together until something serious happens. Well now it has happened and I have no alternative. This weekend will be the final weekend or the beginning of something incredible. To my family, whatever the ultimate happening, I love you too, all of you. Possibly my state of mind is not the best at the moment. I know when I love someone and I love you all, Daddy,
Mommy../
26.
Mommy..." then a name that could not be picked up, "... and Nicholas. I love you all."
It is now convenient to discuss the arguments advanced by appellant's Counsel
that the trial Judge erred in resolving to receive the
evidence in
question.
Counsel first argued that the evidence was hearsay. This contention
was not seriously pressed but was not abandoned and I shall accordingly
deal
with it.
Of hearsay Phipson, Evidence, 12th Ed.
paragraph 625 says:
"Former statements of any person whether or not he is a witness in the proceedings, may not be given if the purpose is to tender them as evidence of the truth of the matters asserted in them, unless they were made by a party ..."
This/
27.
This passage, accords with a statement in the 9th Edition, p. 221,
which was relied upon in R v Boardman en 'n ander, 1959(4) SA 457(T) at
460(H) -461(A) and is quoted in Hoffmann and Zeffertt, South African Law of
Evidence, 3rd Ed. p. 95. It excludes
from the scope of the hearsay rule a
statement such as that under discussion which was made by a party to the
litigation, and which
was not tendered or received to prove the truth of any of
the matters stated therein, but only to prove that
he had given thought to
the possibility of killing the deceased. I do not think that the evidence of the
monologue is hearsay.
Evidence of the sort under consideration
was/
28.
admitted in a number of cases as matter relevant
to
the main issue. In R v Apter 1941 OPD 161 it was
held to be
admissible, in a prosecution in which speeding
on a public road was in issue,
to prove that the accused
had before undertaking the journey in question
stated
that he would have to travel faster than the maximum
speed allowed.
In R v Malgas 1943 CPD 528 similar
evidence was ruled to be admissible
on the same ground.
In R v Mpanza, 1915 AD. 348 the main issue was whether
it was the accused who had murdered the deceased, and
evidence of a like
nature was received. At 352/3 Innes
CJ said:
"Now facts relevant to the issue may always be proved, and any facts are so relevant if
from/
29.
from their existence inferences may properly be drawn as to the existence of the fact in issue. Here the fact in issue was whether the accused had murdered a certain Indian storekeeper, and the fact that he had previously threatened to do so was clearly relevant to the issue. (See Halsbury, Vol. 13, section 621; Best Section 452, etc). And I agree with the Provincial Division that an expressed declaration of intention to kill a man of the class of the deceased in the exact way in which the deceased was subsequently dealt with, was also a relevant fact to be weighed and considered by the jury."
Counsel for the appellant drew attention to the statement
at 353 -
"No doubt it was necessary for the Crown first to prove that such a crime had been committed."
He argued that that meant that Mpanza's statement could
only be used to
prove intention. I do not agree. I
think/
30.
think that Innes, CJ meant no more than that evidence
of Mpanza's
statement per se did not prove the actual
killing, and for that other
evidence was required.
Reference might also be made to the decision in R
v
Kalkiwich and Kruger, 1942 AD. 79 where Tindall JA said
at
87:
"It seems to me that, if it is proved that A and another person opened safes by means of a special apparatus not readily available to the ordinary burglar, evidence that not more than two months earlier A and B had in their control a similar apparatus, and disclosed that they held it for the purpose of breaking into premises, does tend to show that it is likely that in the offence which A admittedly committed his associate was B. If that be so, it follows that such evidence was relevant because it proved facts relevant to the issue."
It/
31.
It is necessary to emphasise that the logical relevancy of facts for the most part determines their legal admissibility (Phipson (supra) para 153). In the present case, where the main issue was whether it was the appellant who shot the deceased it was clearly relevant that he had two days before the shooting stated that he might shoot her if she refused to accompany him to London (and she in fact did refuse).
In arguing to the contrary counsel for
the appellant placed reliance on
the following passage
in Phipson (supra)paragraph 221 at 90:
"There is a third purpose for which such evidence (i.e. of statements made concerning feelings, motives, intentions, opinions, knowledge, belief, health and the like (cf. p. 86)), is sometimes
tendered/
32.
tendered, viz. to prove the occurrence of the act intended. Here the existence of the intent, evidenced by the declarations, is relied on as rendering it more probable than that the intent was fulfilled and the act done. In England, however, the weight of authority is against such a user, at all events in criminal cases."
It is in my opinion evident, having regard to the context
of the subject
matter in which this passage occurs, that
the author was not dealing with
evidence of statements
made by accused persons themselves, but of statements
of
others. A reference to the authorities quoted at the
end of the passage makes that plain. Of those the most
important is R v Christie (1914) A.C. 545, in which the
admissibility of evidence of a statement made by a boy
in a case of indecent assault was considered. The
House/
33. House of Lords concluded that that statement should not be
received to serve the purpose of corroborating the boy's evidence.
Mr
Mostert also contended that the trial Judge should have excluded the
evidence on the ground that in the light of evidence concerning the
circumstances
in which the statement was made its weight was minimal and its prejudice to the appellant great. Evidence of the circumstances relied on was first presented in support of an objection which led to a trial within a trial. The evidence led was that of a certain Prof. Leary, a pharmacologist, and that of the appellant himself. The substance of the evidence of the appellant was that prior
to/
34. to making the tape-recorded monologue he took two or three
valium tablets, a few glasses of wine and he smoked two dagga "joints".
Prof
Leary gave his opinion on what the effect of all that could possibly have been
on appellant. The appellant also testified that
he recalled having made a
tape-recording, but that he could remember very little of what he said and
recorded. After hearing argument
the trial Judge declined to give a ruling then
and there, saying that the question would be considered at the end of the trial
in
the light of all the evidence. Later during the trial Prof Leary was recalled
to restate the substance of his evidence in the presence
of the Judge and
assessors as well. The Judge
also/ ......
35. also listened to the tape recording. At the end of the
trial the Judge ruled that the statement was material and could be relied
on.
The evidence of Prof Leary was that if the appellant had taken the
quantity of dagga, valium and wine that he stated he had, the effect
might be
that he would find himself in a state of disinhibition and he might act in an
inappropriate manner. People in that state
tend to say things or utter threats
or make insults that they might afterwards regret. It is however impossible to
predict how every
person is liable to react, for the effect of a use such as the
appellant claimed varies from person to person. It
was/
36. was accordingly necessary to consider how the appellant spoke
in assessing his reaction to whatever he said he took. Prof Leary
said that
judging by the tape recording the appellant seemed to be under stress, and was
emotional. With that the trial Judge agreed.
Prof Leary remarked thereon that
the appellant was speaking slowly. The Judge agreed, but added that the pace in
appellant's speech
was not inconsistent with that of a person dictating with
pauses for thought, proper composition of words, and use of syntax. Prof
Leary
also observed that the appellant tended to be repetitive. The Judge agreed but
found that that was not marked. Prof Leary thought
that appellant seemed to slur
some of his words. The Judge's impression was that one
or/
37. or two words seemed slurred but not in the manner of an
inebriated person. The Judge added that the appellant gave the impression
of
being coherent. His grammatical construction was good. Only one or two words
were not properly enunciated.
The Judge concluded that even if the appellant
had taken and used the quantity of wine, Valium and dagga that he said he had,
the
content and manner of presentation of the dictated monologue established
that he knew what he was about, that he had given deliberate
thought to his
emotions and intentions, and was adequately in control of his faculties. In
regard to whether reliance could be placed
on what the appellant said in his
monologue, the Judge in his judgment
quoted/
38.
quoted the following answer by Prof Leary in response to a question from the
Bench whether one would expect a reliable account from
a person having
taken
that which the appellant claimed he did: "The Romans reported this peculiarity
as in vino veritas."
Prof Leary also testified that the
appellant would have recall of what he said in the state in which he was, that
he probably knew
at the time what he was saying, but that he might not at the
time appreciate the "inappropriateness of what he was doing and saying."
This
evidence, in the view of the trial Judge, materially affected the reliability of
appellant's testimony that he had very limited
recall
of/
39. of what he said and did that Thursday night. I agree with this
conclusion, and with the learned Judge's opinion that it casts
doubt on whether
appellant could be believed when he said that he had taken and used the
quantities of wine, valium and dagga which
he said he had. I think that it is
also correct that the coherence and,articulation manifested by the recorded
monologue belies the
suggestion that the appellant was to any significant degree
affected by any drugs or liquor. The weight of Prof Leary's conclusion
was
largely dependent on whether what he had been told by the appellant was true,
and can in the circumstances not have much value.
I/
40.
I consider that the trial Judge firstly exercised a proper discretion in
accepting the evidence at the close of the trial within a
trial, and that he at
the end of the trial correctly ruled it admissible.
In regard to the weight
of the evidence in question, Counsel for the appellant argued that there was
nothing to show that the appellant
had not discarded his expressed intention of
killing the deceased should she refuse to come with him to London. I think the
answer
is that if the appellant - who was best equipped to speak about his own
intentions - had testified that he had changed his mind,
the probative value of
the Thursday monologue may have been diminished. But in
the/
41. the absence of such evidence the inference was rightly drawn by
the Court a quo that on Saturday the appellant still harboured the
thoughts expressed two days before. The powder residue and hydroxyquinaline
tests
As soon as the police arrived on the scene of the shooting they
inter alia gathered material to determine whether there were any signs
that the deceased ever handled the revolver in question, and whether
she fired
any shots. The one important aspect investigated was whether any gunpowder
residue was present on that part of the index
finger of the right hand which
faces the thumb, between the knuckle and the first joint. I shall in this
judgment for ease
of/
42. of reference allude to that as the "index finger area". The
importance of this investigation was demonstrated by a series of tests
performed
under the direction of the witness who was mainly responsible for this part of
the enquiry, Genl. L P Neethling. The witness,
a police officer with an
impressive background in the field of chemistry and forensic science, arranged
for a number of shots to
be fired with the very revolver with which the deceased
was shot. Eleven shots in all were fired by four persons, some with the use
of
the right hand and some with the use of the left. In each case gun powder
residue was left in the index finger area of the hand
of the persons concerned.
Further experimentation led the witness to the conclusion that
if/
43. if the deceased had fired a shot with the revolver, it would be
expected that between 40 and 60 particles of gun powder residue
would be
deposited in the index finger area of her hand. These are residues resulting
from the chemical reactions that take place
in the explosion process of the
detonation of the bullet, and are emitted -so the witness explained - from the
minute aperture between
the cylinder and bridge of the revolver. The gases which
escape from the aperture contain residues from the primer and from the bullet.
These residues are emitted in vapour form, and very rapidly, as the temperature
reduces, the vapour is condensed to droplets of which
several are deposited on
the index finger area.
The/
44. The witness next microscopically examined material that had
been taken from the webbing area of the hand of the deceased within
hours after
the shooting. That was done by the witness Captain Wilkinson, a man with many
years of training in the field of selecting
and gathering of samples for purpose
of examination by the forensic laboratories of the South African Police. What he
did was to
use a piece of cellotape and dab the sticky side a number of times
over the surface of the index finger area of the deceased. The
portion of tape
was that which was microscopically examined by Genl. Neethling. The instrument
used was a scanning electron microscope
at a magnification of 1 000 to 1 500.
The
object/
45. object of the exercise was to ascertain whether in the
debris picked up from the area in question there were any of the metallic
and
metal oxide particles, spheroidal in shape, which were found by adopting the
same test on the hands of the persons who fired
the experimental shots. General
Neethling found no such particles on the tape examined by him.
The trial
Court found that the sampling and testing in the matter was properly and
efficiently done, that no gunshot residue was found
in the area in question of
the hand of the deceased, and that if she had fired a shot, it would have been
found.
This conclusion was attacked on several grounds, each of which will be
discussed seriatim.
The/
46.
The first point related to the detection by Prof J P Nel, the
pathologist who conducted the medicolegal post mortem examination of
the body of
the deceased, of a small darkish mark in the palm of the right hand of the
deceased, downwards from the ring finger.
He thought it could have been caused
by soot but he did not have it chemically analysed. It was not clear whether the
mark was on
the hand of the deceased when Capt. Wilkinson examined the body, for
according to the evidence of Dr Nel, the body was conveyed to
the mortuary in a
plastic bag, and could have been contaminated in the process or after it was
deposited in a holder in the mortuary.
Dr Nel stated that when he
examined/
47.
examined the body there were also bloodstains on the hand which were not there when the body was still in the flat. Capt. Wilkinson did not, according to his evidence, see the mark, but he explained that he did not examine that part of the hand at all. It was not necessary for the purpose of what he was investigating -one would not expect to find gun powder residue on that part of the hand if the person concerned fired a shot with the revolver in question. Counsel argued that that mark could possibly have been caused by the discharge of the revolver held by the deceased in a manner other than the normal. In my view this possibility is far-fetched and does not merit serious consideration. There is no
reason/
48. reason to suppose that if the deceased handled the revolver
in order to fire she would have done so otherwise than in the ordinary
manner.
Indeed the appellant testified that the deceased "had a very good working
knowledge of guns." One can only speculate on whether
the spot was there while
the body of the deceased was still in appellant's flat, and if so, what it was
and what caused it. Whatever
the answer it could not have been gun powder
residue left in consequence of the firing of a shot or shots by the
deceased.
In developing this argument counsel made the further point that
since Capt. Wilkinson did not see the spot, the accuracy of his further
observations should be questioned. I do not agree. Even if the spot was
already/
49. already there when he conducted his investigation, he was
solely concerned with that area of the hand in which
gunpowder residue might
be found, and his failure to see the spot does not afford any indication of
neglect on his part.
Mr Mostert took the State to task for not having
thoroughly explored every facet of the matter and for not presenting answers to
all
the questions raised by defence Counsel at the trial. In this context he
also, e.g. alluded to the want of evidence explaining the
existence of blood
under the finger nails of the deceased. I do not think it was incumbent on the
State to present evidence by way
of explanation of all the possibilities
suggested by Counsel's ingenuity. I am satisfied that
in/
50. in general adequate steps were taken to account for all matters
which could be material to the enquiry.
The second point was that on the
material before the Court Genl. Neethling's findings did not apply if the
deceased fired the shot
which ended her own life by holding the revolver with
the butt in a horizontal position. The possible places of where gunpowder
residue
might be found if the revolver was not fired with the butt in a vertical
position were debated with Genl. Neethling in cross-examination.
His evidence
was that if the gun were to be fired while held in that position one might
expect to find less gunpowder residue on
the index finger area, but, as I
interpret his evidence, one would nevertheless expect to find gun powder
residue
there./
51. there. There are passages in the recorded evidence
which might indicate that at one stage Genl. Neethling conceded that if the deceased were to fire the revolver in question while holding it in a horizontal position, gun powder residue might not be found in the index finger area. Unfortunately the witness did not at all times express himself precisely; quite often there were misunderstandings between him and Counsel; and more than once there was manifest confusion as to which weapon Counsel was referring to in his questioning (he put several questions by reference to a model which he handled while cross-examining). After cross-examination the trial Judge endeavoured to achieve clarity on what the witness wished to say. His explanation was recorded and commented on
by/
52.
by the trial Judge as follows:
" "The catchment area now becomes this part" and he indicated the index finger, that is once again the region between the knuckle and the first index finger joint. He indicated that part of the index finger as being more affected than the webbing between the knuckle of the thumb and the knuckle of the index finger. He said: "The closest part of the hand that is in contact and the highest chance of picking up residue, will be this part, between the knuckle and the joint of the hand of the forefinger, because that stays closest in order to activate the trigger and that is - that will be very little affected by turning one position or two position." "
Like the trial judge I think that I can
best determine what Genl.
Neethling was endeavouring
to say, and also follow the logic of what he was
saying,
by/
53. by grasping his reason for expecting gunpowder residue on the
index finger area of the hand whether the revolver is held with
the butt in a
vertical or horizontal position. He said that when the revolver in question is
fired the gases which contain metal
residues in vapour form, and which on
condensation leave the gunpowder residue, emerge in isocentric fashion, and part
of it will,
no matter whether the revolver is held in the one or the other
position, be directed towards the nearest exposed surface of the hand,
which is
the area under discussion. The force of gravity may, if the revolver is fired
with the butt in a horizontal position, account
for the fact that less residue
is propelled on to the surface area in
question/
54. question, but the part of the revolver from which the
gases are impelled will be equidistant from the index finger area whether
the
butt is held horizontally or vertically. I think that on Genl. Neethling's
evidence even if the deceased fired a shot while holding
the revolver with the
butt in a horizontal position, gun powder residue would have been left.
I
should add that even if some doubt exists whether gunpowder residue would have
been left on the area examined by Capt. Wilkinson
if the revolver had been fired
with the butt in a horizontal position in order to commit suicide, there is
every reason to think
that if the deceased had shot at the appellant, she
would
have/
55. have held the revolver in the ordinary position. That fact and
the evidence of Genl. Neethling establishes a high probability
that the deceased
did not fire the shot which injured the appellant. That circumstance is, as will
appear later herein, of great
importance in the ultimate analysis of the
evidential material and the assessment of the probabilities.
That brings me
to the last point raised in regard to the evidence of Genl. Neethling. He
conceded the possibility that in the process
of picking up debris with sticky
tape, a lot of debris may be picked up which may mask the existence of gun
powder residue. Counsel
argued that the concession created doubt as to whether
Capt. Wilkinson did not dab
the/
56.
the area of the hand under discussion so much as to conceal the existence of
gunpowder residue. This contention renders it necessary
to examine exactly what
Genl. Neethling conceded.
I think that if one reads his evidence as a whole
he conceded no more than that some of the gunpowder residue may be masked, but
not
all. Even if of a 1 000 possible particles only one was exposed that would
be enough, "they just hit you in the eye". He stressed
that it was necessary to
dab as much as possible, so as to pick up all debris. This debris will have some
"sandwiching" effect, but
"in practice this is of no importance" -
"There/
57.
"There might then be 500 hidden and you are looking only at 50, but these 50 are indicative enough to be able to make a conclusion ... and in this particular case, on the average in 11 firings, 50 particles could be detected with dabbing of probably 50, 60, 70 times."
Of importance in this regard is the fact that the dabbing
done by Capt.
Wilkinson was performed in accordance with
a set procedure which was also
followed by Genl. Neethling's
assistants; it is accordingly reasonable to
conclude that
if the dabbing done by Genl. Neethling's assistants did
not altogether mask tracings of gun powder residue, it
would not have
masked possible residue either in the case
of Capt. Wilkinson's sampling. It
remains to be said
that Capt. Wilkinson's evidence of his sampling methods
was/
58. was hardly challenged, and there was good reason to accept his
evidence.
Lastly, in regard to Genl. Neethling's evidence I think that it is
noteworthy that when he was cross-examined by counsel for the appellant,
he was
told more than once that counsel had at his side a professor in chemistry and an
expert in the use of the electron microscope.
More than once Counsel assured
Genl. Neethling that the knowledge and experience of these gentlemen was
superior to that of the witness,
and at times Genl. Neethling was told that
these gentlemen would be called to counter his evidence. Neither of these
persons was
called. The inference can in these circumstances be
drawn/
59. drawn that none of the challenges of Genl. Neethling's
scientific evidence was persisted in.
Another test performed by the police
was what was described as the hydroxyquinoline test. This involved the spraying
of the chemical
hydroxyquinoline on the palms of the hands of the deceased,
examining them in the light and then in the dark with the aid of an ultra-violet
light. It was empirically established that if the revolver in question was held
for at least half a minute there was more than a
50% chance that the metal of
the revolver would have left detectable signs on the palm of the hand of the
holder. If it was held
for at least a minute, there was more than a 70% chance
of signs being
left./
60. left. The reliability of these tests was not challenged in
the Court a quo, only their value. Counsel contended that if the deceased
had done all the shooting, she could have handled the revolver for seconds
only.
I agree with the trial Court, however, that the results of the tests have clear
value - in the scenario contended for by the
defence, and bearing in mind the
probable time lapse between the two shots as was established by the evidence of
the two maidservants,
it is more than likely that the deceased would have
handled the revolver for substantially more than a minute. The test results
render
it highly improbable that she did so.
In my view the Court a
quo rightly accepted the evidence of Genl. Neethling, and also that of
Capt.
Wilkinson/
61.
Wilkinson. I can find no fault with the conclusion
of the Court a
quo that on the basis of that evidence
it is highly unlikely that it was the deceased who
fired the two shots.
The nature and surrounding circumstances of the fatal
injury.
The evidence given in this regard was mainly that of Prof Nel. He examined the body of the deceased on 2 February 1982. The bullet which caused the fatal injury entered the head of the deceased at a point 25 cm posterior to the right ear; it proceeded slightly downwards and backwards. That means that whoever fired the shot had to hold the revolver
with/
62.
with the barrel pointing slightly backwards and downwards.
By reason of the existence of deposits of soot around and in the wound behind the right ear, deposits of unburnt gunpowder in the hair of the deceased around the entry wound, and discolouration of the skin around the wound, Prof Nel concluded that the revolver must have been held close to the head of the deceased when the shot was fired, but he disputed the suggestion that the wound had the appearance of a "contact wound". He was not prepared to and could not on the available data be more specific than I have indicated. That means, I think, that the possibility of suicide is not excluded. It also means that if the appellant fired the shot he held the revolver
close/
63. close to the rear of the head of the deceased when he did
so.
Much was made in argument of a concession made in cross-examination that
a shot to the head behind the ear indicates a "typical suicide
position". I do
not discern anything adverse to the view taken by the Court a quo of the
probabilities in this statement. The nature of the shot is also that which could
be expected in a case of murder. And it should
not be overlooked that the
ultimate finding of the trial Court involved the conclusion that the appellant
killed the deceased and
positioned her hand in a manner suggesting suicide.
I
think that the most significant part of Prof Nel's evidence is that which
establishes that
if/
64.
if the deceased fired the fatal shot she did so by holding the revolver in an awkward position. It is unlikely that she would have done so. I agree with the Court a quo that that is a factor which can be taken into account.
Could the injury to the head of the appellant have been
self-inflicted?
It was, understandably, an important part of the
appellant's case in the Court below that it is unlikely that he shot himself in
the
head. For if he did not then the deceased must have done so, and if that is
what she did, it makes it less difficult than might otherwise
have been the case
to accept that she would have
used/
65.
used the revolver on herself - possibly due to shock and horror at the
thought that she might have killed or seriously hurt the appellant.
It also
tends to counter the idea that what happened in the appellant's flat was the
fulfilment of what he was thinking about the
previous Thursday, that he would
first kill the deceased and then himself.
The witness mainly relied upon in
this regard at the trial and again in argument before us, was Dr le Roux, who
was called on behalf
of the appellant. He attended to the appellant after he was
taken up at the Entabeni Hospital. He found two wounds in the occipital
area of
the appellant's skull, one of which must have been the entrance and the other
the exit
wound/
66.
wound. He expressed conflicting views as to which of these was the
entrance wound. At one stage he said that "one can say with a fair
degree of
accuracy" that the right-hand one was the entrance wound. That was within
minutes after he had said that it is "a bit difficult
to be sure" which was the
entrance wound. Under cross-examination he conceded that one could not be
categorical about it, and ultimately
he could place it no higher than "one would
possibly suggest it could have been that the left hand wound may have been an
entrance
wound." Part of the difficulty in taking a firm view on the matter,
said Dr le Roux, was due to the fact that by the time he came
to examine and
treat the appellant, the doctor at the
hospital/
67. hospital who first treated the appellant had enlarged the
left-hand wound. The factors which in his estimate favoured the conclusion
that
the left hand wound was the entrance wound,were, as I understand his evidence,
the following: It was found that once the bullet
struck the head of the
appellant it split into one large and some small fragments. The large fragment
passed through the skull, and
in fact struck the ceiling of the appellant's
flat, and was eventually found on the floor. The smaller fragments were found
inside
the skull of the appellant nearer the right hand wound. Dr le Roux
claiming to apply some laws of physics, said that if one were
to propel a number
of objects at the same time in the
same/ ....
68.
same direction,the larger ones, possessing more kinetic energy, were
likely to travel further. I think that in propounding this theory
Dr le Roux
revealed a lack of appreciation of the fact that one ventures onto dangerous
ground if you try to apply laws of physics
to situations such as the present
where a number of additional and immeasurable factors come into play. One of
these factors is that
the bullet was travelling through hard and soft matter and
encountered inestimable forces of resistance. I agree too with the view
of the
Court a quo that without knowing at what stage in the passage of the
bullet it fragmented, one cannot have any assurance concerning the fundamental
factors necessary to reach a conclusion along the lines propounded by Dr le
Roux.
In/
69.
In my view there was no material to create any probability
that the left hand wound was the entrance wound. Dr le Roux, who seemed
to have
accepted that the appellant was right handed, concluded, on the strength of the
above reasoning that it is unlikely that
the appellant would have endeavoured to
shoot himself by using his left hand. I am not persuaded that the Court a
quo erred in rejecting Dr le Roux's theory.
The next part of Dr le
Roux's evidence which falls to be considered in the context under discussion, is
to the effect that when he
examined the appellant he found no indication of
burning or tattooing around the right-hand wound. He said that, if the wound had
been self-inflicted, such burning or tattooing, would
have/
70. have been evident. He testified that he ran his fingers
through the appellant's hair around the area of the wound and found no
signs of
the sort of deposits of foreign material that is usually encountered in the case
of a close-up shot. When it was put to
him that the nurse who attended to the
appellant when he was admitted, had testified that the right hand wound was in
an area heavily
matted with hair, that the hair was swabbed with a substance
called Savlon and cleaned, he endeavoured to brush this aside,saying
that the
staff at the hospital is usually busy and that one cannot expect that the
cleaning would have been done thoroughly. When
challenged on this view he
simply
said/
71. said that he found that the hair beyond the area around the
wound was dry when he saw the appellant, and that therefore the hair
could not
have been cleaned properly. I share the view of the trial Court that not much
value can be placed on this sort of superficial
reasoning. I also agree that the
nurse concerned, the witness Ramona Irene Petersen, gave credible evidence that
when she took the
appellant in hand during the evening of the shooting, she
first cleaned the hair around the wound areas with Savlon solution, that
she
then shaved the hair around the wound areas and threw it into a bin, and that
she cleaned the area. She was afterwards told that
"this was a police case"; she
retrieved some of
the/
72.
the hair which she had thrown away, placed it in an envelope and
handed it to the police. On the evidence of Nurse Petersen the trial
Court was,
I think, correct in concluding that Dr le Roux should not have expected to find
dirt in such hair as was still left around
the wound areas when he examined the
appellant. If the shot had been fired from close up such tattooing and
depositing of matter
would have been absorbed by the hair, which was then
thoroughly cleaned. That also accounts for the absence of root penetration in
the skin around the area of the right-hand wound.
I leave the evidence of Dr le Roux for a moment to return to the hair which Nurse Petersen handed
the/
73. the police. Genl. L P Neethling said that that bit of hair was
eventually examined by him, but it represented a small and unsatisfactory
sample. He did not find powder in the hair, and expressed the view that if the
hair had been cleaned the chances of finding any powder
particles would be
insignificant. This portion of the evidence of Genl. Neethling does not appear
to have been challenged in cross-examination,
and was rightly accepted.
Genl.
Neethling also said that he had not found evidence of burning in the portion of
the appellant's hair which he examined. He said
that one usually finds signs of
burning of hair around the entrance wound area if the weapon was fired from
close range. It was
also/
74. also the view expressed by Dr J P Nel, who was asked for his
opinion concerning the circumstances of the wounds and head of the
appellant. He
said that the flame emitted by the firing of a revolver might scorch the hair if
the weapon is fired from close by.
Dr le Roux also said that scorching is
usually to be expected if the firearm is fired from close range.
However, the
question whether the revolver used in the present case caused scorching when
fired from close range, was determined empirically
by a state witness, Lt. du
Plessis. He testified that he took a quantity of human hair which he was given
at a hairdresser, he glued
it on to a small area on a piece of chamois leather
which was in turn affixed to a piece of carton, and he fired 6
shots/
75. shots with the revolver through the hair area with the muzzle
of the revolver 5 inches from the chamois. On each shot some of
the hair was
blown away, and fresh hair had to be affixed for the next shot. The hair very
close to where the bullet passed through
the chamois leather was thereafter
examined microscopically by him, and he observed no burning of the hair. He then
repeated the
experiment holding the revolver 2 inches away, and again found no
signs of burning. The same results were found when firing from
4 inches.
In
the cross-examination of this witness the point was made that his tests were
valueless, since in the case of the appellant the
bullet struck his head
tangentially, while in the experiments conducted by
Lt. du/
76. Lt. du Plessis the bullet struck the surface of the chamois
leather at right angles. The witness did not think that that affected
the value
of his tests. In fact, said he, where the shot is fired at a right angle to the
surface of the object the chances of possible
burning are greater than
otherwise. That seems to me to follow, and I cannot support the contention
advanced by Counsel in argument
before us.
Apart from gratuitously casting
aspersions (all groundless) on the bona fides of the witness,
cross-examining Counsel put to him what is found in a number of textbooks on
forensic pathology. The witness did
not accept the correctness of the opinions
expressed in these books, but he pointed out that even some of
them/
77. them indicate that much depends on the type of arm and
ammunition used, and in particular on the speed of the projectile. That
was
precisely the point made by Lt. du Plessis - the modern weapon used in this case
and the speed of the bullet do not cause burning
of hair when fired from close
range. The comment by Lt.du Plessis on what is said in the books referred to is,
likewise that much
depends on the type of arm and ammunition used, and in
particular the speed of the projectile. He used the example of what happens
when
one passes one's hand very rapidly through a flame, no burning or singeing need
be found.
In my opinion the Court a quo had good
reason/
78.
reason to accept the evidence of Lt. du Plessis, and
that nothing
turns on the fact that such evidence as
there was of the condition of
appellant's hair after
the shooting did not reveal singeing.
It is at this point convenient to deal
with an argument advanced by
counsel for the appellant,
viz that the Court a quo should have accepted the
views
of the authors of the books which were put to Lt. du
Plessis. The
answer is, I think, found in the following
passage from the judgment in R v Mofokeng and Another
1928 AD 132 at 136 -
"The opinion of this writer or any writer on this subject or on any subject was not and could not be evidence in this case. It is only permissible to read such opinions
to/
79.
to a witness and to ask him if he agrees or disagrees with it. If he does the opinion becomes the evidence of the witness. If he does not, there is no evidence before the jury supporting the opinion."
The other witness relied upon by counsel
for the appellant in support of his argument that it is
improbable that the appellant's wound was self-inflicted,
was Dr
Terespolsky. It is correct, as was pointed out,
that the witness said "... So
I would say that I think
this could not have been self-inflicted on that evidence."
It is of course important next to see what "that evidence"
was. It was a series of propositions put to him by counsel.
They were the following:
"There/
80.
"There will be ballistic evidence ... that a revolver of this sort, using ammunition of this sort, will produce a flame ahead of the muzzle, in the order of two inches and that there will be further scorching ahead of the flame of approximately two to three inches, making a total of approximately six inches. ... but ahead of the flame there is still sufficient heat to burn or scorch. So that will be the first thing."
"There will be evidence that no blackening, in other words gun-powder residue was found on the hair of the accused when he was shaved in the immediate area of the wound."
"There will be further evidence that the doctor who was responsible for retrieving the hair sample and who was aware of the significance of burning, blackening and tattooing, also tested the rest of the hair with his hands for blackening or granules and found there to be none."
"There will be further evidence that the bullet shattered, that the heaviest particle
went/
81.
went in and emerged and ricochetted in the room in question, leaving a smaller particle of approximately one third of the size embedded in the head and also leaving a number of very smaller particles also in the head. ... The evidence will be that the larger particle was closer to the right-hand wound ... and the smaller particles were closer to the left-hand wound."
It will be remembered that I dealt with
these matters in discussing the evidence of Dr le Roux.
It follows from the conclusions reached earlier herein that
the hypotheses
on which Dr Terespolsky expressed his opinion,
were groundless. I believe the
Court a quo was correct in
the view taken that Dr Terespolsky's opinion that the appellant'
wound was
probably not self-inflicted, carried no weight.
It is in this context also necessary to again bear in
mind that Genl.
Neethling's evidence renders it highly
unlikely/
82.
unlikely that the deceased fired the shot which wounded
the
appellant.
The position of the hand of the deceased over the
revolver.
It will be remembered that when Lazarus and Benn came into the
appellant's flat, they found the deceased lying on her back with the
revolver on
her chest, and with her right hand resting over the butt of the revolver. It is
clear that if the appellant shot the
deceased, he must have been the one who
placed the revolver on her chest with her hand over it, probably to suggest that
she had
fired it. It is also clear that if that was what had happened, that must
have been done after he himself was shot and injured in
the head. In
the/
83.
the light of these circumstances the further
evidence
given by Dr Terespolsky falls to be considered. Dr Terespolsky said
that in the light of the nature of the brain injury sustained
by the appellant,
and on the basis of certain hypotheses which were put to him, it is ex- tremely
unlikely that the appellant would
have had sufficient cerebral function at the
time to have planned such an act. Dr Terespolsky also testified that the
appellant's
statement that he had no recall of the important events in the flat
was consistent with what might be expected if he sustained the
injury to the
head described by the medical witnesses. The evidence of Dr Terespolsky was
supported by that of Dr le Roux. It will
be convenient to deal with the latter
as well while I am busy with
the/
84. the evidence of Dr Terespolsky.
The view taken by the trial Court of
the appellant's cognitive and reasoning ability after his own injury to the head
was sustained,
was that if he could after the shooting perform all the acts
described by credible state evidence, he showed that he retained sufficient
brain power to decide to place the revolver and the hand of the deceased in the
positions in which they were found. This approach
was criticised by Counsel, who
contended that the trial Court was giving a preference to lay theorising as
opposed to expert testimony.
Dr Terespolsky's starting point in his evidence was that the appellant undubitably sustained a
head/
85.
head injury which he described as moderately severe to severe. One of the most important factors to be considered in assessing the severity of the brain injury -said the witness - was whether the person concerned thereafter sustained amnesia, and if so, for what period. Another important factor is whether the person concerned lost consciousness, and if so, to what extent and Cor how long. He thought that it was likely, given the fact that the appellant sustained brain injury through being shot, that he would have lost consciousness for at least a few minutes after the injury. He also considered that since the bullet impaired the cortical origins of the visual functions of the appellant, it
was/
86.
was likely that the injury blinded him for a while and that it is questionable whether Cor at least some minutes after the shot the appellant had sufficient visual capacity to take any purposeful action. He did not however say, nor does it follow from his evidence, that it is probable that loss of consciousness and temporary blindness following on the infliction of brain injury such as the appellant sustained is likely to be of more than a few minutes duration, or that post-traumatic amnesia is likely to set in. Indeed Dr Terespolsky said that there are well documented instances of persons who sustain very severe brain injury who sustain no significant loss of consciousness or
amnesia./ ......
87. amnesia. I should incidentally mention that it was
also stated by Dr le Roux that a depressed skull fracture such as appellant
sustained need not cause unconsciousness. It seems to follow that whether in the
instant case the appellant suffered loss of consciousness
of significant
duration or amnesia has to be determined clinically, by reference to ones
knowledge of what he did after the injury,
and in the light of his own account
of his recollections. It must accordingly be said that if Dr Terespolsky did not
have full knowledge
of what the appellant did or said within minutes after he
sustained the head injury, and if the appellant's account of his recollections
or lack of
recollection,/
88.
recollection, is open to doubt, a clear opinion on whether the appellant
sustained loss of consciousness or memory of significant
duration can not be
given.
It was put to Dr Terespolsky that within a very short space of time
after the shooting the appellant performed a number of acts involving
reasoning.
The appellant went out of his flat and called out to his
maidservant. He
dialled the telephone number of the flat occupied by Lazarus and Benn, and asked
them to come to his flat. When they
did not come speedily enough he dialled
again. When they arrived at his flat he told them that he thought he was dying.
He responded
to Lazarus' suggestion that he should accompany
them/ ......
89. them to the hospital. Dr Terespolsky responded that the
performance of these acts is not necessarily indicative of fully conscious
behaviour. He thought that what the appellant did and said was possibly
indicative of automatons behaviour, but not necessarily of
reasoning.
In my
judgment the question whether that which we know the appellant did after the
shooting is indicative of reasoning or not, is
a matter on which the trial Court
was entitled to state its own view. It is not a matter exclusively in the
province of the expert
medical witness. On being informed by the evidence of
Dr/
90.
Dr Terespolsky of the test, viz whether the appellant manifested the
use of powers of reasoning, and the ability to act rationally
and coherently,
the trial Court was entitled to and indeed obliged on the application of that
test to decide for itself whether on
the known facts the appellant was
sufficiently conscious to plan the act of placing the revolver and the hand of
the deceased in
the positions found by Lazarus and Benn.
I am not persuaded that the trial Court erred in the view which it took of the appellant's cerebral capacity. I think that the Court rightly held that the decision of the appellant to call out to Edith for help, and afterwards to telephone Lazarus and Benn, involved reasoning,
an/
91. an appreciation that he was bleeding to death, and a realisation
that assistance must be sought. The decision to phone again when
Benn and
Lazarus did not arrive promptly, is a further indication of fully conscious
behaviour. The conduct of the appellant can
not be likened, I think, as Dr
Terespolsky said it might, with the conduct of a man who absent-mindedly and
without specifically
thinking of what he is doing, drives home through
traffic.
Dr le Roux also ventured the view that it is unlikely that the
appellant would have had "an awareness of events after the injury to
his head."
When it was put to him that the appellant performed
all/
92.
all the acts detailed earlier in this judgment after the shooting, he explained that a person rendered unconscious by brain injury may thereafter be able to speak, but be unaware of what he is saying. When it was put to him that the appellant was sufficiently conscious to realise that Edith was on the premises, and that he called out to her, Dr le Roux suggested that the appellant may have experienced lucid intervals after the injury. The trial Court appears to have been singularly unimpressed by Dr le Roux as a witness, and found him to manifest a bias in favour of appellant. I find no reason to differ from this conclusion. In any event my remarks concerning the function of the trial Court to
assess/
93. assess for itself whether on the evidence before it the
appellant showed himself able to think properly, are of equal application
to the
views expressed by Dr le Roux. In spite of Dr le Roux's opinion the state
evidence supports the finding that at least from
the time that the appellant
called out to Edith and started to telephone Lazarus and Benn, he was
sufficiently in control of his
faculties to decide to place the revolver on the
chest of the deceased with her hand over it.
I should add that Dr le Roux seems to
have been influenced by the fact
that when he attended to
the appellant in the hospital some hours after
the
shooting, the latter appeared to be drowsy and un
responsive./
94.
responsive. That is not the condition in which
Lazarus and Benn found him. It seems likely that the appellant's condition
changed
after he was taken up at the hospital.
Counsel for the appellant
pointed out that according to the evidence of Lazarus the hand of the deceased
was not only over the butt
of the revolver, but her fingers were curled over it.
I do not think there is any significance in whether that was so or not, for
if
the correct conclusion is that the appellant placed the hand of the deceased
over the revolver on her chest, it is conceivable
that he may have positioned
her fingers so as to create a semblance of a
gripping/
95. gripping position. However, I should record my view that
Lazarus' evidence, taken as a whole, does not indicate that he could
with any
certainty say more than that the hand of the deceased rested lightly on the butt
of the revolver.
I think it necessary, in conclusion on the question of the
position of the hand of the deceased over the revolver, to refer to the
evidence
of Genl. Neethling. He said that he had never in examining cases of suicide
involving hand-guns (and he had investigated
many) encountered a single instance
where the deceased had come to rest with the weapon still in his grip. In all
the cases examined
by him the weapon was
flung/
96. flung away from the body. I think it stands to
reason that the recoil effect, due to the discharging of the revolver,
coupled with the immediate loss of muscular control, will cause
the weapon to be
discarded. I think that this evidence is of considerable consequence and
establishes a further factor of probability
that the deceased did not commit
suicide. The appellant as witness.
The trial Court considered the
evidence of the appellant to be unsatisfactory in a number of respects. The
reasons given for reaching
an adverse opinion concerning the credibility of the
appellant, indicate that the Court a quo was largely influenced by its
view that the explanations given by the appellant on a number of his statements
were disproved by credible
testimony. I fully
agree/
97.
agree with these conclusions. I think it necessary to
mention only a few matters which support the Court's
estimate of appellant's credibility.
His explanation for going to Lazarus'
flat and purloining his revolver is
so very much at odds with the probabilities that it can only be described as
false. It will be
remembered that the explanation starts off with the story that
he wished to go to his office to get the film cover. He wished to
show the
deceased that her fear concerning the undeveloped film she had seen, which led
her to think that it may be of photographs
taken by appellant of her in
compromising positions, was unfounded. It is not only unlikely in the extreme
that in the circumstances
described by him she could have suspected that he had
taken such photographs, but also improbable that
he/
98.
he could have thought he could allay her concern by producing the
cover in which the developed spool was sent. If he really wanted
to do no more
than to go to his office to collect the cover, why did he not take the deceased
to accompany him? Why leave her sitting
alone in his flat? I cannot but think
that he came up with the story of the photographs to give himself an explanation
his visit
to Lazarus' flat, ostensibly to search for the keys of his office
which he suddenly discovered - so he said - were not in their usual
place in his
motor car. The appellant's evidence of his search for the keys runs counter to
credible testimony. The evidence of Benn
and Lazarus - which on this aspect
was/
99.
was not challenged - was clear that even if appellant could have thought that he left any keys in their apartment, he could not have believed that he left them in Lazarus' part of the apartment: the appellant never entered there during that day. Again I am impelled to the conclusion that the appellant invented the story that the keys were in Lazarus' part of the apartment solely to provide an explanation for being in the room where Lazarus' revolver was kept. Then comes the explanation for taking the revolver - to call the deceased's bluff. Why would he, who on his evidence was set to win the heart of the deceased on that day, act in such a senseless inappropriate manner? The story
is/
100.
is far fetched, and simply cannot be true. 1 shall later in
this judgment return to the significance of the fact that the appellant
lied on
these matters.
Another matter on which the appellant's evidence was by
acceptable evidence shown to be unacceptable was on the rather important
question
of when he discussed the possibility of going to London with the
deceased. It will be recalled that he said that he did not discuss
that with the
deceased on the Friday, as he wished to leave that for a later opportunity. He
also said that on Saturday he had a
firm expectation of winning the deceased
over. Contrary to this there was the evidence of Ronnlynn Botha, Benn's girl
friend, viz.
to the effect
that/
101.
that on the Saturday after the Friday in question, the appellant told her that he had already tried to persuade the deceased to come with him to London, but that she did not wish to go. Benn testified that during that Saturday morning the appellant at one stage telephoned the Airways office to enquire whether the deceased had not prematurely booked a flight back to Cape Town. He explained that he feared she might leave without his knowledge. This evidence too does not appear to have been challenged in cross examination, but when giving evidence himself the appellant gave what the trial Court correctly described as deliberately evasive evidence thereon. The importance of the appellant's untruthfulness on this question will
also/
102. also be referred to later.
A further matter regarding
which the trial Court found the evidence of the appellant to be unacceptable,
was in connection with his
reason for not unloading the revolver when he
returned to his flat. He admitted that for the purpose for which he had taken
the revolver,
it did not require to be loaded. He must have known that it would
be very dangerous to hand her a loaded revolver "to call her bluff".
His
explanation that he did not realise this fact, was correctly rejected by the
trial Court. This untruth too has special significance,
and I will again refer
to it.
I think it necessary to refer to the
appellant's/
103.
appellant's evidence that he had very little recall of the tape-recorded
monologue, discussed earlier in this judgment. It will
be remembered that Prof.
Leary testified that even if the appellant's account of what he had consumed and
taken prior to the episode
was correct, he would have remembered the whole
incident. The appellant's evidence on this point is likewise unacceptable.
Lastly, the appellant's reference to his relationship with the deceased at the end of January 1982, as being "up and down", was correctly rejected by the Court a quo. Counsel for the appellant contended that there was no reason to doubt this evidence. Like the Court a quo I consider that the evidential material, the letters written
by/
104. by appellant, his diary entries, the content of his monologue,
and his statement to Miss Botha, to which I referred a few paragraphs
earlier,
strongly indicate that his evidence on this point was unacceptable.
Lastly
there is the matter of the locality where the revolver holster was found - in
the bathroom. When evidence to that effect was
led appellant's counsel indicated
that that was not disputed. The appellant testified, however, that when he
re-entered his flat
he placed the revolver, in its holster, on the floor of the
lounge. On any version it is extremely unlikely that the deceased would
have
deposited the holster in the bathroom; the inference must accordingly be
made
that/
105. that after the appellant entered the flat he placed the
holster in the bathroom. On this question too he was untruthful.
I conclude
that the appellant was a most unreliable witness. Summary and
Conclusions:
Since there was no direct evidence of what happened at the
vital stage of the drama, the trial Court had in the final analysis to
reason by
inference. According to well established principles it had to take into account
all the facts and circumstances from which,
either individually or collectively,
logical conclusions might be drawn. It had to consider whether the inference
that/
106.
that it was the appellant who fired the fatal shot,
is
consistent with the facts found to have been proved
beyond reasonable doubt.
It then had to decide whether
any conclusion save that appellant was the
killer might
reasonably be drawn. (R v Blom 1939 AD 188 at 202/3).
Counsel for the appellant argued that
the Court a quo committed an error
by taking "accused's
poor showing as a witness" into account in its
reasoning.
I think however that the trial Court was entitled, in
assessing the strength of the inferences, to bring the
falsity of appellant's explanations of certain facts and
circumstances into reckoning - they tended to strengthen
the inferences which could be drawn. In this regard
the/
107.
the following passage in Wills on Circumstantial
Evidence
7th Ed. at 112 seems to me to be apposite -
"So natural and forcible is this rule of presumption, that the guilty are instinctively compelled to evade its application, by giving some explanations or interpretations of adverse facts, consistent, if true, with innocence; but its force is commonly aggravated by the improbability, or absurdity even of such explanation, or the inconsistency of them with admitted or incontrovertible facts. All such false, incredible or contradictory statements, if disproved, or disbelieved, are not simply neutralised, but become of substantive inculpatory effect."
A convenient starting point in the
discussion of possible conclusions, is to take the fact
that it was the appellant who, shortly before the
deceased/
108.
deceased was shot in his flat, obtained the revolver with which she was shot, and brought it, fully loaded, into the flat. These simple basic facts may, in the absence of an acceptable explanation, attract an adverse inference. The fact that appellant gave a false explanation of how he came to think of getting the revolver seems to me to strengthen the inference that he went to get it to use it, and to use it for a more sinister objective than to enable him to "call her bluff". This inference is further supported by the fact that the appellant gave an unacceptable explanation for not unloading the revolver when he brought it into the flat. The fact that the holster was found in the bathroom of the flat
indicates/
109.
indicates that appellant had taken the revolver out
of
its holster once he was in the flat, a fact inconsistent with appellant's
suggested innocuous intention.
The conduct of the appellant must be viewed
against the background of the fact that two days earlier he considered what his
action
might be should the deceased reject his proposal to go with him to
London: he thought that he might in that event kill her and then
himself. This
very situation arose - she not only refused to accompany Him but also to resume
their relationship.
The notion that it was the deceased who shot herself is highly unlikely. That
is so firstly because of the absence of gun powder residue on her right index finger. In
the/
110. the second place there was no conceivable reason why she would
have wished to take her life. She was a young, attractive person
leading a
fulfilling life as a successful model. She had established a new relationship
with a man in Cape Town. She was not, like
the appellant, in an emotional
quagmire. She was not upset at the prospect of the relationship with the
appellant not being revived.
She was not the one who went in search of the
weapon. Thirdly, if she fired the fatal shot she would have had to hold the
revolver
at a most awkward angle in relation to her head. In the fourth place,
if she shot and killed herself it is very probable that the
revolver would have
come to rest away from her body.
The/
111.
The suggestion that the first shot was that which wounded the appellant, and that it was fired by the deceased, is also countered by strong probabilities. It is inconsistent with the fact that no gun powder residue was found on the index finger area of the deceased's hand. If the deceased held the revolver for more than a minute, which would have been likely if one visualises a scenario in which the deceased first shoots and wounds the appellant and after some time shoots herself, the hydroxyquinaline test would probably have shown that she had handled the revolver. The test was negative. It is furthermore unlikely in the extreme that the deceased would have wished to shoot the appellant. Although she did not
wish/
112.
wish to resume her relationship with him, there was
no
suggestion that she was so angry as to wish to shoot
him. His evidence that
she had once expressed frustration at her inability to hurt him physically in
retaliation at his threat to
publicise the fact that she had in the past
undergone an abortion, is improbable. And even on his own account, when on a
previous
occasion he had handed her a shotgun after he had threatened her with
exposure, she had burst into tears.
I am in full agreement with the trial Court that the inference that the appellant shot the deceased, thereafter wounded himself, and then placed the revolver on the chest of the deceased, with her right
hand/
113. hand over the butt so as to suggest suicide, fits the facts
in every respect. I think he was rightly convicted on the first count.
It
remains to consider the sentences imposed on the lesser counts. Not much was
said by appellant's Counsel on this aspect of the
matter. It does not appear to
me that the learned Judge misdirected himself, or that the sentences are
excessive.
The appeals are dismissed.
ELOFF, AJA
RABIE, CJ )
) CONCUR HOEXTER, JA )