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[1998] ZACC 1
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City Council of Pretoria v Walker (CCT8/97) [1998] ZACC 1; 1998 (2) SA 363; 1998 (3) BCLR 257 (17 February 1998)
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THE CONSTITUTIONAL COURT OF SOUTH AFRICA
CASE CCT
8/97
THE CITY COUNCIL OF PRETORIA Applicant/
Appellant
versus
J WALKER
Respondent
Heard on: 19 August 1997
Decided on: 17 February
1998
JUDGMENT
LANGA DP:
Factual
background
[1] The applicant is the City Council of Pretoria
(the council). It sued the respondent, Mr Walker, in the Pretoria
Magistrate’s
Court for payment of an amount of
R4753,84[1] being arrear charges for
services rendered by the council during the period July 1995 to 23 April 1996.
The respondent did not deny
that he owed the amount claimed. He contended
instead that he was entitled to withhold payment by reason of the fact that the
council’s
conduct, which I shall elaborate upon in due
course,[2] constituted a violation of
his constitutional right to equality as enshrined in section 8 of the interim
Constitution.[3] He also contended
that the council was in breach of section 178(2) of the interim Constitution.
The grounds relied upon by the
respondent therefore raised issues of
constitutionality.
[2] The respondent’s defence was not upheld
by the magistrate and he was ordered to pay the amount claimed as well as costs.
On appeal, the Transvaal High Court[4]
(the High Court) set aside the magistrate’s order and substituted for it
an order of absolution from the instance with
costs.[5] The council applied for
leave to appeal to this Court against the High Court’s judgment and order.
[3] Pursuant to directions issued by the President in terms of the
Rules of the Constitutional Court, the application for leave to
appeal as well
as the merits of the appeal were argued together. We have accordingly had the
benefit of full argument on both the
merits and ancillary issues which were
raised, from the parties as well as counsel who appeared for the National
Electricity Regulator
(NER), which was admitted as amicus
curiae.
[4] The council was established by the consolidation, on 8
December 1994, of a number of municipalities into one. These included,
among
others, the two black townships of Atteridgeville and Mamelodi and the formerly
white municipality which was known as the Pretoria
City Council. It will be
convenient to refer to this last area as “old Pretoria.” The
respondent is a resident of Constantia
Park, a suburb in old Pretoria. It is
common knowledge that the population of Mamelodi and Atteridgeville is black and
that of old
Pretoria overwhelmingly white and the case was argued on that
basis.
[5] The facts which provide the background for the issues raised
in this matter may be summarised as follows: electricity and water
charges in
the council’s area were levied on a differential basis. The residents of
old Pretoria, including the respondent,
were levied on a tariff based on
actual consumption measured by means of meters installed on each property. This
had been the
position long before the amalgamation. Residents of Mamelodi and
Atteridgeville, in the absence of meters, were levied on the basis
of a uniform
rate for every household. This system, generally referred to as a flat rate,
also predated the amalgamation.
[6] The respondent’s objections
to the council’s conduct were based on the following grounds: (a) the flat
rate in Mamelodi
and Atteridgeville was lower than the metered rate and this
therefore meant that the residents of old Pretoria subsidised those of
the two
townships; (b) the differentiation in the tariffs continued even after meters
had been installed on some properties in Mamelodi
and Atteridgeville; (c) only
residents of old Pretoria were singled out by the council for legal action to
recover arrears whilst
a policy of non-enforcement was being followed in respect
of Mamelodi and Atteridgeville; and (d) the imposition of differential
rates was
a contravention of section 178(2) of the interim Constitution. The respondent
also complained that the council did not
take the residents of old Pretoria
into its confidence when the target dates for the implementation of a
consumption-based tariff
were not met. Instead, misleading information was
given to old Pretoria residents, leaving them under the impression that the
metered
rate was being uniformly applied at a time when it was not. With regard
to the objections in (a), (b) and (c), the respondent’s
complaint was that
the council’s conduct amounted to unfair discrimination and was therefore
a breach of section 8 of the interim
Constitution. In its judgment on appeal,
the High Court held that the actions of the council summarised in (a) to (c)
above amounted
to discrimination based on race; that the council had not, under
section 8(4)of the interim Constitution, established that such discrimination
was not unfair; and that accordingly such actions were unconstitutional as being
inconsistent with section 8(2) of the interim Constitution.
The High Court also
held that the council’s conduct described above constituted a breach of
section 178(2) of the interim
Constitution.
Preliminary
matters
(a) The Rule 18 Certificate
[7] Appeals
to this Court are governed by rules 18 and 19 of the Rules of the Constitutional
Court.[6] In response to the
council’s application for a certificate in terms of rule 18, the High
Court refused to furnish a positive
certificate save to confirm that the
evidence which had been led was sufficient to enable this Court to deal with the
issue without
referring it back to the High Court. For the rest, it was held
that there were no issues of substance which were of a constitutional
nature and
which merited the attention of this Court and that there was no reasonable
prospect that the Court would grant leave to
the council to appeal, or that it
would reverse the judgment or the order given in the High Court.
[8] It
had been argued on behalf of the council that the exercise of a value judgment
by the High Court in deciding the question
whether or not the discrimination was
unfair was a constitutional issue which required the attention of the
Constitutional Court.
Le Roux J, who delivered the High Court’s judgment
on the application, rejected the council’s argument. He
stated:[7]
“Wat die onbillikheid van die diskriminasie aanbetref, is dit ’n blote toepassing van die feitelike agtergrond wat gemeensaak tussen die partye is. Dit is ’n situasie wat elke dag in hierdie howe voorkom. Dit is niks buitengewoons nie. . . . Dit is na my mening voor die hand liggend dat die toepassing van feite op ’n besondere saak voor die hof, ook ’n feitelike aangeleentheid is en nie ’n saak is wat gereserveer behoort te word vir die Konstitusionele Hof nie. ”
With regard to
the submission that the issue of whether the order of absolution from the
instance in this matter was a constitutional
issue, he had this to say:
“Wat betref die kwessie van die regsmiddel wat hierdie hof toegepas het nadat hy geoordeel het dat daar onbillike diskriminasie was teenoor die respondente, is ek ook van mening dat dit nie ’n buitengewone remedi (sic) is nie. Dit kom by baie sulke gevalle voor. ’n Mens kan maar net dink aan die geval van twee persone wat oor ’n saak wat teen die openbare belang is, in ’n hof litigeer en ’n eis instel, wat ’n hof weier om enigsins te oorweeg, die sogenaamde par delictum - geval. Daar is ook talle ander voorbeelde waar die een party, hoewel hy op die oog af ’n goeie eis het nie met skoon hande hof toe kom nie. Dan sal ’n hof hom nie tegemoet kom nie. Hierdie is na my mening slegs ’n spesie van daardie genus van gevalle waar die feite sodanig is dat ’n hof nie die eiser, hoewel hy op die oog af ’n goeie eis het, tegemoet sal kom totdat hy nie sy huis in orde gebring het nie. Die bevel van absolusie van die instansie beteken nie dat die eiser nou van enige regsmiddel ontneem word nie. Dit is nie ’n permanente ontneming nie, dit is slegs tydelik totdat hy sy huis in orde gebring het. Gevolglik gaan hierdie saak oor koste en oor prestige. Op hierdie grondslag kan ek nie insien dat dit ’n saak van groot belang is vir die toekoms nie. Dit is slegs tydelik van aard. Dit is ook nie ’n buitengewone regsmiddel nie. Dit stel die party in staat om weer sy regte af te dwing indien sy posisie in die reine gebring is en hy nie langer die Grondwet verbreek nie, en aangesien dit slegs ’n kwessie van koste is, is ek van mening dat dit nie ’n saak is wat van belang is om gereserveer te word vir die Konstitusionele Hof nie.”[8]
[9] The
High Court had been required to determine whether the conduct of the council
amounted to unfair discrimination and if it
did, the appropriate relief or
remedy had to be decided. The exercise involves the elaboration of concepts
such as “equality”
and “unfair discrimination.” The
High Court’s assessment of what constitutes a breach of section 8 is a
matter
which is constitutional in nature. Section 98(2) of the interim
Constitution states -
“The Constitutional Court shall have jurisdiction in the Republic as the court of final instance over all matters relating to the interpretation, protection and enforcement of the provisions of this Constitution, including -
(a) any alleged violation or threatened violation of any fundamental right entrenched in Chapter 3”.
[10] In interpreting and
enforcing the Constitution in this case, the Court has to decide whether there
has been unfair discrimination.
If that is established, the next step is to
determine what the appropriate order is in the circumstances of the
case.[9] Unfair discrimination, and
the issue of an appropriate order when section 8 of the interim Constitution has
been breached, are constitutional
issues in respect of which this Court has
final jurisdiction. However, the existence of a constitutional issue is not the
sole determinant
of which matters should be considered by this Court. Rule 18
requires in addition that the issue must be one of substance.
[11] [ Whether or not a constitutional issue is one of substance will depend on the facts of the particular case. The present matter is based on factual issues but it also involves the application of law to facts. The respondent has invoked a constitutional provision, the right not to be the victim of unfair discrimination. The full implications of this right, which is an aspect of the right to equality contained in section 8 of the interim Constitution, are complex. The section 8 right has been discussed in four recent judgments of this Court, namely, Prinsloo v Van der Linde and Another,1[0] President of the Republic of South Africa and Another v Hugo,1[1] Harksen v Lane NO and Others1[2] and Larbi-Odam and Others v Members of the Executive Council for Education and Another (North-West Province)1[3]. It is a subject which is still in need of further elaboration. The central issues here are whether the use by the council of differential tariffs in the recovery of service charges and the selective enforcement of debt recovery, in the circumstances of this case, amount to a breach of the equality provisions in the interim Constitution. These questions and the question whether the order made by the High Court constitutes appropriate relief within the meaning of section 7(4) of the interim Constitution, are matters of much interest and importance not only to the litigants in this case but also to the public and to our equality jurisprudence which is still in its early stages of development. I have no doubt that the issues raised in this matter are of sufficient substance to merit the attention of this Court and that leave to appeal should accordingly be granted.
(b) Which Constitution
applies
[12] It was common cause that the matters in dispute fell to
be resolved in terms of the interim Constitution and not the final
Constitution.1[4] When the High
Court heard the appeal on 3 March 1997, which was after the final Constitution
had come into force, it invoked the provisions of item 17 of Schedule 6
to that Constitution1[5] and dealt
with the matter as if the final Constitution had not been enacted. In my view
this was the correct approach. All the issues
giving rise to the dispute
occurred during the operation of the interim Constitution and the
relevant provisions in the two Constitutions are not materially different.
I am satisfied that this is not a matter in respect of
which the interests of
justice require that the final Constitution should be
applied.
(c) The jurisdiction of the
magistrate
[13] The High Court considered whether, in the light of
the defence raised by the respondent, the magistrate had jurisdiction to
deal
with the matter. It held that the claim was within the jurisdiction of the
magistrate but that the defence based on the provisions
of the interim
Constitution was beyond the magistrate’s direct or incidental
jurisdiction. It held further that since the claim
was within his jurisdiction
the magistrate was entitled to deal with the matter and to pronounce upon the
validity of the claim and
of any defence within his jurisdiction. If, apart
from the constitutional issue, the claim was established, judgment could be
given
in favour of the plaintiff and the defendant could raise the
constitutional issue on appeal:
“Die benadering lei nie tot onreg teenoor ’n verweerder wat deur ’n eiser gedwing word om te litigeer in ’n hof waar sy verweer nie beregbaar is nie. Die antwoord is eenvoudig. Hy pleit sy verweer. Beide partye lei hul getuienis op die verweer. (Die getuienis is toelaatbaar omdat dit relevant is tot die pleit.) Die landdros maak sy geloofwaardigheidsbevindings ten aansien van die getuies. Nadat vonnis gegee is ten gunste van die eiser (by verstek aan ’n beregbare verweer) word die saak op appΠl beslis op al die geskilpunte insluitend die konstitusionele geskilpunt waaroor die landdros hom nie uitgelaat het nie. Die vraag op appΠl is immers of die vonnis van die landdroshof in die lig van alle verwere in die hof van appΠl beregbaar, staande kan bly. Hierdie hof het wel jurisdiksie om grondwetlike vrae van hierdie aard te bereg (artikel 101(3) (b)) en nie bloot as hof van eerste instansie nie. (Artikel 101(4) gelees met artikel 98(7).)
Hierdie benadering ten aansien van die afneem van getuienis deur die laerhof strook met die gees van die Grondwet. Kyk artikel 102(1) en (3).”1[6]
[14] Neither
party sought leave to appeal against the decision of the High Court on the
question of the magistrate’s jurisdiction,
or on the practice to be
followed in the Magistrate’s Court if a plea raises a constitutional issue
beyond the jurisdiction
of the court. No argument was addressed to us on those
questions; nor was any argument addressed to us on the question whether
this
Court has jurisdiction to interfere with findings made by a High Court in regard
to such matters, which would depend on whether
they are matters relating to the
“interpretation, protection and enforcement” of the provisions of
the Constitution within
the meaning of section 98(2) of the interim
Constitution.
[15] The interim Constitution contemplates that there
will be occasions on which constitutional issues beyond the jurisdiction of
a
court may arise in proceedings before such court. Where it deals with such
matters specifically it requires the court concerned
to receive evidence on all
issues raised in the matter, including constitutional issues beyond its
jurisdiction.1[7] Where it
addresses the procedure to be followed in the
Magistrate’s Court ,
it deals only with matters where the validity of a law is placed in
issue.
[16] It may well be that in the light of the amendment of section
103(1) of the interim Constitution by Act 13 of 1994, the magistrate
had
incidental jurisdiction to adjudicate upon the defence. However, in the absence
of an appeal against the findings made by the
High Court in regard to
jurisdiction, I do not consider it appropriate to express any opinion thereon.
It is sufficient to say that
if the magistrate had no jurisdiction to deal with
the constitutional issues raised by the plea, there is nothing in the practice
laid down by the High Court that is inconsistent with the interim Constitution.
Background to the dispute
[17] The dispute
should be seen in the light of changes which have come about as a result of the
adoption of a new constitutional
order. It would be surprising if the process
of bringing together, in a constitutional sense, people and communities who were
kept
apart for many years did not occasion its own difficulties and tensions.
The difficulties are compounded by the disparities and imbalances
inherent in
our society which are the result of policies of the past.
[18] Atteridgeville was established in 1939 and Mamelodi in 1953, both
as black townships. The two townships were administered under
a different
legislative and regulatory regime to that which applied in old Pretoria which
was part of “white South Africa”.
The amalgamation of Atteridgeville
and Mamelodi with old Pretoria was regulated by the Local Government Transition
Act 209 of 1993, which became operational on 2 February 1994. That Act provides
for the restructuring of local government through the establishment
of elected
transitional councils. After the three separate local councils were amalgamated
with effect from 8 December 1994, the
council of old Pretoria effectively
exercised control over the relevant area until a democratically elected council
was established
consequent on the elections held in November 1995 in accordance
with the Local Government Transition Act.
[19] Atteridgeville and
Mamelodi are no different from other poverty-stricken black townships in South
Africa; there are glaring disparities
between the two townships on the one
hand, and old Pretoria on the other, in property values, delivery of services
and infrastructure.
At the time of the amalgamation electrical installations
in the townships were generally broken or damaged and there was no regulation
which obliged the residents of Atteridgeville and Mamelodi to pay for services.
The inferiority of the infrastructure in the black
townships included there
being no meters for water and electricity. The residents were levied a flat
rate for such services as
they received. The amalgamation was no magic wand;
the disparities did not suddenly disappear on 8 December 1994 but continued into
the new era of local government.
[20] This then was the situation with
which the council had to contend after 8 December 1994. It had to exercise
control over Atteridgeville
and Mamelodi in addition to old Pretoria and other
areas. The challenge facing the council from the beginning was to provide
services
and to treat all the residents within its jurisdiction equally. Those
pre-existing disparities and the limited resources which the
council had at its
disposal meant that the task would be fraught with difficulties.
[21] On 9 December 1994 the council decided, as a temporary measure,
not to apply the consumption-based tariff in Mamelodi and Atteridgeville
but to
operate on the basis of a flat rate. The consumption-based tariff was in
operation elsewhere in the council area, including
Constantia Park. The decision
of the council in relation to Mamelodi and Atteridgeville was actually forced on
it because there
were no meters to record the individual consumption of water
and electricity in these areas. Rather optimistically as it turned out,
the
council set itself a programme to install the 38 000 meters needed by June 1995.
The idea was that once the meters had been installed,
the residents in the two
townships would also be subject to the same metered rates as was the case in old
Pretoria. The actual installation
of meters however only commenced in June
1995 and was completed in April 1996. On 1 July 1995 the council announced a
consumption-based
tariff for its whole area. At that time, meters had already
been installed on some of the properties in the townships. The
consumption-based
tariff was not, however, applied to those properties; they
continued instead to be charged according to the flat rate. Mr. Eicker,
a
senior official of the council who was responsible for credit control, said in
evidence that this was the result of a decision
taken by council officials to
continue charging the flat rate to domestic premises in Atteridgeville and
Mamelodi until all the
meters that were required in the two townships had been
installed. According to Mr. Eicker to do otherwise might have been
counter-productive
and might have resulted in violent resistance and vandalism.
The delay in imposing a consumption-based tariff throughout the council
area
and the manner in which the council dealt with the transition to a unitary
council attracted criticism from some residents of
old Pretoria.
[22] Respondent belonged to a group which called itself “Besorgde
Belastingbetalersgroep” (the BBG). Before the commencement
of litigation
in this matter, the BBG complained to the council about the matters referred to
in paragraph 6 as well as other issues
and held meetings with council officials
to voice their complaints. In June 1995 it submitted a memorandum to the
council in which
it demanded, among other things, that Atteridgeville and
Mamelodi be separated from old Pretoria and that money paid by the council
to
subsidise “other communities” be recovered. It also demanded that
the residents of old Pretoria be charged for water
and electricity at the same
flat rate as the residents of Atteridgeville and Mamelodi and that no steps be
taken against residents
who objected to paying the metered rates until the
dispute over the matters that had been raised had been resolved. The BBG
threatened
to take legal action against the council. Its members, including the
respondent, however, took no legal steps to challenge the
council to end the
alleged unfair discrimination and the contravention of section 178(2) of the
interim Constitution. They refused to pay the full amount, paying instead a
lower amount which was equivalent to the flat
rate which was in operation in
Mamelodi and Atteridgeville. The amount claimed by the council from the
respondent represented the
difference between what the respondent would have
paid on the metered rate and what he actually paid on the basis of the flat
rate.
[23] It is clear that the council treated the respondent together
with the other residents of old Pretoria in a manner which was
different to the
treatment accorded to the residents of Mamelodi and Atteridgeville by (a)
operating a flat rate in Mamelodi and
Atteridgeville while a consumption-based
tariff, which was higher, was used in old Pretoria; (b) differentiating between
old Pretoria
and those parts of Atteridgeville and Mamelodi where meters had
already been installed; and (c) taking legal steps to recover arrears
from
residents of old Pretoria only and failing to take similar action against
defaulters in Mamelodi and Atteridgeville.
[24] The differentiation in
this case was, at least partly, an inherited one. The amalgamation that
occurred resulted in a new relationship
between areas which had been
administered differently. It was however a meeting of contrasts. The present
case concerns two areas
which were black and one that was white. The former
were poorly developed in terms of infrastructure for municipal services; they
had no meters to record consumption of electricity and water. The white area
had adequate facilities and the necessary infrastructure;
it was equipped with
meters which were relied on for the calculation of service charges for water
and electricity. The flat rate
in the two townships was a convenient practical
expedient because of the poor infrastructure. This differentiation was not
initiated
by the new council; it became the council’s responsibility,
however, to end it. While it lasted, it applied geographically
and its effect
was that the higher consumption-based tariffs operated in old Pretoria and not
in the two townships. The enforcement
of payment for services in old Pretoria
was, as it had been through the years, by way of court action, while a more
benevolent approach
was followed in the other two areas. I turn now to deal
firstly with the alleged breaches of section 8 and thereafter with the alleged
breach of section 178(2) of the interim
Constitution.
Differentiation and
discrimination
[25] Section 8, in so far as it is relevant,
provides as follows -
“(1) Every person shall have the right to equality before the law and to equal protection of the law.
(2) No person shall be unfairly discriminated against, directly or indirectly, and, without derogating from the generality of this provision, on one or more of the following grounds in particular: race, gender, sex, ethnic or social origin, colour, sexual orientation, age, disability, religion, conscience, belief, culture or language.
(3) (a) This section shall not preclude measures designed to achieve the adequate protection and advancement of persons or groups or categories of persons disadvantaged by unfair discrimination, in order to enable their full and equal enjoyment of all rights and freedom.
(b) . . . .
(4) Prima facie proof of discrimination on any of the grounds specified in subsection (2) shall be presumed to be sufficient proof of unfair discrimination as contemplated in that subsection, until the contrary is established.”
[26] The
question whether there has been a breach of section 8 of the interim
Constitution has to be assessed against the background
set out in the preceding
paragraphs. That assessment cannot be undertaken in a vacuum but should be
based both on the wording of
the section and in the constitutional and
historical context of the developments in South Africa. What is clear is that
not all
differentiation amounts to discrimination as envisaged in section
8.1[8] It remains to be determined
whether the differentiation in this case constitutes a violation of the right
protected by section 8.
[27] In written argument on behalf of the
respondent, it was argued that there was no rational connection between the
discriminatory
measures taken by the council and a legitimate governmental
purpose “. . . which is proffered to validate
it”.1[9] In particular,
respondent contended that the conduct of the council could not be said to have
been authorised by section 8(3)(a)
of the interim Constitution inasmuch as the
discriminatory measures had not been “designed to achieve the adequate
protection
and advancement of persons or groups or categories of persons
disadvantaged by unfair discrimination . . .”. The council’s
attitude on the other hand was that the differentiation was rationally connected
to the legitimate objective of dealing with the
period of transition by
phasing in the required changes in order to achieve equality between the
residents of the different areas.
The issue of a rational connection is of
course relevant to the question whether the actions of the council breached
respondent’s
section 8(1) right. In
Prinsloo2[0] the following
was stated:
“In regard to mere differentiation the constitutional state is expected to act in a rational manner. It should not regulate in an arbitrary manner or manifest ‘naked preferences’ that serve no legitimate governmental purpose, for that would be inconsistent with the rule of law and the fundamental premises of the constitutional state. The purpose of this aspect of equality is, therefore, to ensure that the state is bound to function in a rational manner.”
The two limbs of section 8(1), the
“right to equality before the law” and the right “to equal
protection of the
law”, were referred to in
Prinsloo2[1] where it was
stated, as had been said by Didcott J speaking for the Court in S v
Ntuli,2[2] that “the right
to ‘equality before the law’ is concerned more particularly with
entitling ‘everybody, at
the very least, to equal treatment by our courts
of law.’ ” It was said further that “. . .no-one is above or
beneath the law and that all persons are subject to law impartially applied and
administered.” The rationality criterion
adopted in Prinsloo
should, in my view, be equally applicable whether we are dealing with
“equality before the law” or “equal protection
of the
law”. I am satisfied that the differentiation in the present case was
rationally connected to legitimate governmental
objectives. Not only were the
measures of a temporary nature but they were designed to provide continuity in
the rendering of services
by the council while phasing in equality in terms of
facilities and resources, during a difficult period of transition. This is
however not the end of the enquiry as differentiation “that does not
constitute a violation of section 8(1) may nonetheless
constitute unfair
discrimination for the purposes of section
8(2).”2[3] When the matter
was argued before us, counsel for the respondent concentrated his attack on what
was alleged to be unfair discrimination
in terms of section 8(2). This raises
the question whether the differentiation complained of constitutes
discrimination and if it
does, whether that discrimination is
unfair.
[28] The four judgments of this Court to which I have referred
2[4] were all delivered after the
judgment of the High Court in this case. They deal extensively with the
equality provision in the interim
Constitution and analyse the concept of
discrimination.
[29] In Harksen we held that the enquiry as to
whether differentiation amounts to unfair discrimination is a two-stage one.
“Firstly, does the differentiation amount to ‘discrimination’? If it is on a specified ground, then discrimination will have been established. If it is not on a specified ground, then whether or not there is discrimination will depend upon whether, objectively, the ground is based on attributes and characteristics which have the potential to impair the fundamental human dignity of persons as human beings or to affect them adversely in a comparably serious manner.
(b)(ii) If the differentiation amounts to ‘discrimination’, does it amount to ‘unfair discrimination’? If it has been found to have been on a specified ground, then unfairness will be presumed. If on an unspecified ground, unfairness will have to be established by the complainant. The test of unfairness focuses primarily on the impact of the discrimination on the complainant and others in his or her situation.”2[5]
[30] Section 8(2) prohibits unfair discrimination which
takes place “directly or indirectly”. This is the first occasion
on which this Court has had to consider the difference between direct and
indirect discrimination and whether such difference has
any bearing on the
section 8 analysis as developed in the four judgments to which I have
referred.
[31] The inclusion of both direct and indirect discrimination
within the ambit of the prohibition imposed by section 8(2) evinces
a concern
for the consequences rather than the form of conduct. It recognises that
conduct which may appear to be neutral and non-discriminatory
may nonetheless
result in discrimination, and if it does, that it falls within the purview of
section 8(2).
[32] The emphasis which this Court has placed on the
impact of discrimination in deciding whether or not section 8(2) has been
infringed
is consistent with this concern. It is not necessary in the present
case to formulate a precise definition of indirect discrimination.
The conduct
of which the respondent complains is summarised in paragraph 6 of this judgment.
It is sufficient for the purposes of
this judgment to say that this conduct
which differentiated between the treatment of residents of townships which were
historically
black areas and whose residents are still overwhelmingly black, and
residents in municipalities which were historically white areas
and whose
residents are still overwhelmingly white constituted indirect discrimination on
the grounds of race. The fact that the
differential treatment was made
applicable to geographical areas rather than to persons of a particular race may
mean that the discrimination
was not direct, but it does not in my view alter
the fact that in the circumstances of the present case it constituted
discrimination,
albeit indirect, on the grounds of race. It would be artificial
to make a comparison between an area known to be overwhelmingly
a “black
area” and another known to be overwhelmingly a “white area”,
on the grounds of geography alone.
The effect of apartheid laws was that race
and geography were inextricably linked and the application of a geographical
standard,
although seemingly neutral, may in fact be racially discriminatory.
In this case, its impact was clearly one which differentiated
in substance
between black residents and white residents. The fact that there may have been
a few black residents in old Pretoria
does not detract from this.
[33] I have had the opportunity of reading the judgment of Sachs J in which
the view is expressed that the differentiation in the
present case was based on
“objectively determinable characteristics of different geographical areas,
and not on race”.2[6] I
cannot subscribe to this view or to the proposition that this is a case in
which, because of our history, a non-discriminatory
policy has impacted
fortuitously on one section of our community rather than another. There may be
such cases, but in my view this
is not one of them. The impact of the policy
that was adopted by the council officials was to require the (white) residents
of old
Pretoria to comply with the legal tariff and to pay the charges made in
terms of that tariff on pain of having their services suspended
or legal action
taken against them, whilst the (black) residents of Atteridgeville and Mamelodi
were not held to the tariff, were
called upon to pay only a flat rate which was
lower than the tariff, and were not subjected to having their services suspended
or
legal action taken against them. To ignore the racial impact of the
differentiation is to place form above substance.
[34] It is clear from
Mr Eicker’s evidence that the council officials knew that the effect of
the policy would be discriminatory
and that the residents of old Pretoria would
be likely to object to it. The council did not rely on section 8(3) of the
interim
Constitution at the trial and did not then suggest that its officials
had adopted the policy to which objection was taken in order
to address the
unfair discrimination of the past. It sought to justify the policy on the
grounds that it was reasonable and the only
practical way of dealing with the
situation in the circumstances which existed. That is relevant to the enquiry
whether the discrimination
was “unfair”. It is not, however,
relevant to the enquiry whether there was differentiation on the grounds of
race.
[35] This Court has consistently held that differentiation on one
of the specified grounds referred to in section 8(2) gives rise
to a presumption
of unfair discrimination. The presumption which flows from section 8(4) applies
to all differentiation on such
grounds. There may possibly be cases where the
differentiation cannot conceivably result in discrimination and for that
reason
does not cross the threshold of section 8(2). According to Sachs J,
however, section 8(2) is triggered only by differentiation which
imposes
“identifiable disabilities” or threatens “to touch on or
reinforce patterns of disadvantage” or “in
some proximate and
concrete manner threaten(s) the dignity or equal concern or worth of the persons
affected” and in the absence
of such consequences, the presumption under
section 8(4) does not arise.2[7]
This in my view, is contrary to the decisions of this Court in the four cases to
which I have referred, in which it was held that
differentiation on one of the
specified grounds set out in section 8(2) gives rise to a presumption of
“unfair discrimination”.
I can see no reason for distinguishing in
this regard between discrimination which is direct and that which is indirect.
Both
are covered by section 8(4) and both are subject to the same presumption.
Whilst the matters mentioned by Sachs J are no doubt
relevant to the question of
unfairness and to cases on which reliance is placed on section 8(3) of the
interim Constitution or section
9(3) of the final Constitution, they do not, in
my view, enter into the first stage of the enquiry which is to determine whether
there has been differentiation, direct or indirect, on the grounds of race. The
principle established by section 8(3) is an important
part of the equality
guarantee of our Constitution. It clearly applies to all cases of
discrimination, whether direct or indirect.
The point here is that there was no
basis on the evidence given in the trial court on which a case based on section
8(3) could reasonably
have been advanced.
[36] It was argued on behalf
of the council that if on an evaluation of the facts of the present case
discrimination was established,
such discrimination was not
“unfair”. As already indicated, I am satisfied that the conduct of
the council does amount
to discrimination. Since, as I have already found, the
differentiation was on one of the grounds specified in section 8(2), the
council bears the burden of rebutting the presumption of “unfair
discrimination”.
Has the presumption of unfair
discrimination been rebutted?
[37] The enquiry into whether the
presumption of unfair discrimination has been rebutted involves an examination
of the impact of
the discrimination on the respondent. The concept of
unfairness was considered in the majority judgment in
Hugo2[8] where the
following was stated:
“The prohibition on unfair discrimination in the interim Constitution seeks not only to avoid discrimination against people who are members of disadvantaged groups. It seeks more than that. At the heart of the prohibition of unfair discrimination lies a recognition that the purpose of our new constitutional and democratic order is the establishment of a society in which all human beings will be accorded equal dignity and respect regardless of their membership of particular groups. The achievement of such a society in the context of our deeply inegalitarian past will not be easy, but that that is the goal of the Constitution should not be forgotten or overlooked .
. . . .
To determine whether that impact was unfair it is necessary to look not only at the group who has been disadvantaged but at the nature of the power in terms of which the discrimination was effected and, also at the nature of the interests which have been affected by the discrimination.”
[38] In
Harksen,2[9] Goldstone
J in discussing factors relevant to the determination of unfairness
stated:
“The prohibition of unfair discrimination in the Constitution provides a bulwark against invasions which impair human dignity or which affect people adversely in a comparably serious manner . . . In the final analysis it is the impact of the discrimination on the complainant that is the determining factor regarding the unfairness of the discrimination.”
He
went on to list some of the factors which have to be considered in order to
determine whether the discriminatory provisions have
impacted unfairly on the
complainant as follows:3[0]
“(a) the position of the complainants in society and whether they have suffered in the past from patterns of disadvantage, whether the discrimination in the case under consideration is on a specified ground or not;
(b) the nature of the provision or power and the purpose sought to be achieved by it. If its purpose is manifestly not directed, in the first instance, at impairing the complainants in the manner indicated above, but is aimed at achieving a worthy and important societal goal, such as, for example, the furthering of equality for all, this purpose may, depending on the facts of the particular case, have a significant bearing on the question whether complainants have in fact suffered the impairment in question
(c) with due regard to (a) and (b) above, and any other relevant factors, the extent to which the discrimination has affected the rights or interests of complainants and whether it has led to an impairment of their fundamental human dignity or constitutes an impairment of a comparably serious nature.
These factors, assessed objectively, will assist in giving “precision and elaboration” to the constitutional test of unfairness. They do not constitute a closed list.
In any event it is the cumulative effect of these factors that must be examined and in respect of which a determination must be made as to whether the discrimination is unfair.”
[39] With regard to the
question whether intention has any relevance in the determination of unfairness,
it is to be noted that in
none of the four judgments was it suggested that
intention to discriminate is an essential element of unfair discrimination. The
question of intention, particularly in cases of indirect discrimination has,
however, been considered by courts in other jurisdictions.
[40] The
United States Supreme Court has held that in cases under the equal protection
clause where indirect discrimination is in
issue it is necessary to prove that
the conduct complained of “had a discriminatory effect and that it was
motivated by a
discriminatory
purpose”.3[1] In Title VII
cases,3[2] however, which deal with
discriminatory practices in employment, the Supreme Court has taken a different
approach dictated by the
purpose of the legislation.
“. . . Congress directed the thrust of the Act to the consequences of employment practices, not simply the motivation. More than that, Congress has placed on the employer the burden of showing that any given requirement must have a manifest relationship to the employment in question.”3[3]
The
difference between the approach to Title VII claims and equal protection claims
was discussed by the Supreme Court in Washington v
Davis3[4] where a divided court
held that proof of intention to discriminate was a requirement of claims for
indirect discrimination based
on the equal protection clause. The Chapter on
Fundamental Rights in the interim Constitution is different to the Bill of
Rights
of the United States in that it contains not only an equal protection
clause in the form of section 8(1) but also an anti-discrimination
clause,
section 8(2).
[41] [ In Re Ontario Human Rights Commission et al and Simpson-Sears Ltd3[5] the Supreme Court of Canada held that proof of intention to discriminate was not necessary in order to establish a breach of the Ontario Human Rights Code which contained a provision that:
“No person shall . . . discriminate against any employee with regard to any term or condition of employment.”
In giving
judgment for the Court, McIntyre J said:
“Legislation of this type is of a special nature, not quite constitutional but certainly more than the ordinary - and it is for the courts to seek out its purpose and give it effect. The Code aims at the removal of discrimination. This is to state the obvious. Its main approach, however, is not to punish the discriminator, but rather to provide relief for the victims of discrimination. It is the result or the effect of the action complained of which is significant. If it does, in fact, cause discrimination; if its effect is to impose on one person or group of persons obligations, penalties or restrictive conditions not imposed on other members of the community, it is discriminatory.”3[6]
The same principle has been applied to the prohibition
against discrimination which forms part of the equality rights entrenched in
section 15 of the
Charter.3[7]
[42] Article
119 of the European Economic Community Treaty contains provisions which require
equal pay for equal work without discrimination
on the grounds of sex. An EEC
directive3[8] binding on member
states and which was applicable to this requirement provided that:
“. . . the principle of equal treatment shall mean that there shall be no discrimination whatsoever on grounds of sex, either directly or indirectly by reference in particular to marital or family status”.
The European Court has
held3[9] that where an exclusion
from a benefit affects “a far greater number of women than men” that
is evidence of indirect
discrimination and it is for the undertaking that has
made the exclusion to show that “it is based on objectively justified
factors unrelated to any discrimination on the grounds of sex.”
[43] In interpreting section 8 of the interim Constitution it seems to
me to be of importance to have regard to the fact that it
contains both an equal
protection clause and an anti-discrimination clause. The purpose of the
anti-discrimination clause, section
8(2), is to protect persons against
treatment which amounts to unfair discrimination; it is not to punish those
responsible for such
treatment.4[0]
In many cases, particularly those in which indirect discrimination is alleged,
the protective purpose would be defeated if the
persons complaining of
discrimination had to prove not only that they were unfairly discriminated
against but also that the unfair
discrimination was intentional. This problem
would be particularly acute in cases of indirect discrimination where there is
almost
always some purpose other than a discriminatory purpose involved in the
conduct or action to which objection is taken. There is
nothing in the language
of section 8(2) which necessarily calls for the section to be interpreted as
requiring proof of intention
to discriminate as a threshold requirement for
either direct or indirect discrimination. Consistent with the purposive approach
that
this Court has adopted to the interpretation of provisions of the Bill of
Rights, I would hold that proof of such intention is not
required in order to
establish that the conduct complained of infringes section 8(2). Both elements,
discrimination and unfairness,
must be determined objectively in the light of
the facts of each particular case. This seems to me to be consistent not only
with
the language of the section, but also with the equality jurisprudence as it
has been developed by this
Court.4[1] It is also consistent
with the presumption in section 8(4) which would be deprived of much of its
force if proof of intention was
required as a threshold requirement for the
proof of
discrimination.4[2]
[44] This
does not mean that absence of an intention to discriminate is irrelevant to the
enquiry. The section prohibits “unfair” discrimination. The
requirement of unfairness limits the application of the section and permits
consideration to be given to the
purpose of the conduct or action at the level
of the enquiry into unfairness. This is made clear in the passage cited
above4[3] from the judgment of
Goldstone J in Harksen’s case. It is also made clear in
that case that an objective test has to be applied in deciding whether or not
discrimination has been
unfair.
The position of the respondent in
society
[45] [ What is of importance at this stage of the enquiry is the interplay between the discriminatory measure and the person or group affected by it. As pointed out by O’Regan J in Hugo:4[4]
“The more vulnerable the group adversely affected by the discrimination, the more likely the discrimination will be held to be unfair. Similarly, the more invasive the nature of the discrimination upon the interests of the individuals affected by the discrimination, the more likely it will be held to be unfair.”
[46] The postscript to the interim
Constitution refers to our “past of a deeply divided
society”.4[5] Differentiation
made on the basis of race was a central feature of those divisions and this was
a source of grave assaults on the
dignity of black people in particular. It was
however not human dignity alone that suffered. White areas in general were
affluent
and black ones were in the main impoverished. Many privileges were
dispensed by the government on the basis of race, with white
people being the
primary beneficiaries. The legacy of this is all too obvious in many spheres,
including the disparities that exist
in the provision of services and the
infrastructure for them in residential areas. Section 8 is premised on a
recognition that the
ideal of equality will not be achieved if the consequences
of those inequalities and disparities caused by discriminatory laws and
practices in the past are not recognised and dealt with. In Hugo it was
said:
“We need, therefore, to develop a concept of unfair discrimination which recognises that although a society which affords each human being equal treatment on the basis of equal worth and freedom is our goal, we cannot achieve that goal by insisting upon identical treatment in all circumstances before that goal is achieved. Each case, therefore, will require a careful and thorough understanding of the impact of the discriminatory action upon the particular people concerned to determine whether its overall impact is one which furthers the constitutional goal of equality or not. A classification which is unfair in one context may not necessarily be unfair in a different context.”4[6]
[47] The
respondent belongs to a group that has not been disadvantaged by the racial
policies and practices of the past. In an economic
sense, his group is neither
disadvantaged nor vulnerable, having been benefited rather than adversely
affected by discrimination
in the past. In this case for instance, the
respondent did not plead poverty as his reason for not paying the amount owing
by him
calculated on a consumption-based rate; indeed there is evidence that
those ratepayers who found themselves in financial difficulties
could approach
the council for extensions and more lenient treatment. What the respondent has
done, together with other residents
who share his view on this, was to signify
in a dramatic way their objection to the fact that the residents of Mamelodi and
Atteridgeville
were given the benefit of paying for services at
different and lower rates. I am acutely aware that generalisations are
invidious and that there are undoubtedly some members of
the white community who
are poor and some from the black community who are wealthy. The fact of the
matter is that the discriminatory
practices of the past were designed to and did
benefit the white community whilst inflicting disadvantage on the black
community.
[48] The respondent does however belong to a racial minority
which could, in a political sense, be regarded as vulnerable. It is
precisely
individuals who are members of such minorities who are vulnerable to
discriminatory treatment and who, in a very special
sense, must look to the Bill
of Rights for protection. When that happens a Court has a clear duty to come to
the assistance of the
person affected. Courts should however always be astute
to distinguish between genuine attempts to promote and protect equality
on the
one hand and actions calculated to protect pockets of privilege at a price which
amounts to the perpetuation of inequality
and disadvantage to others on the
other.
The nature and purpose of the power
[49] It is
the council’s responsibility to deliver services to all residents in its
area. This task has to be performed in
a manner which does not unfairly
discriminate against any one of the residents. The other side of the coin is
the council’s
entitlement to be paid for the delivery of services. To
that end, the council is required to put in place effective measures for
the
collection of municipal charges. In a time of transition though, the
council’s responsibility to the residents has an added
and equally
important dimension. Since the consolidation of various areas may involve a
complex mixture of advantage and disadvantage,
the measures that the council
resorts to must be directed at eliminating the disparities and disadvantages
that are a consequence
of the policies of the past, to engender equality in as
short a time as the council’s resources permit. It follows therefore
that while the council’s efforts had to be directed at the elimination
of the flat rate in the townships and the institution
of a consumption-based
tariff for all, the rapid upgrading of services and the development of a proper
infrastructure in the previously
disadvantaged areas also had to be high on its
list of priorities.
The flat rate
[50] The council
maintained bulk meters to determine the quantity of electricity and water
supplied to Atteridgeville and Mamelodi.
According to Mr Eicker the flat rate
was calculated by measuring the bulk supplies to Atteridgeville and Mamelodi,
deducting the
business use (which was metered) and dividing the balance between
the number of houses in the two townships. For the purposes of
this calculation
the bulk supplies were averaged over a period of time. In the result, the total
charges levied through the flat
rate and the metering of business premises were
apparently intended to be more or less equivalent to the tariff rate for the
electricity
and water consumed in the townships.
[51] This was a crude
method of recovering charges. It meant that those residents who consumed less
water and electricity than the
“average” resident of Atteridgeville
and Mamelodi paid the same as those whose consumption was above the average. It
also meant that if consumption in the two townships increased, the flat rate
would be inadequate to recover the tariff charges for
the actual
consumption.
[52] There was however, no reasonable alternative to a flat
charge. Meters had not been installed in residential premises in Atteridgeville
and Mamelodi and without them there was no way of measuring the consumption of
individual users. In the circumstances that existed
the charging of a flat rate
calculated in the manner described by Mr Eicker was the council’s solution
to the problem. The
respondent did not suggest that there was a better method
of levying the charges nor did he challenge the validity or the amount
of the
flat rate in the tariff. His attitude was that the flat rate was less than the
metered rate and if a flat rate was charged
in Atteridgeville and Mamelodi, it
should be charged throughout the whole municipality of Pretoria. It was on that
basis that he
made payment of his monthly accounts.
[53] The
council’s decision to confine the flat rate to Atteridgeville and Mamelodi
and to continue charging the metered rate
in old Pretoria and in businesses in
Atteridgeville and Mamelodi that were equipped with meters was dictated by the
circumstances
with which it was confronted. It was in effect a continuation of
the practice which had been followed prior to the consolidation
of the various
areas which now make up the council area. There are four times as many stands
in “old Pretoria” as in
Mamelodi and Atteridgeville put
together.4[7] Since it is a
wealthier and more developed area than Atteridgeville and Mamelodi, it is a fair
assumption that old Pretoria would
have accounted for a major proportion of the
total consumption of water and electricity in the municipality. To have
applied a
flat rate throughout the entire municipality would have been
unscientific, and would have resulted in far greater prejudice to individual
users than the application of the flat rate in Atteridgeville and Mamelodi
alone. In the circumstances the adoption of a flat rate
as an interim
arrangement while meters were being installed in the residential areas of the
two townships was the only practical
solution to the problem.
[54] The
respondent was critical of the delay in installing the meters in Atteridgeville
and Mamelodi. The council originally contemplated
that the work would be
completed by June 1995. In June the council officials asked for an extension of
the deadline until October.
In September they sought a further extension until
1 November, and on 30 April 1996 they asked for a condonation of the delay and
an extension until the end of May. At the time of the trial in May all the
meters had apparently been installed. Mr Eicker said
that the original target
date proved to be unrealistic because of the number of contractors involved, the
difficulty the consulting
engineer had in exercising control over them, and
difficulties flowing from administrative “red tape”. Why the time
estimates were so faulty was not clear. The delays not only prolonged the period
during which the flat rate was in force, but it
also prevented readings being
taken from those meters which had been installed. According to Mr Eicker,
there had to be some form
of co-ordination between the meters and the
council’s accounting records before individual consumption could be
assessed and
accounts sent out on that basis. It was only in about March or
April 1996 that this difficulty was resolved.
[55] It was not suggested
that the delay in installing the meters was due to bad faith on the part of the
council or its officials
or that there was any ulterior purpose in the conduct
which led to the delay. Even if there was negligence on the part of council
officials in failing to ensure that the work was completed at an earlier date
(an issue which was not fully investigated at the trial),
that in itself would
not necessarily lead to a finding that the discrimination that resulted from the
delay was “unfair”.
It would be no more than a factor to be taken
into account in the assessment of the impact of the discrimination in order to
determine
whether or not it was
“unfair”.4[8]
[56] The council was criticised by the High Court for not
informing the rate-paying public in old Pretoria about its difficulties
regarding implementation of the consumption-based
tariff in the townships even
though this had been promised. This failure occurred notwithstanding the fact
that the council could
have disseminated the information through its newsletter,
the Muniforum. It was compounded by the fact that misleading
information was given, leading the readers of the publication to believe that a
consumption-based tariff was being implemented. There was no
satisfactory explanation for this. The failure to deal openly with residents in
old Pretoria is not in keeping with
the new values of public accountability,
openness and democracy. It is conduct that deserves censure; it is however not
the central
issue in the dispute. The question is whether the conduct of the
council in operating a flat rate in the two townships and in selectively
taking
legal action to enforce payment of arrears against the residents of old Pretoria
and not also against defaulting residents
of the two townships amounts to unfair
discrimination.
Cross-subsidisation
[57] The respondent
linked the flat rate to the issue of cross-subsidisation. It was the
respondent’s case that because the
flat rate was lower than a
consumption-based rate, the ratepayers of old Pretoria were subsidising those of
Mamelodi and Atteridgeville.
This, it was contended, was
unfair.
[58] The evidence on cross-subsidisation given at the trial was
not clear. Mr Eicker explained that the flat rate had been calculated
after
taking into account the total consumption of water and electricity in
Atteridgeville and Mamelodi. His evidence-in-chief
on this issue was as
follows:
“Goed, dan sΛ die verweerder dat die inwoners van Pretoria is derhalwe verplig om pro rata meer vir die gebruik van elektrisiteit en water te betaal as die inwoners van Atteridgeville en Mamelodi. Is dit ’n korrekte stelling?-- My vertolking daarvan is nee, want ons het tog bepaal watter verbruik is die ongemeterde verbruik in die twee dorpsgebiede. Met ander woorde ...(tussenby).
Hoe het u dit bepaal? - - Dit is na aanleiding van ’n studie wat verlede Meimaand gedoen is en waarvolgens die persone wat die tariewe bepaal vir my sΛ dat hulle het na die “bulk” meters, “bulk” metering gaan kyk en hulle het die besigheidsektor se verbruike afgetrek en bepaal wat is die gemiddelde verbruik per huishouding in die twee dorpsgebiede.
Is dit so maklik soos om die eenhede wat na Mamelodi toe gestuur is te meet en dit te deel deur die hoeveelheid huishoudings daarso? - - Weens weereens die verlede, en dit was ook my opdrag aan my mense dat daardie meter, daardie “bulk” voorsieningsmeter moet op ’n voortgesette basis gelees word, al lewer ons nie meer die rekening aan die Stadsraad van Mamelodi en aan die Stadsraad van Atteridgeville nie, moet ons voortgaan om daardie verbruike te bepaal elke maand.
Nou, dan sΛ die verweerder die eiser is nie instaat om te bepaal hoeveel die inwoners van Pretoria pro rata meer betaal vir munisipale dienste as inwoners van Atteridgeville en Mamelodi nie. Is dit ’n korrekte stelling? - - Ek verstaan die vraag nie heeltemal nie, maar ek sou sΛ - hoeveel hulle pro rata meer betaal? Ek glo nie hulle betaal pro rata meer nie, want hulle betaal mos volgens dieselfde tariefstruktuur.
En in die dae toe hulle nog die vaste tarief betaal het weet u of dit toe pro rata meer of minder was? - - Omdat die vaste tarief nie volgens ’n begroting daargestel is nie - ’n begroting bepaal tog wat die tariewe moet wees - is dit moeilik om te sΛ dat - want ons het nog, ons het nie volle beheer gehad oor die begroting wat oorgeneem is nie.”
[59] The last answer given by Mr Eicker seems to
have been a reference to the time prior to the incorporation of Atteridgeville,
Mamelodi and old Pretoria to fall under one municipality. In cross-examination
however, Mr Eicker acknowledged that the subsidisation
of water and electricity
supplies which had obtained before the council assumed responsibility for
Atteridgeville and Mamelodi continued
after the consolidation involving the
three municipalities. His evidence was as follows:
“En is dit reg mnr Eiker, dat die ‘flat rate’ wat u aangetref het minder was as die gemeterde verbruik? - - Waarskynlik, ja.
Met ander woorde selfs op die veronderstelling dat op 1 Desember 1994 elke inwoner van Mamelodi sy ‘flat rate’ betaal het sou die totale bedrag ten aansien van elektrisiteits- voorsiening steeds minder gewees het as wat inderdaad voorsien is. Korrek? - - Weereens waarskynlik. Ek weet nie.
Maar u is die persoon wat die ...(onhoorbaar) Nou weet ons egter ook dat op 1 Desember 1994 die gemiddelde verhaling van dienste in Mamelodi - en as ek Mamelodi sΛ tel ek elke keer Atteridgeville by - ver onder ’n honderd persent was, nie waar nie? - - Ja, ek het nie daardie syfers nie maar ons kan dit aanvaar, ja.
Dit is ’n algemeen bekende feit? - - Ja.
En dit vir u as die hoof van die afdeling wat agterstallige rekeninge moet hanteer ’n onmiddellike en kardinale probleem gewees het want u het geweet hier kom verdere moeilikheid vir my? - - Dit was inderdaad so.
Dan wil ek dit aan u stel mnr Eicker, dat u op 1 Januarie 1995 toe die ‘flat rate’ toe bepaal is ’n ‘flat rate’ bepaal het wat steeds laer was as die werklike verbruik van elektrisiteit. Is dit korrek? - - Die mense wat met die begroting werk sal dit nader kan toelig maar my mening is ja, dit is korrek.
Dit is korrek. Met ander woorde met die intrapslag toe ons nou groter Pretoria word het die stadsraad uit sy eie ’n tarief vir Atteridgeville en Mamelodi bepaal wat met die intrapslag minder was as wat die raad geweet het hy sou verskaf. Korrek? - - Ja.
En met die intrapslag het die raad verder geweet op 1 Januarie 1995 dat hy nie net verskaf teen ’n prys minder as wat verbruik word nie maar dat die mense aan wie hy verskaf alles behalwe voorbeeldige betalers is. Korrek? - - Ja.
. . . .
Met ander woorde met die intrapslag op 1 Januarie 1995 het die Stadsraad van Pretoria geweet dat ten aansien van elektrisiteitsvoorsiening en van watervoorsiening aan Mamelodi en Atteridgeville maand vir maand in die rooi gaan wees. Korrek? - - Ja. SΛ maar so, ja.
Nee, maar dit kan mos nie anders nie? - - Ek het dit nie geweet nie. Ek kon dit dink maar ek het dit nie geweet nie.
U het dit aan die einde van Januarie geweet want toe het u met die rekeninge begin werk. Korrek? - - Ja.
En daarna het u geweet einde Februarie gaan dit erger lyk en einde Maart 1995 gaan dit nog erger lyk? - - Dit is reg.
En inderdaad het einde Februarie u stoutste of ergste verwagtinge oortref; dit was erger as wat u selfs verwag het, was dit nie so nie? - - Ek kan nie dit sΛ nie.
Maar dit was erg? - - Dit was erg.
. . . .
Die elektrisiteit wat die raad verskaf aan die ou Pretoria word volgens bestaande, daar is deurentyd volgens bestaande tariewe verskaf. Korrek? - - Ja.
Daardie bestaande tariewe was hoër as die prys waarteen Pretoria Stadsraad die elektrisiteit by die groot maat verskaf het, by Evkom aangekoop het. Is dit reg? - - Uiteraard, ja.
En hy was hoër ten aansien van water as wat die groot-maat verkoop, die Randse Waterraad, die water aan Pretoria verskaf. Korrek? - - Dit is reg.
Nou, as ’n mens daardie feite in aanmerking neem mnr Eicker, dan is dit korrek is dit nie, dat die verbruiker, die belastingbetalers van die ou Pretoria vanaf 1 Januarie 1995 water- en elektrisiteits verbruik van die inwoners van Atterdgeville en Mamelodi subsidieer? Is dit reg? - - Waarskynlik, ja.”
[60] It was not put to Mr Eicker that his
evidence-in-chief as to the method according to which the flat rate had been
calculated
was incorrect; the fact that such a calculation had been made was
not disputed. The water and electricity tariffs make provision
for “lower
consumption groups” by setting “minimum” charges which are
less per unit for consumption below
a particular level, than charges for
consumption above that level. The flat rate was calculated according to this
tariff on the
assumption that the average consumption per household would be
250kWh per month. Mr Eicker advised both the respondent and the attorneys
for
the BBG of this in letters written to them respectively on 19 and 26 October
1995. Why it resulted in the total of the flat
rate charges being less than the
total charge for actual consumption calculated according to the tariff is not
clear and was not
investigated at the trial. But the fact that the council
considered it necessary to phase in the metered charge over a period of
seven
months and made provision for this in its tariff and that the officials were
reluctant to charge metered rates until all the
meters had been installed, shows
that the council and its officials contemplated that the metered charges would
be higher than the
flat rate. This was borne out by the fact that when
accounts charging at the metered rate were sent out to certain residents of
Atteridgeville and Mamelodi, the council immediately offered to refund or credit
the amounts charged that were in excess of the flat
rate. The magistrate held
that the flat rate was less than the metered rate would have been, and the High
Court agreed with this
conclusion. That finding has not been shown to be
incorrect, and is a factor to be taken into account in dealing with the alleged
breach of section 8(2). In my view however, it is not decisive of the
issue.
[61] The amicus curiae, the National Electricity Regulator (NER),
provided the Court with a detailed and helpful analysis of cross-subsidisation
in the pricing of electricity. What emerged from the NER’s contribution
was that cross-subsidisation is integral to the pricing
of electricity and that:
(a) there are numerous factors that influence the pricing of electricity and as
a result it would be difficult
to determine the true cost of supply to every
consumer; (b) cross-subsidisation will occur even where uniform tariffs
exist; (c)
the tariffs levied against domestic users are often lower than the
actual cost of supplying electricity to them; and (d) cross-subsidisation
between different categories of consumers and within the same category is
unavoidable.
[62] Cross-subsidisation does not only find expression
in the distribution of electricity but in other situations as well, for example,
in income tax, in public administration, in the use of a variety of
public amenities, and so on. In its judgment on the merits of the
dispute the
High Court seems to have taken the view that cross-subsidisation is
discriminatory and that the levying of different
rates for the same services is
always unfair.4[9] I am unable to
agree with this view which looks to formal rather than substantive equality.
There may well be cases where it is
not unfair to charge according to different
rates for the same services; it seems to me to be inconsistent with the
equality jurisprudence developed by this Court to hold that all
cross-subsidisation is precluded by section
8(2).
[63] In an area
where a flat rate is in operation, for instance, cross-subsidisation within that
area is inevitable. If rich and
poor in that area pay for services on the basis
of a flat rate, it may well be that the poor and lowest consumers of electricity
subsidise the rich and largest consumers; the poorest might be paying more than
they would be in the absence of a flat rate, and
the rich might be paying less.
The respondent himself could very well be a beneficiary of cross-subsidisation
if businesses in old
Pretoria, as in other places, pay for the same services
on a higher rate than residents. I am satisfied that in the instant case,
cross-subsidisation, which in any event cannot be regarded as having been
the creation of the council, is an accepted, inevitable and unobjectionable
aspect of modern life. I deal later with the cross-subsidisation which
was a result of the delay in installing the meters and of the failure to apply
the
tariff to users of metered premises in Atteridgeville and Mamelodi.
Assessment of the impact of the flat rate and the
cross-subsidisation
[64] The operation of the flat rate in Mamelodi and
Atteridgeville was a temporary measure. The council initially intended the flat
rate to be phased out by June 1995, but it continued until April 1996. In June
1995 the consumption-based tariff was increased by
17 percent. It had been
calculated on the basis that charges in Mamelodi and Atteridgeville would be
made in terms of the new tariff
and would be enforced in accordance with the
council’s credit control policy. The subsequent delays in installing the
meters
and the failure to enforce the tariff took place after the tariff had
been increased. There is nothing to show that the increase
in the tariff would
not have occurred or that the increase would have been less, if provision had
not been made for a flat rate.
According to Mr Eicker, the new tariff resulted
in a reduction of charges to residential properties in old Pretoria because the
capital levy which had previously been included in the charges was withdrawn.
The flat rate was also substantially increased, by
more than 50 percent with
effect from 1 January 1995. In so far as the tariff made provision for
subsidised rates this seems to
me to be consistent with the way in which
electricity is supplied throughout South Africa and in my view it does not
constitute unfair
discrimination.
[65] There was no evidence that
the respondent has been adversely affected in any material way by provision for
a flat rate in the
tariff or by the policy adopted by the council officials.
There was no evidence of any deterioration in the high standard of delivery
of
services in old Pretoria since the amalgamation; on the other hand, although
there was some improvement in the two black townships,
the evidence showed that
service delivery was still not satisfactory. In the circumstances of this
case, in my view, cross-subsidisation
resulting from the application of the
tariff is not material in the assessment of unfairness.
[66] It was not
suggested that the council deliberately delayed the installation of the meters
or that it did not intend to install
them as soon as possible after 9 December
1994. According to the evidence, it failed to do so within the time specified
because
of administrative red tape and ineffectiveness. I am of the view,
however, that given the difficulties involved in this period
of transition, the
fact that elections only took place in November 1995 and the new council would
have had to confront many problems
when it came into office, and that the
council itself had to rely on outside contractors to do the installations, the
time taken
overall cannot be said to have been so unreasonable as to preclude
the council from relying on it.
[67] The decision not to activate the
meters on a piecemeal basis was clearly taken as a matter of judgment, strategy
and practical
considerations, and not with the intention of prejudicing the
residents of old Pretoria or benefiting the residents of Atteridgeville
and
Mamelodi. The reasons given by Mr Eicker for the decision were that: (a) the
council wanted to effect upgrading in an orderly
manner and it was not
practicable to activate meters on a one by one basis; (b) because of the general
poor level of services, there
was resistance to paying metered rates; (c)
inequality would have resulted from using different tariffs in the same
locality; and
(d) it was not possible to read the meters which had been
installed until March or April 1996.
[68] I am satisfied that the
operation of the flat rate and its continued application on properties where
meters had been installed
in Mamelodi and Atteridgeville, as well as the
cross-subsidisation which may have resulted from any delay in implementing a
metered
tariff, did not impact adversely on the respondent in any material way.
There was no invasion of the respondent’s dignity
nor was he affected in a
manner comparably serious to an invasion of his dignity.
Selective
enforcement
[69] At the time of the trial in the Magistrate’s
Court in May 1996 approximately 3000 summonses had been served on defaulting
residents in old Pretoria. Although figures do not always tell the whole
story, statistics referred to in the evidence reveal
that in old Pretoria about
25% of the rate-paying residents were in default and the arrears in that part
amounted to R229 million.
In old Pretoria steps were taken to enforce payment
by suspending services and by the issuing of summons. For reasons of hygiene
though, there was no interruption of water supplies. In Atteridgeville, less
than one third of the 13 442 ratepayers were in default
and in Mamelodi the
figure was just under 50 percent of the 25 307 ratepayers. Atteridgeville and
Mamelodi owed R12 million and
R57,5 million respectively. Electricity services
to individual stands could not be suspended in these townships because there
were
no means for doing so. Despite the number of residents in arrears no
legal action was instituted against them, though summonses
were issued against
defaulting businesses in those townships.
[70] Of particular
importance to an understanding of the differential treatment in the present
case are historical factors such
as the existence of a culture of non-payment in
Atteridgeville and Mamelodi. Its origins are part of the history of resistance
to apartheid structures in the past, fortified as it was by protests against
poor or non-existent service delivery by local authorities.
On the other hand,
in old Pretoria where services had been of a high standard and there had been no
protest against government
policy, there had been a culture of payment. Those
who did not pay were dealt with by conventional credit control measures,
including
suspension of services and taking of legal action where necessary.
[71] The large sum owing in respect of arrear charges in old Pretoria
appears to have been the result, in part, of concerted action
by the group of
ratepayers who objected to the fact that they were being charged a metered rate
whilst residents of Atteridgeville
and Mamelodi were being charged a flat rate.
The problem confronting the council at this time was how to prevent a culture of
non-payment
for services taking root in old Pretoria, and how to convert the
culture of non-payment for services which had existed in Atteridgeville
and
Mamelodi into one of payment for services.
[72] According to Mr
Eicker the policy that was adopted by council officials to address this problem
was to enforce payment of arrear
charges in old Pretoria, if necessary by means
of suspension of services or legal action, and to encourage payment of arrears
by
residents in Atteridgeville and Mamelodi, but not to take legal action
against them while the installation of meters was still in
progress. Questions
about this appear to have been raised by the attorneys for the BBG and are dealt
with in a letter written to
them by Mr Eicker on 26 October 1995. He asked them
to be patient, saying that the action against residents who failed to pay their
accounts was in a strategic phase of implementation and that to disclose the
strategy would undermine what was being planned. This
may be the reason why the
matter was not raised formally at council meetings. There is nothing on the
record to show that the policy
of not suing was raised with the council prior to
7 May 1996 when Mr Eicker reported somewhat equivocally to the executive
Committee
that no credit control measures (in Atteridgeville and Mamelodi) were
possible for different reasons, of which the upgrading of services
and
administration were the most important. That was only a few days before the
hearing in the Magistrate’s Court commenced.
There can be no doubt,
however, that the Council must have been aware of the delays and the policy
adopted by its officials. There
were articles in the press and there were
public meetings at which these matters were raised and the build-up of arrear
charges in
old Pretoria and the townships could not have gone
unnoticed.
[73] Section 8 of the Constitution is a guarantee that at
least at the level of law-making and executive action, hurtful discrimination
such as that which forms part of our painful history, will no longer be a
feature of South African life. Equality is one of the
core values of the
Constitution. Whilst the section clearly calls for more than “formal
equality” and recognises the
need to address past disadvantages, the
guarantee that it gives extends to all sections of the community, not only those
who have
been disadvantaged in the past. Whilst there can be no objection to a
council taking into account the financial position of debtors
in deciding
whether to allow them extended credit, or whether to sue them or not, such
differentiation must be based on a policy
that is rational and coherent. It goes
without saying that a local authority is not obliged to sue every debtor. The
Constitution
requires only that its debt-collection policy be rational and not
constitute unfair discrimination.
[74] Section 8(3) permits the adoption
of special measures which may be required to address past discrimination. In
the present
case, however, although there was mention of it in argument, it was
not part of the council’s case that the policy of selective
enforcement of
arrear charges was a measure adopted for the purpose of addressing the
disadvantage experienced in the past by the
residents of Atteridgeville and
Mamelodi. The reasons given for the policy were pragmatic. Apparently the
town engineer had indicated
that he was anxious to avoid anything that might
provoke a hostile reaction from the residents of Mamelodi and Atteridgeville at
a time when the contractors were engaged in the installation of meters in the
two townships. It was to accommodate this concern
that the council officials
adopted a policy of enforcing claims against (white) residents of old Pretoria
and of not enforcing claims
against (black) residents of Atteridgeville and
Mamelodi. This was in fact contrary to a council decision that arrear charges
should
be collected and if necessary enforced by way of legal action against all
consumers.
[75] The case advanced by the council was that in the
circumstances that existed at that time the selective enforcement, though
discriminatory,
was not unfair. It was argued on behalf of the council that
the policy had the legitimate purpose of facilitating the transition
from a
system under which municipal services were provided on a separate and unequal
basis to one in which equal services would be
provided on an equal basis.
Counsel stressed that the arrear charges were not written off, and that the
policy was for the short
term only, and was to come to an end when all the
meters had been installed.
[76] This argument, however, failed to
take into account that the policy of selective enforcement of debts owed to the
council
was not one which was initiated by the council itself. It was one
adopted and implemented by its officials apparently without its
authority and in
conflict with its own express resolution which required action to be taken
against all defaulters. Furthermore,
as already mentioned, the policy was
implemented not only without public notice but in secrecy and after untrue and
misleading public
statements had been made by such officials with regard to that
policy. The mere fact that council officials acted without authority
and in
contravention of council policy does not have as a necessary consequence that
the policy implemented by them constituted unfair
discrimination. That
question must be answered objectively with regard only to what they did or
omitted to do. In other words,
if the policy would not have been unfair if
implemented in terms of council policy, the fact that it was implemented without
the
council’s authority would not make it unfair. At the same time where
a policy is deemed by section 8(4) to constitute unfair
discrimination on a
ground specified under section 8(2), the fact that the policy is contrary to a
fair and rational council resolution
and is implemented in secrecy and in
contradiction of public statements issued by the council officials, makes the
burden of proving
the policy not to be unfair more difficult to discharge than
it might otherwise have been.
[77] The respondent and other residents of
old Pretoria were not victims of past discrimination. A properly formulated
policy to
promote a culture of payment in areas in which there had been a
culture of boycott would not have been aimed at impairing the respondent’s
interests in any way. If carefully formulated and implemented it could have
been directed to the achievement of the “important
societal goal” of
transforming both the living conditions and culture of non-payment in
Atteridgeville and Mamelodi, and that
might well have been consistent with the
goal of furthering equality for all. If such a policy had been formulated a
court would
have been in a position to evaluate it, to determine whether it met
the requirements of fairness, and also to monitor its implementation.
The
ratepayers of Pretoria would also have been aware of and able to monitor the
implementation of the policy.
[78] But that was not the evidence before
the Court. Mr Eicker says that the policy of encouragement with no legal action
was adopted
by the officials, and that they would have implemented enforcement
mechanisms as soon as the meters had been installed. The failure
to enforce
payment of arrears had nothing to do with the ability of residents to pay, or
the introduction of metered charges.
The residents who were in arrears had
been charged at the flat rate, and the decision not to sue was a general
decision applicable
to all residents of Atteridgeville and Mamelodi,
irrespective of their financial circumstances or their ability to pay for the
services.
This policy was not recorded in any document. The council
which must have known about the problems that were being experienced failed to
deal with them at its meetings, leaving
it to its officials to weather the storm
as best they could.
[79] The picture that emerges from Mr Eicker’s
evidence is not of a rational and coherent plan adopted openly by the council
or
its officials to recover arrear and current charges from ratepayers in
Atteridgeville and Mamelodi. It is instead a picture
of confusion and
uncertainty with officials being pulled in different directions by different
pressure groups; of the truth being
concealed and false information being
disseminated; and of decisions being taken by officials without council approval
to charge
on a basis inconsistent with the tariff and not to enforce council
resolutions dealing with the recovery of arrear charges.
[80] The
burden of rebutting the presumption of unfairness was on the council. The
effect of what was done was to take action against
defaulters in old Pretoria
but not in Mamelodi and Atteridgeville; to single out white defaulters for
legal action while at the
same time consciously adopting a benevolent approach
which exempted black defaulters from being sued.
[81] No members of a
racial group should be made to feel that they are not deserving of equal
“concern, respect and consideration”
and that the law is likely to
be used against them more harshly than others who belong to other race groups.
That is the grievance
that the respondent has and it is a grievance that the
council officials foresaw when they adopted their policy. The conduct of
the
council officials seen as a whole over the period from June 1995 to the time of
the trial in May 1996 was on the face of it discriminatory.
The impact of such
a policy on the respondent and other persons similarly placed, viewed
objectively in the light of the evidence
on record, would in my view have
affected them in a manner which is at least comparably serious to an invasion of
their dignity.
This was exacerbated by the fact that they had been misled and
misinformed by the council. In the circumstances it must be held
that the
presumption has not been rebutted and that the course of conduct of which the
respondent complains in this respect, amounted
to unfair discrimination within
the meaning of section 8(2) of the interim
Constitution.
Limitation of right
[82] The
rights guaranteed in Chapter 3 of the interim Constitution may be limited in
terms of section 33(1) of the interim Constitution.
A requirement of section
33(1) is that a right may only be limited by a law of general application. Since
the respondent’s
challenge is directed at the conduct of the council,
which was clearly not authorised, either expressly or by necessary implication
by a law of general application, section 33(1) is not applicable to the present
case.
Section 178(2) of the interim
Constitution
[83] The respondent submitted in argument that the
council has failed to comply with section 178(2) of the interim Constitution.
This provision deals with the competence of a local authority “to levy and
recover such property rates, levies, fees, taxes
and tariffs as may be necessary
to exercise its powers and perform its functions.” The proviso to the
section requires that
“within each local government such . . . . tariffs shall be based on a uniform structure for its area of jurisdiction.”
The
provision is contained in Chapter 10 of the interim Constitution and its
operation would have commenced immediately after the
date of the elections for
local government on 1 November
1995.5[0]
[84] [ Respondent argued that in charging a flat rate to residents of Mamelodi and Atteridgeville and a consumption-based tariff to residents of old Pretoria after that date, the council was not levying charges in terms of a uniform structure as required by section 178(2). The section has been considered in several cases before the High Court. In Greater Johannesburg City Council v Europa Hotel,5[1] Wunsh J did not find it necessary to analyse the meaning of a “uniform structure”; he found on the facts that there was no evidence that the requirement of a uniform structure had not been complied with. In Beukes v Krugersdorp Transitional Local Council and Another 5[2] the issue was decided on the basis that the requirement of a uniform structure was not applicable to that case since the complaint concerned the pre-election position of the local authority. Chapter 10 of the interim Constitution could only be applicable after the local government elections. In Fedsure Life Assurance Ltd and Others v Greater Johannesburg Transitional Metropolitan Council and Others ,5[3] Goldstein J held that the “ requirement of a uniform structure cannot be interpreted to require uniformity or equality of treatment at every level and in every respect.” In Frans v Munisipaliteit van Groot Brakrivier en Andere,5[4] Van Zyl J, noting that there was nothing in the interim Constitution and in legislation which specified the period within which a local authority had to implement a uniform structure suggested that a reasonable time had to pass before a local authority could be said to be in breach of the proviso to the section.
[85] The constitutional requirement that the
rates and tariffs charged by a local government shall be based on a
“uniform structure”
needs to be interpreted within the context of
local government as it exists. There are enormous disparities in the quality of
facilities
and services provided by local government authorities to users within
their municipal areas. Particularly important is the fact
that there are for
historical reasons enormous differences in the overall quality of services
provided to what were formerly white
suburbs and black townships. In addition,
it should be borne in mind that local governments provide services to widely
different
categories of users, such as industrial, commercial and agricultural
users as well as to domestic consumers in formal and informal
settlements.
Section 178(2) does not stipulate that a uniform tariff be established but that
it be based on a “uniform structure”.
It should not be interpreted
therefore to mean that the tariff must provide for identical rates to be charged
to all consumers
regardless of the quality of service or the type or
circumstances of the user. That could produce a highly inequitable result.
The section requires instead that local governments establish a “uniform
structure” for tariffs. In my view, this
requirement compels local
governments to have a clear set of tariffs applicable to users within their
areas. The tariffs themselves
may vary from user to user, depending on the
type of user and the quality of service provided. As long as there is a clear
structure
established, and differentiation within that structure is rationally
related to the quality of service and type or circumstances
of the user, the
obligation imposed by section 178(2) will have been met. If the differentiation
is alleged to be discriminatory
the remedy of aggrieved persons is to challenge
the validity of the tariff under section 8(2) of the interim Constitution. As
the
High Court held in its judgment, there was no challenge to the tariff in the
present case and its validity must be
assumed.5[5]
[86] The
problem in the present case arose from the fact that the tariff made no
provision for a flat rate after September 1995 yet
by that date there were still
premises without meters. The council officials had to deal with this problem
and it is contended that
the way in which they did so infringed section 178(2).
What is clear is that the obligations imposed on councils by section 178(2)
could not be expected to be achieved overnight. In this respect, Van Dijkhorst
J observed:
“Die eenvormigheidsvereiste van artikel 178(2) gelees met die gelykheidsbeginsels van artikel 8(2) moet egter realisties toegepas word. Lex non cogit ad impossibilium. Die Grondwet vereis nie die onmoontlike nie. Die doel daarvan is juis om die verhouding tussen owerheid en onderdaan vlot, soepel en billik te reël tot voordeel van beide. Gesonde beginsels van publieke administrasie, goeie regering en openbare verantwoordbaarheid met die oog op doeltreffende dienste en effektiewe sakebestuur is die oogmerk van artikel 178.”5[6]
Since
I have come to the conclusion that the conduct of the council officials in
dealing with the situation in Atteridgeville and
Mamelodi constituted an
infringement of section 8(2) of the interim Constitution, nothing turns on the
question whether it also constituted
an infringement of section 178. It is
therefore not necessary to decide whether section 178(2) applies only to the
basis on which
tariffs have to be drawn up, or whether it applies also to the
manner in which the tariff is enforced; and if it does, whether the
failure of
the council to amend the tariff and to make provision for the recovery of
charges from unmetered premises after September
1995, or the conduct of the
officials in failing to adhere to the tariff, constituted a breach of section
178.
Summary of findings
[87] To summarise I
find that -
(a) the conduct of the council officials during the period July 1995 to April 1996 in relation to the selective recovery of charges for water and electricity consumed in Atteridgeville and Mamelodi amounted to unfair discrimination in breach of section 8 of the interim Constitution.
(b) The tariff promulgated in the Provincial Gazette of 23 August 1995 must be assumed to be valid.
(c) It is not necessary to decide whether the provisions of section 178 of the interim Constitution were infringed by the manner in which the tariff was applied and enforced.
Appropriate
relief
[88] I turn now to consider appropriate relief. The
High Court upheld the respondent’s defence, as it were, and set aside
the
magistrate’s order, substituting it with an order for absolution from the
instance with costs. Argument was addressed
to us about the appropriateness or
otherwise of the High Court’s order.
[89] The respondent invoked
the provisions of section 8 of the interim Constitution as a defence to the
council’s claim based
on respondent’s failure to fulfill a
contractual obligation. Simply put, the respondent’s attitude is that he
is entitled
to withhold payment for services rendered for as long as the council
continues with a policy of selective enforcement of payment
for
services.
[90] Section 7(4)(a) of the interim Constitution provides
:
“When an infringement of or threat to any right entrenched in this Chapter is alleged, any person referred to in paragraph (b) shall be entitled to apply to a competent court of law for appropriate relief, which may include a declaration of rights.”
The question is what is the
appropriate relief in this case. More specifically, is an order of absolution
from the instance in this
case appropriate relief, where the council sues for
recovery of a debt that is due?
[91] The circumstances of the case are
relevant to the determination of what is an appropriate order. I have found
that the conduct
of the council in selectively enforcing the collection of the
arrears amounts to unfair discrimination. The discrimination was indirect
and
did not involve an intention to harm the respondent and the other ratepayers of
old Pretoria. There is no evidence of a vindictive
targeting of any section of
the community. The officials of the council took the decision and, in a rather
haphazard way, started
to implement it. It should be mentioned that Mr Eicker
was formerly an employee of the old Pretoria Council, and for him it was simply
a continuation of procedures previously followed to institute legal action
against defaulters in old Pretoria. There was no such
tradition in Mamelodi
and Atteridgeville and the officials had to decide how to cope with the
situation. There is nothing to suggest
that the decisions that they took were
not taken in good faith or that they did not consider it to be the most
effective way of dealing
with the situation. To some extent the
“soft” policy that they adopted bore fruit as payment for services
in the two
townships increased steadily over the period in issue rising from
47% in July 1995 to 80% in March 1996 in Atteridgeville and from
54% to 72% in
Mamelodi.
[92] Le Roux J points out in his judgment on the application
for a certificate in terms of rule 18 that the order for absolution
from the
instance does not bar the council from the relief it seeks against the
respondent.5[7] It can sue him as
soon as it has purged its default under the Constitution. That is true, but it
is also relevant to consider the
impact of the order made by the High Court in
the period of transition. Much has been said about a culture of non-payment by
residents
of townships. It is a feature of the past, linked as it was to
political protest against discriminatory policies under apartheid
and an
expression of dissatisfaction regarding the low standard of services which were
provided. It has no place in a constitutional
state in which the rights of all
persons are guaranteed and all have access to the courts to protect their
rights.
[93] Local government is as important a tier of public
administration as any. It has to continue functioning for the common good;
it
however cannot do so efficiently and effectively if every person who has a
grievance about the conduct of a public official or
a governmental structure
were to take the law into his or her own hands or resort to self-help by
withholding payment for services
rendered. That conduct carries with it the
potential for chaos and anarchy and can therefore not be appropriate. The kind
of society
envisaged in the Constitution implies also the exercise of
responsibility towards the systems and structures of society. A culture
of
self-help in which people refuse to pay for services they have received is not
acceptable. It is pre-eminently for the courts
to grant appropriate relief
against any public official, institution or government when there are
grievances. It is not for the
disgruntled individual to decide what the
appropriate relief should be and to combine with others or take it upon himself
or herself
to punish the government structure by withholding payment which is
due.
[94] The debt that is owed by respondent remains and the only
question is whether its payment should be enforced. He does not contend
that
he is paying more than he should be paying, rather that others are
paying less than they should. The finding that the conduct of the council
officials amounted to unfair discrimination is an
intimation that the council
has acted incorrectly and that it should put its house in order. It is not a
vindication of respondent’s
refusal to pay for services rendered.
[95] A person who suffers the infringement of a right entrenched in
Chapter 3 of the interim Constitution is entitled under section
7(4)(a) to
“appropriate relief”. For the reasons mentioned above, I do not
consider an order for absolution from the
instance to be appropriate relief for
the purposes of section 7(4)(a) in the instant case, where the council’s
claim against
the respondent is in all other respects unassailable. The conduct
of the council officials cannot be equated with the type described
in the cases
referred to in the judgment of the High Court where courts have refused to come
to the relief of litigants because “their
hands are not clean”. I
am of the view that appropriate relief should be relief which is tailored to the
needs of the particular
case. In Fose, Ackermann J speaking for the
Court stated:
“Appropriate relief will in essence be relief that is required to protect and enforce the Constitution. Depending on the circumstances of each particular case the relief may be a declaration of rights, an interdict, a mandamus or such other relief as may be required to ensure that the rights enshrined in the Constitution are protected and enforced. If it is necessary to do so, the courts may even have to fashion new remedies to secure the protection and enforcement of these all important rights.”5[8]
[96] I
have found that the selective institution of legal proceedings by the council
amounts to a breach of respondent’s constitutional
right not to be
unfairly discriminated against. It has not been shown that respondent could not
have availed himself of other, more
practical remedies which would have been
effective in getting the council to cease its objectionable conduct, thus
eradicating the
reason for the complaint. Instead of withholding amounts
lawfully owing by him to the council, the respondent could, for instance,
have
applied to an appropriate court for a declaration of rights or a mandamus in
order to vindicate the breach of his section 8
right. By means of such an
order the council could have been compelled to take appropriate steps as soon as
possible to eliminate
the unfair differentiation and to report back to the court
in question. The court would then have been in a position to give such
further
ancillary orders or directions as might have been necessary to ensure the proper
execution of its order. It cannot simply
be assumed, particularly in our new
constitutional dispensation, that the council would not have taken all diligent
steps to ensure
scrupulous compliance with any such order. The court would in
any event be in a position to deal appropriately with any deliberate
failure or
refusal to comply.
[97] In the result I find that the course followed by
the respondent in this case was inappropriate, to the extent that his reliance
on the breach of the section 8 right is not a defence to the council’s
claim. I accordingly find that the order of the High
Court of absolution from
the instance with costs is not appropriate relief in this matter. The council
must therefore succeed in
the appeal to the extent that the order of absolution
from the instance cannot stand.
Costs
[98] I
now proceed to consider the question of costs. The High Court’s order for
costs against the council followed the usual
practice in that Court of
ordinarily awarding costs to the successful party. The council has been
successful in this appeal, but
there are other factors which must be taken into
account. In Motsepe v Commissioner of Inland Revenue, Ackermann J,
speaking for the Court, stated:
“. . . one should be cautious in awarding costs against litigants who seek to enforce their constitutional right against the state, particularly where the constitutionality of a statutory provision is attacked, lest such orders have an unduly inhibiting or ‘chilling’ effect on other potential litigants in this category. This cautious approach cannot, however, be allowed to develop into an inflexible rule so that litigants are induced into believing that they are free to challenge the constitutionality of statutory provisions in this court, no matter how spurious the grounds for doing so may be . . .”5[9]
In
the present case, the respondent invoked a constitutional provision as his
defence to the council’s claim. Although I have
found that the course he
followed was not appropriate, it was not frivolous. The issues involved were
not only of substance but
also of considerable interest to the litigant as well
as to the public in general. Resort to this Court was accordingly justified.
I
have found, in the present case, that the council infringed the
respondent’s section 8 right by subjecting him to unfair
discrimination.
The council is a local authority and not a private individual. Although I find
that the order for absolution from
the instance was not appropriate relief in
the circumstances, I am of the view that this is not a case in which an order
for costs
should be made against the respondent.
The
Order
[99] The following order is made:
(a) the application for leave to appeal to this Court is granted;
(b) the appeal is upheld; the order of the Transvaal High Court is set aside and for it the following is substituted:
(i) the appeal is
dismissed;
(ii) no order is made as to costs.
(c) no order as to costs in respect of the application for leave to appeal or the appeal in this Court is made.
Chaskalson P,
Ackermann, Goldstone, Kriegler, Madala, Mokgoro and O’Regan JJ concur in
the judgment of Langa DP.
SACHS J:
[100] Langa DP has
analysed the difficult issues in this case, if I might say so, with composure
and sensitivity and I wish to express
my concurrence in the order that he
proposes and also to endorse the greater part of his reasoning. The only
section of his judgment
with which I find myself unable to agree relates to his
finding that selective enforcement of debt recovery by the City Council of
Pretoria (the council), involving concessionary treatment to service-users in
black residential areas, amounted to unfair discrimination
against a householder
in a white suburb, Mr Walker (the respondent in the appeal, to whom I shall
refer as the “complainant”).
Given the public importance of the
matter and the novelty of our jurisprudence in this area, I will set out the
grounds for my
[100] disagreement in some detail.
[101] There are no easy solutions to
the problems raised by this matter. As was pointed out in Prinsloo v Van Der
Linde and Another, “[w]hile our country, unfortunately, has great
experience in constitutionalising inequality, it is a newcomer when it comes
to
ensuring constitutional respect for
equality.”6[0] Just as the
transformation of our harsh social reality is by its very nature difficult to
accomplish, so is it hard to develop a
corresponding and appropriate
jurisprudence of transition.
[102] I will summarise my basic argument in
the paragraphs that follow and then set out my reasoning more fully later. The
findings
made by Langa DP indicate that the council attempted to upgrade the
deplorable quality of services in neighbourhoods that were poor
and grossly
under-serviced as a result of generations of avowedly racist and discriminatory
state policies.6[1] Such policies
were expressed in laws implemented by previous local authorities leading to the
untold hardships of which the
Constitution6[2]
speaks.6[3] In what appears to have
been an effort to rise above the politics of race and articulate the spirit of
civic responsibility and
compassion that animates the Constitution, the council,
in which voters of the affluent parts of Pretoria were well
represented,6[4] embarked on a
negotiated, step-by-step process to fulfill its obligations to those whom
previous local governments had at best ignored
and at worst oppressed. Such a
process, however ineptly carried out at times, was aimed at overcoming the
practical difficulties
and psychological factors that kept the urban community
divided and entrenched
disadvantage.6[5]
[103] I
find it jurisprudentially incongruous to regard the complainant as a victim of
unfair discrimination as a result of such
a process. He was disturbed in no way
in his enjoyment of residence in a neighbourhood which had been made affluent by
state-enforced
advantage in the past. The group with which he identified
himself continued to get the benefit of regular municipal services at
all
material times. He was not called upon to do any more than to pay what he owed
for services he had always received. He was
not being singled out or targeted
in any way, neither because of his race nor even because he lived in a
comfortable neighbourhood.
In my view, although treated differently, he was not
discriminated against in any manner whatsoever; alternatively, if the
council’s
conduct can correctly be classed as discriminatory against him,
it was by no means unfair.
[104] To say this is not to contend that the
council may act in any way it pleases provided that its motive is to redress
inequalities.
Section 8 itself provides at least two major principles which
must guide programmes aimed at achieving substantive equality through
the
application of differential treatment to those who start off in unequal
situations. The first is that, once duly adopted, laws
must be administered in
an impartial and even-handed way. As section 8(1) says: “Every person
shall have the right to equality
before the law and to equal protection of the
law.” The second broad guiding principle is that such programmes must be
“.
. . designed to achieve the adequate protection and advancement of
persons or groups or categories of persons disadvantaged by unfair
discrimination, in order to enable their full and equal enjoyment of all rights
and
freedoms”.6[6]
Discrimination
[105] I
am far from persuaded that the issue was one of discrimination at all, direct or
indirect. I tend to agree with the magistrate
that the policy of selective
enforcement was based on the identification of objectively determinable
characteristics of different
geographical areas, and not on
race.6[7] There was no direct
discrimination on the grounds of race. Nor, in my view, was there indirect
discrimination on the grounds of
race simply because whites lived in one area
and blacks in another. In Harksen v Lane NO and Others it was accepted
that, even though the great majority of solvent spouses targeted by the
insolvency law might well have been women,
this did not raise questions of
indirect discrimination against
women.6[8] In the present case,
there is overwhelming evidence to show that the complainant has in fact
benefited from accumulated discrimination
and that he continues to enjoy
structured advantage of a massive kind. I find nothing in the papers, on the
other hand, to prove
that he has been prejudiced by discrimination, whether
direct or indirect, or whether in the past or at present. The mere coincidence
in practice of differentiation and race, without some actual negative
impact6[9] associated with race, is
not, in my view, enough to constitute indirect discrimination on the grounds of
race.
[106] The core of my argument at this stage is that the
complainant has not made out a case of having suffered prima facie
discrimination
at all. In order to invoke the presumption of unfairness
contained in section 8(4),7[0] some
element of actual or potential prejudice must be immanent in the
differentiation, otherwise there is no “discrimination”
to be
evaluated, and the need to establish fairness or unfairness has no subject
matter.
[107] In the light of our history of institutionalised racism
and sexism, there might be sound reasons for treating direct differentiation
on
the grounds specified in section 8(2) as prima facie proof of discrimination on
such grounds without further evidence of prejudice
being required, thereby
triggering the presumption of unfairness contained in section 8(4). In other
words, any form of express
classification on the grounds of race, sex, etc.
could immediately per se raise questions of potential prejudice. That is the
most
I understand this Court to have done in the four equality cases cited in
Langa DP’s judgment.7[1]
However that might be, in the case of differential impact of an indirect nature
I feel that there is no scope for any such per se
assumption of discrimination,
and that some element of prejudice, whether of a material kind or to
self-esteem, has to be established.
Only then can it be said that “prima
facie proof of discrimination” on one of the specified grounds exists, as
required
by section 8(4). Absent discrimination, then, the question of fairness
or otherwise is not reached, because it is not the presumption
that gives rise
to the discrimination, but proof of the discrimination that invokes the
presumption.
[108] The concept of indirect discrimination cannot be an
open-ended one to be applied in a decontextualised and formulaic manner
so as
automatically to trigger the presumption of unfairness in section 8(4)
independently of real impact. Rather, it must be given
sensible and practical
limits consistent with the objectives and overall scheme of section 8. A
focused approach to indirect discrimination
is demanded by the text of section 8
read as a whole and construed in the light of the preamble and postscript to the
Constitution.
[109] Looked at in its historical setting, the text
makes it clear that equality is not to be regarded as being based on a neutral
and given state of affairs from which all departures must be justified. Rather,
equality is envisaged as something to be achieved
through the dismantling of
structures and practices which unfairly obstruct or unduly attenuate its
enjoyment. In this framework,
the presumption of unfairness as provided for by
section 8(4) makes perfectly good sense when there is either overt or direct
differentiation
on one of the specified grounds such as race or sex, or where
patterns of disadvantage based on such grounds are being reinforced
without
express reference but as a matter of reality. On the other hand, the
presumption makes no sense at all when invoked to shield
continuing advantage
gained as a result of past discrimination from the side-winds of remedial social
programmes designed to reduce
the effect of such structured advantage.
[110] A presumption of unfairness becomes particularly incongruous when
applied to a situation such as the present. Firstly, the
complainant identifies
himself not on the grounds of residence in a neglected neighbourhood, but on the
basis of belonging to a racial
group which, as is commonly known, benefited
directly in the past from programmes that were systematically law-enforced and
overtly
racist. Indeed, he continues to enjoy manifest de facto advantage as a
result of such programmes. Secondly, the complainant is being
deprived of
nothing by the measure which he attacks. His objection is simply that he is
being left out of a programme which relieves
from certain obligations other
persons whose objective circumstances are markedly different from and inferior
to his. The question
at this juncture is not one of unfairness, but of whether
or not there is prima facie proof of discrimination against him in the
first
place.
[111] One may test the matter by looking at the case of a school
deciding to waive fees of certain classes of children. If the measure
identifies these children directly on the ground of race, then, bearing in mind
the ugly history of race classification in this country,
it is appropriate that
the school board should be required to establish fairness in terms of section
8(4) (or alternatively, to show
that it had adopted a measure to achieve the
advancement of disadvantaged persons in terms of section 8(3)(a)). If, on the
other
hand, the criterion used is poverty and not race, and it so happens that
the great majority if not all the beneficiaries happen to
be black, then it
would be counter to the whole tenor of section 8 to say that this was a case of
indirect discrimination against
white children who would be left out of the
programme, and therefore presumptively unfair to the latter. Indeed, for some
time to
come, all poverty relief programmes, public housing programmes or
programmes to extend primary health care or access to basic education
will
inevitably benefit black people more than white. It would be a strange, indeed
a perverse, reading of sections 8(2) and (4)
which resulted in such programmes
being treated as prima facie violatory of the equality principle and
presumptively unfair unless
the contrary could be established. Conversely, if
school fees were waived only for children of parents who had previously been to
the school, this apparently neutral device could well operate in a way which
reinforced patterns of racial disadvantage or exclusion,
thereby constituting
indirect discrimination.
[112] Furthermore, although section 8(3) was
not directly invoked to justify the council’s actions, its provisions
cannot be
ignored when an attempt is made to give meaning to section 8 as a
whole. In particular, sections 8(2) and (4) must be read in the
light of the
clear support that section 8(3) gives to the principle of substantive equality
which this Court has repeatedly supported
in other
matters.7[2] Section 8(3), loosely
and not always helpfully referred to as the affirmative action section,
indicates that, if anything, a presumption
of fairness rather than unfairness
should attach to measures “. . . designed to achieve the adequate
protection and advancement
of persons or groups or categories of persons
disadvantaged by unfair discrimination, in order to enable their full and equal
enjoyment
of all rights and freedoms.” The value system clearly
enunciated by section 8 read as a whole would be inverted if the spectre
of
indirect discrimination was automatically raised each and every time a measure
had some differential impact, even if only tangential
and psychological, on the
advantaged groups in society. Moreover, it would be distinctly odd if the
Constitution were to be interpreted
in such a way as expressly to authorise
intentional and direct discrimination to overcome disadvantage as described in
section 8(3),
only to treat similar differentiation as prima facie unfair if it
was unintentional and indirect under section 8(2). Finally, given
that virtually
all legislation and state action will in practice affect whites and blacks
differently, the distinction drawn by section
8(2) between specified and
unspecified grounds would effectively disappear and the very purpose of section
8 (4) would be undermined.
[113] For a question of
indirect7[3] unfair discrimination
under section 8(2) to be raised, something more must be shown than differential
impact on persons belonging
to groups specified in section 8(2). I am certainly
not arguing that proof of intention to discriminate is required. Nor am I
suggesting
that there must be a direct and relevant connection — even if
unintended — between the measure and the disadvantage
suffered.7[4] Yet, to establish
that the impact of the indirect differentiation is prima facie discriminatory on
grounds specified in section
8(2), the measure must at least impose identifiable
disabilities, burdens or inconveniences, or threaten to touch on or reinforce
patterns of disadvantage, or in some proximate and concrete manner threaten the
dignity or equal concern or worth of the persons
affected.7[5] In the present case,
I fail to see how the decision not to issue summonses against persons in
Atteridgeville and Mamelodi in any
way threatened to or was capable of imposing
burdens or reinforcing disadvantage for the complainant, withholding benefits
from him
or undermining his dignity or sense of self-worth. It did not
discriminate against him; it did not even reach him.
[114] I find that
Cameron J followed the correct approach (in a case with a different legal
context but which posed basically similar
dilemmas) when he cited with approval
an unreported judgment by Wunsh J in Greater Johannesburg City Council v
Europa Hotel (Case No.22394/95, 17 November 1995):
“Even if one were to accept that some ratepayers and consumers have been released from their obligations, what does this establish? On the one hand, the Respondent argues that the Applicant is acting irregularly in foregoing these amounts. On the other hand, the Respondent says that some users have been released and that it has been discriminated against by reason of the fact that it has not had the same treatment. If an organisation, a concern, a local authority or a business releases a person from liability for amounts owing for reasons which it considers sound, and does not release others where the same reasons do not prevail, you are not dealing with discrimination.”7[6] [My emphasis]
[115] The concept of indirect discrimination,
as I understand it, was developed precisely to deal with situations where
discrimination
lay disguised behind apparently neutral criteria or where persons
already adversely hit by patterns of historic subordination had
their
disadvantage entrenched or intensified by the impact of measures not overtly
intended to prejudice them. I am unaware of the
concept being expanded so as to
favour the beneficiaries of overt and systematic advantage.
[116] In
our still fragmented and divided country, with its legacy of racial
discrimination and its deeply entrenched culture of
patriarchy, and with it
practices and institutions based on homophobia or on a lack of attention to the
most elementary rights of
disabled people, almost every piece of legislation,
and virtually every kind of governmental action, will impact differentially on
the groups specified in section 8(2) of the Constitution. There are strong
policy and practical reasons for holding that something
more than differential
impact is required before indirect discrimination under section 8 can be
inferred.
[117] An undue enlargement of the concept of indirect
discrimination would mean that every tax burden, every licensing or town
planning
regulation, every statutory qualification for the exercise of a
profession, would be challengeable simply because it impacted disproportionately
on blacks or whites or men or women or gays or straights or able-bodied or
disabled people. If the state in each such case were
to be put to the burden of
showing that differentiation was not unfair, the courts would be tied up
interminably with issues that
had nothing to do with the real achievement of
equality and protection of fundamental rights as contemplated by section 8.
Judicial
review would lose its sharp cutting edge and become a blunt instrument
invocable by all and sundry in a manner that would frustrate
rather than promote
the achievement of real equality.
[118] It would, accordingly, be
spreading section 8 far too thin to achieve its purpose if each and every
measure of such kind were
to be regarded as effecting indirect discrimination
which was presumptively suspect. In particular I am far from convinced that
differential treatment that happens to coincide with race in the way that
poverty and civic marginalisation coincide with race, should
be regarded as
presumptively unfair discrimination when it relates to measures taken to
overcome such poverty and marginalisation.
A well-focused construction of
section 8(2) which is directed at laws and practices that perpetuate
historically-created forms of
disadvantage, or which is focused on preventing
new forms of subordination or marginalisation would be far more consonant with
the
Constitution than a crude reduction of every measure designed to deal with
intrinsically difficult social issues to the dimensions
of race.
Unfair
[119] Even if I am wrong in my view that
the policy pursued by the council did not result in discrimination against
persons identified
by their pigmentation, I am satisfied that any discrimination
that may have been practised would not have amounted to unfair
discrimination as contemplated by section 8(2) of the Constitution. Langa DP
has distilled the essential facts of the case and I merely
repeat certain
findings taken from his
judgment.7[7] Over the period
concerned, the standard of the supply of water for Atteridgeville and Mamelodi
was drastically improved. Meters
were installed in 38,000 homes for the
monitoring of electricity and water
usage.7[8] Existing municipal
services generally were upgraded or replaced. The council officials opted for a
“soft” approach
based on negotiations rather than a
“hard” one based on straightforward application of the law, and the
level of payments
showed a marked improvement so that by the end of the period
in question well over half the people billed were paying, and the first
summonses for arrears were being
issued.7[9] There was no question
of deliberately targeting the inhabitants of old Pretoria, but there was a
policy of conscious benevolence
to residents in Atteridgeville and Mamelodi,
which took the form of delayed enforcement of debt recovery rather than
cancellation
of debt. On the negative side, there were many temporary set-backs
and delays in the programme: what appear to have been ad hoc
decisions were
taken by Council officials; the material on negotiations is sparse, and there
was a clear failure to provide the broad
public of Pretoria with honest and
accurate
[119] information as the process unfolded.
[120] [ I will apply the approach and criteria on unfairness as developed in Harksen8[0] to these basic facts.
Applying Harksen
The
position of the complainant in society; whether he belongs to a socially
vulnerable group that has been the victim of disadvantage
in the past
[121] The context in which the issue of unfairness must be
determined was brought out in Prinsloo where the majority of the Court
stated:
“Our country has diverse communities with different historical experiences and living conditions. Until recently, very many areas of public and private life were invaded by systematic legal separateness coupled with legally enforced advantage and disadvantage. The impact of structured and vast inequality is still with us despite the arrival of the new constitutional order.”8[1]
[122] The
residents of old Pretoria have historically been advantaged both by the standard
of municipal services provided to them
as well as by their involvement as
recognised participants in the system of local government. Previous laws and
policies operated
systematically and intentionally to enhance their advantages.
[123] The doors of the courts must, of course, be equally open to all
South Africans, independently of whether historically they
have been privileged
or oppressed. Indeed, minorities of any kind are always potentially vulnerable.
Processes of differential treatment
which have the legitimate purpose of
bringing about real equality should not be undertaken in a manner which
gratuitously and insensitively
offends and marginalises persons identified as
belonging to groups who previously enjoyed advantage. Thus persons who have
benefited
from systematic advantage in the past and who continue to enjoy such
benefits today, are by no means excluded from the protection
offered by section
8.8[2] Yet as O’Regan J put
it in Hugo: “The more vulnerable the group adversely affected by
the discrimination, the more likely the discrimination will be held to
be
unfair.”8[3] Conversely, the
less vulnerable the group, the less the likelihood of unfairness. It follows
that the place of a complainant in
the structures of advantage and disadvantage
will always be one of the central elements in the determination of how fair or
unfair
the challenged discrimination
is.8[4] In the present case there
is nothing to indicate that the action of the council tracked any existing, or
precipitated any new, pattern
of disadvantage related to membership of a group
specified in or contemplated by section 8(2). Nor does the evidence suggest
that
the group that did not get the benefit of differential enforcement was, as
a group, under-represented on the council, and hence possibly
vulnerable to
marginalisation and disadvantage.
[124] We should remember, too, that it
is not the Court’s function to decide whether the council’s conduct
was prudent
or whether all its choices were appropriate. The Court’s
task, as I understand it, is limited to deciding whether the impugned
conduct
was fair, given the value of promoting equality that underlies section
8.8[5] The coherence and openness
of its conduct would then merely be factors to be taken into account when
deciding on the question of
fairness and not per se definitively constitutive of
unfairness in themselves.
The nature, purpose and duration of the
power being exercised
[125] The summonsing of the complainant for
non-payment in respect of services rendered represented the continuation of the
normal
practice of debt recovery. The complainant was not being singled out for
disadvantage but called upon to meet his ordinary obligations.
The fact that
inhabitants of Atteridgeville and Mamelodi were treated with special benevolence
in respect of law enforcement in
no way added to his burdens. He was being
required to pay money because he had enjoyed the services, not because of any
benevolence
which the council had shown to others. In Hugo, prisoners
who were fathers of young children, were not afforded early release, unlike
mothers of young children, who
were.8[6] Nevertheless, this Court
found that although constituting a disadvantage, the presidential pardon did not
restrict or limit their
rights or obligations as fathers in any permanent
way.8[7] Goldstone J stated:
“It cannot be said, for example, that the effect of the discrimination was to deny or limit their freedom, for their freedom was curtailed as a result of their conviction, not as a result of the Presidential Act. That Act merely deprived them of an early release to which they had no legal entitlement.”8[8]
The societal objective being pursued by means of the issuing
of the summonses was the totally unproblematic one of recovering a debt,
thereby
enabling the council to meet its obligations towards the inhabitants within its
area.
[126] If the “soft” approach applied to debt
recovery in Atteridgeville and Mamelodi can be seen as in any way impinging
adversely on the complainant (which I do not think it did, except possibly in a
symbolical sense as will be discussed below), then
the evidence suggests and the
results confirm that it was adopted as a “best efforts” attempt of
relatively short duration
to incorporate progressively the inhabitants of two
marginalised, under-serviced and largely impoverished communities into a unified
structure of local government. The objective was to transform a culture of
non-payment deeply rooted in a history of painful struggle
for political rights
and equal treatment,8[9] into one of
payment in the new circumstances of democratic entitlement and responsibility.
In short, it was to overcome rather than
to perpetuate
inequality.9[0] As pointed out by
Dworkin:
“There is nothing paradoxical . . . in the idea that an individual’s right to equal protection may sometimes conflict with an otherwise desirable social policy, including the policy of making the community more equal overall.”9[1] (My emphasis)
The extent to which the discrimination
affected the rights of the complainant and impaired his dignity
[127] I
simply cannot see how the complainant’s rights were affected or his
fundamental human dignity impaired by his receiving
a summons to pay for
something that was due. Nor do I discern any other injury of comparable gravity
that he may have suffered.
[128] Paraphrasing Dworkin, whose thinking on
the subject was incorporated into the majority judgment in Prinsloo and
bears repeating here because of its centrality to the issues, the right to
equality means the right to be treated as equals,
which does not always mean the
right to receive equal
treatment.9[2] The matter was
trenchantly put by Goldstone J in Hugo when he said:
“We need . . . to develop a concept of unfair discrimination which recognises that although a society which affords each human being equal treatment on the basis of equal worth and freedom is our goal, we cannot achieve that goal by insisting upon identical treatment in all circumstances before that goal is achieved. Each case, therefore, will require a careful and thorough understanding of the impact of the discriminatory action upon the particular people concerned to determine whether its overall impact is one which furthers the constitutional goal of equality or not. A classification which is unfair in one context may not necessarily be unfair in a different context.”9[3]
The
same point is made by O’Regan J when she says that “. . . although
the long-term goal of our constitutional order
is equal treatment, insisting
upon equal treatment in circumstances of established inequality may well result
in the entrenchment
of that
inequality.”9[4]
[129] It might well be that even in the absence of concrete
disadvantage, the symbolic effect of a measure (or the absence of a measure
that
should have been taken) could impair dignity in a way which constitutes unfair
discrimination. This could arise if the selective
enforcement involved
deliberate targeting whether direct or disguised, or was so related in impact to
patterns of disadvantage as
to leave the persons concerned with the
understandable feeling that once more they were being given the short end of the
stick.9[5] An understandable sense
of unfairness however, cannot be separated from the purpose for which the
measure was taken and the means
used for its achievement; the more manifestly
justifiable the public purpose in the light of the objectives of the
Constitution,
the less scope for a legitimate feeling of having been badly done
by.
[130] What is fair or unfair cannot be looked at exclusively
through the eyes either of the inhabitants of old Pretoria or of those
of
Atteridgeville and Mamelodi, but must be viewed simultaneously from the diverse
points of view of all the inhabitants of the whole
of Pretoria, bearing in mind
the values enshrined in the Constitution. All were entitled to equal respect,
and all had the right
to have their concerns and sensitivities taken account of
in an equal manner. This did not require the same treatment for all.
Any
blanket application of identical measures in all of Pretoria irrespective of
particular circumstances and the vast structural
inequalities that existed,
would not have represented equal concern but rather, have manifested equal
unconcern.
Conclusion on unfair
discrimination
[131] It is clear from the papers that the
strategic objective of the council, however clumsily realised at times, was in
fact to
integrate Atteridgeville and Mamelodi rather than to isolate old
Pretoria. Its evident purpose, substantially successful in respect
of debt
recovery, was to achieve equal, across-the-board enjoyment of rights and
assumption of responsibilities. It sought to establish
the practices and habits
of municipal citizenship rather than to entrench the former patterns of division
and alienation, and to
eliminate double standards, not to perpetuate
them.
[132] The less directly invasive the discrimination, the more
substantial its legitimate social function, and the less it reinforces
or
creates patterns of systematic disadvantage, the less likely is it to be unfair.
The differential debt recovery measures were
not taken because the inhabitants
of old Pretoria were white. Nor did they in fact impose new burdens or
disadvantages on the white
inhabitants of Pretoria, who, as it happened in the
circumstances were not a politically vulnerable minority, if that were relevant.
Furthermore, looked at objectively, these measures could not be said to have
impacted unfairly on them by reinforcing negative stereotypes
or patterns of
disadvantage associated with their skin colour, nor did they affect their
dignity or sense of self-worth. The fact
that a complainant chooses to wear the
cap of a victim of race discrimination, does not mean that the cap
fits.
[133] At the end of the day, the case was not really about money
but about the rights and responsibilities of citizenship. The people
of
Atteridgeville and Mamelodi had in an earlier
period9[6] used non-payment for
services as a weapon to secure full citizenship rights for themselves both at
the national and local level.
The coming into force of the Constitution after
the elections of 27 April 1994 might have ushered in for them a period of
palpable
enjoyment of citizenship rights at the national level. Yet, at the
local level where their day-to-day lives had to be lived, such
a sense of
inclusion had still to be constructed. The meaningful reconstruction of Pretoria
could not be done without the effective
deconstruction of at least the most
flagrant elements of difference that kept the city fragmented. This could not
be achieved without
acknowledging the reality of the lives that the people of
Atteridgeville and Mamelodi led, the grossly inferior services they received,
the lack of decent infrastructure and the sense of historically-grounded
distance from and hostility towards City Hall.
[134] A pristine
council, functioning in a fresh way with daunting new responsibilities, limited
resources, and an old bureaucracy,
was faced with the need to re-establish the
rule of law at the municipal level or, one should say, to establish the rule of
law in
a meaningful sense for the first time for all the inhabitants of
Pretoria. In seeking to achieve acceptance by all inhabitants of
the city of
the entitlements and responsibilities that went with municipal citizenship, the
council could have opted either for sending
in the bailiffs accompanied by an
appropriate number of police, or for negotiations. The first solution was not
proceeded with,
but instead the path of negotiations, so much part of our
contemporary culture, was followed. The detailed decisions on law enforcement
were all consequential upon that decision. To my mind, in considering the
fairness of the process as a whole, it is formalistic
and unreal to examine in
detached isolation every single step that was taken along the way. The path of
achieving a negotiated integration
of the community into a new, united Pretoria
was inevitably tortuous, and to scrutinise each de-contextualised action with
hindsight
from an armchair point of view would be to set an unrealistically high
standard. There is not an institution in the country, I venture
to say, that
has not encountered organisational problems in the period of transition.
[135] The council was faced with the heavy responsibility of converting
an area that had long existed outside of the sphere of effective
municipal
government into one functioning as an integral part of our new constitutional
state at the local level. I find it quite
forced to say that the inherently
difficult process of equalising the basic conditions and setting in which
municipal services were
rendered and charged for, in any way impacted adversely
on the white inhabitants of the city. On the contrary, it was manifestly
in the
interests of all the residents of Pretoria, black and white, to see a single
civic community being established, and the council
was entitled to take
reasonable steps to achieve this result.
[136] Accordingly, and only to
the extent that the judgment of Langa DP finds that selective enforcement by the
council of payment
for services constituted unfair discrimination against the
complainant, I respectfully record my dissent.
A possible remedy
under section 8(1)
[137] My rejection of complainant’s
argument that he was a victim of unfair discrimination in terms of section 8(2)
does not,
however, mean that I conclude that he could not have found any remedy
at all under other provisions of section 8. Differential substantive
treatment
by the council of people living in such disparate circumstances might be
eminently fair, whereas at the same time differential
enforcement of laws once
so adopted might be constitutionally offensive. This could be because even
without becoming entangled in
the patterns of advantage and disadvantage that
lie at the heart of unfair discrimination as prohibited by section 8(2), such
differential
enforcement could violate the element of impartiality that
underlies the rule of law as protected by section 8(1). In this connection
I
would like fully to endorse the sentiments implicit in the judgement of Langa DP
on the centrality of respect for the rule of law
to the whole constitutional
endeavour.
[138] Had the complainant’s objective been to seek the
aid of the court in achieving equal and impartial enforcement of the
law, and
not, as it was in this case, to get its approval for equal and impartial
non-enforcement of the law, different considerations
could well have come into
play. Put another way, if the complainant had sought to secure enforcement of
the responsibilities of
others rather than to achieve absolution from his own,
the trial court would not have been obliged to focus on the artificial question
of whether or not the complainant had ended up suffering unfair disadvantage
because of his being white. Rather, it would have examined
whether or not as a
resident of Pretoria he was entitled to call upon the council to enforce its
laws in an equal and impartial manner
against all residents whatever their
living circumstances or colour. Stated more technically, had his contention
been that selective
enforcement of debt recovery was based on non-acceptable
criteria of an arbitrary character which infringed his rights to equal
protection
and equality before the law, he could have sought a remedy based on a
violation of section 8(1) of the Constitution. This subsection
reads:
“Every person shall have the right to equality before the law and to equal
protection of the law”. In Prinsloo the majority judgment held
that it appeared that “the right to ‘equality before the law’
[was] concerned more particularly
with entitling ‘everybody, at the very
least, to equal treatment by our courts of law.’
”9[7] It stated that section
8(1) made it “clear that no one [was] above or beneath the law and that
all persons [were] subject
to law impartially applied and
administered.”9[8] The
question then would have been the correct one of whether the law was being
impartially applied and administered, not the inappropriate
one of whether the
complainant’s dignity had been attacked.
[139] It could well be
that such a court, after having considered fuller and more appropriately focused
evidence on the subject,
might have come to the conclusion that the measures of
differential enforcement were indeed consistent with the objectives of section
8(1), or alternatively, that they were expressly authorised by section
8(3),9[9] or alternatively, that
they represented a breach of section 8(1) that could only be permitted if
sanctioned in terms of section 33(1)
of the Constitution by a law of general
application that passed the tests of reasonableness and justifiability. If it
should have
ended up adopting conclusions adverse to the council, the Court
could have been given a chance to fashion appropriate remedies to
ensure that
any strategy pursued by the council would comply with its order in relation to
method and timing. Thus, while not relieving
the complainant of the need to
meet his own obligations, such remedies could have ensured court supervision of
the process compelling
all other inhabitants to fulfill
theirs.
[140] The result of my analysis is that if, in order to overcome
patterns of disadvantage and create a united city, a council feels
it necessary
to apply the law differentially to residents in its area, it may do so, and may
even be required to do so. Yet, in
such a situation, it might well be obliged
to develop a coherent and serious strategy which, looked at rationally and
objectively,
would be capable of advancing substantive equality and truly
promoting the idea of a city of civic equals. Furthermore, it might
be required
to function in a manner that is open and above board in relation to all the
persons likely to be affected, whether directly
or indirectly, by any such a
programme. Law enforcement always permits a degree of discretion which operates
on a case by case basis.
Yet, any form of systematic deviation from the
principle of equal and impartial application of the law (as was the practice in
the
present case for a certain period), might well have to be expressed in a law
of general application which would be justiciable according
to the criteria of
reasonableness and justifiability as set out in section 33. Since these are
enquiries that belong to the case
that should have been brought, and not to the
one actually before us, I do not think it appropriate to pursue them to any
definitive
conclusion.
[141] Accordingly, although in one important
respect I follow a different route to his, I arrive at the same conclusions as
Langa
DP in terms of the behaviour required by the Constitution of a local
authority in a period of transition.
For the
applicant/appellant: W Trengove SC, F H Terblanche SC and J P Vorster
instructed by Dyason.
For the respondent: E Bertelsmann SC and J S
Stone instucted by Marius Coertze Prokureurs.
For the amicus
curiae: G J Marcus SC and A E Bham instructed by Edward Nathan and
Friedland Incorporated.
[1] The amount of R5 041, 70, which was originally claimed, was amended to an agreed amount of
R4 753, 84.
[2] See para 6.
[3] See section 8 of the Constitution of the Republic of South Africa, Act 200 of 1993 (the interim Constitution).
[4] Formerly the Transvaal Provincial Division of the Supreme Court.
[5] The judgment is reported as Walker v Stadsraad van Pretoria 1997 (4) SA 189 (T); 1997 (3) BCLR 416 (T).
[6] Rule 18(a) requires an appellant to apply to the judges who gave the judgment sought to be appealed against to “certify that the only issue (or issues) remaining in the case is (or are) of a constitutional nature and that there is reason to believe that the Court may give leave to the appellant to note an appeal against the decision on such issue given by the provincial or local division concerned.” Rule 18 (e) reads as follows:
“(e) If it appears to the judge or judges of the division of the Supreme Court concerned, hearing the application made in terms of (a), that-
(I) the constitutional issue is one of substance on which a ruling by the Court is desirable; and
(ii) the evidence in the proceedings is sufficient to enable the Court to deal with and dispose of the matter without having to refer the case back to the division concerned for further evidence; and
(iii) there is a reasonable prospect that the Court will reverse or materially alter the decision given by the division concerned if permission to bring the appeal is given, such judge or judges of the division concerned shall certify on the application that in his or her or their opinion, the requirements of sub-paragraphs (I), (ii) and (iii) have been satisfied, or, failing which, the judge or judges shall certify which of such requirements have been satisfied, and which have not been satisfied.”
[7] Stadsraad van Pretoria v Walker TPA A1516/96, 29 April 1997 at 6. Van Dijkhorst and De Villiers JJ concurred in the judgment.
[8] Id at 6.
[9] Fose v Minister of Safety and Security [1997] ZACC 6; 1997 (3) SA 786 (CC); 1997 (7) BCLR 851 (CC) at para 18.
1[0] 1997 (3) SA 1012 (CC); 1997 (6) BCLR 759 (CC).
[1]1 1997 (4) SA 1 (CC); 1997 (6) BCLR 708 (CC).
1[2] 1998 (1) SA 300 (CC); 1997 (11) BCLR 1489 (CC).
1[3] 1997 (12) BCLR 1655 (CC).
1[4] The
Constitution of the Republic of South Africa, Act 108 of
1996.
1[5] Item 17 of Schedule 6
reads as follows:
“All proceedings which were pending before a court when the new Constitution took effect, must be disposed of as if the new Constitution had not been enacted, unless the interests of justice require otherwise.”
1[6] N 5 at 203 (SA); 425H-426A (BCLR).
1[7] See sections 102(1), 102(3), 102(15) and 103(4)(a).
1[8] See Prinsloo n 10 at para 17.
1[9] Id at para 26.
2[0] At para 25.
2[1] At para 22.
[2]2 [1995] ZACC 14; 1996 (1) SA 1207 (CC); 1996 (1) BCLR 141 (CC) at para 18.
2[3] Harksen n 12 at para 44 (SA); para 43 (BCLR).
2[4] See para 11 above.
2[5] At para 54 (SA); para 53 (BCLR).
2[6] See para 105 below.
2[7] See para 113 below.
2[8] N 11 at paras 41 and 43.
2[9] At para 51 (SA); para 50 (BCLR). Although the Court was not unanimous in the application of the equality principles to the facts of Harsken, there was unanimity as regards the formulation of those principles.
3[0] Id at para 52 (SA); para 51 (BCLR).
3[1] United States v Armstrong (1996) 134 L Ed 2d 687 at 699 where the relevant authorities are reviewed.
3[2] Title VII of the Civil Rights Act of 1964, which provides for class actions to enforce provisions of the Civil Rights Act.
[3]3 Griggs v Duke Power Co. [1971] USSC 46; (1971) 401 US 424 at 432.
3[4] (1976) 426 US 229.
3[5] (1986) 23 DLR (4th) 321 (SCC).
3[6] Id at page 329.
3[7] Law Society of British Columbia v Andrews et al (1989) 56 DLR 1 (SCC) at 16-9; Hogg, Constitutional Law of Canada, 3ed para 52.7 (h).
3[8] Council Directive (EEC) 76/207.
3[9] Bilka-Kaufhaus GmbH v Weber von Hartz (1986) ECR 1607, para.31. For an example of the application of this principle to part time employees see: EOC v Secretary for State for Employment 1994 (1) All ER 910 (HL).
4[0] See also n 36 above.
4[1] In Harksen an objective test was set out for determining whether or not the differentiation amounted to discrimination, see para 29 above. Although the decision was given in relation to direct discrimination there seems to be no reason why an objective test should not also be applied when indirect discrimination is in issue.
4[2] See Chaskalson et al Constitutional Law of South Africa, para 14.5(b).
4[3] See 29 above.
[4]4 At para 112.
4[5] See the section under “National Unity and Reconciliation.”
4[6] At para 41.
4[7] There are 203 578 stands in “old Pretoria”, 25 307 in Mamelodi and 13 442 in Atteridgeville.
4[8] See para 37 above.
4[9] N 5 above at 207 (SA); 430 (BCLR): “Op sigself is die blote instelling van ’n vaste heffing (“flat rate”) vir alle dienste gesamentlik enersyds, teenoor die vereiste van ’n gemeterde tarief heffing andersyds nie onbillik nie. Dit word egter anders wanneer die vaste heffing nie die billike waarde van dienste weerspieël nie maar wesenlik laer is. Wanneer die dienste gelykwaardig is soos in hierdie geval met water en elektrisiteit maar die vergoeding nie, is die onderskeid onbillik.”
5[0] Beukes v Krugersdorp Transitional Local Council and Another 1996 (3) SA 467 (W) at 474J - 476J.
5[1] See Greater Johannesburg City Council v The Europa Hotel Case No. 22394/95, 17 November 1995, unreported.
5[2] N 50 above.
5[3] 1997 (5) BCLR 657 (W).
5[4] 1997 (3) BCLR 346 (C).
[5]5 N 5 above at 211 (SA); 433 (BCLR).
5[6] Id at 208 (SA); 430 (BCLR).
5[7] N 7 at 7.
5[8] At para 19.
5[9] [1997] ZACC 3; 1997 (2) SA 898 (CC); 1997 (6) BCLR 692 (CC) at para 30.
6[0] [1997] ZACC 5; 1997 (3) SA 1012 (CC); 1997 (6) BCLR 759 (CC) at para 20.
6[1] See, generally, Friedman “One Step Forward, Two Steps Back” in Councils and Controversy: South Africa’s New Regional Services Councils (South African Institute of Race Relations, Johannesburg 1987) at 1; Heymans and Totemeyer (eds) Government by the People (Juta & Co, Ltd, Cape Town 1988); Bennett et al (eds) Servicing the Nation: Local and Regional Government Reform (University of Natal, Durban 1986).
6[2] References to the “Constitution” are to the interim Constitution of the Republic of South Africa Act 200 of 1993.
6[3] The Postscript of the Constitution opens with the following words:
“This Constitution provides a historic bridge between the past of a deeply divided society characterised by strife, conflict, untold suffering and injustice, and a future founded on the recognition of human rights, democracy and peaceful co-existence and development opportunities for all South Africans, irrespective of colour, race, class, belief or sex.”
6[4] There were 203,578 households in old Pretoria and 25,307 and 13,442 in Atteridgeville and Mamelodi respectively. See the judgment of Langa DP at paras 17-18 for a description of old Pretoria and the two areas loosely referred to as “the townships”.
6[5] As Kentridge “Equality” in Chaskalson et al Constitutional Law of South Africa (Juta & Co, Ltd, Kenwyn 1996) at 14.24 asserts (correctly I believe): “For as surely as the Constitution is a bridge from a culture of authority to a culture of justification, it is a bridge from a society of oppression and subjugation to a community of equals.”
[6]6 Section 8(3)(a) of the Constitution.
6[7] Thus, for example, black civil servants and others who took up residence in old Pretoria were treated as residents and subjected to the same patterns of enforcement as their neighbours.
6[8] [1997] ZACC 12; 1998 (1) SA 300 (CC); 1997 (11) BCLR 1489 (CC) at n 46.
6[9] Indeed, the very word “impact” which is usually contrasted with “intention”, presupposes an element of forceful contact or collision that in some way disturbs the existing equilibrium of the contacted object. Implicit in it is the notion of adverse effect equivalent in outcome to that of an intended blow. Thus absent some additional contextual element, a one-off caress to A is not a blow to B, especially when A is in need of tender care and B is in good health. There is simply no impact on B. The action does not reach B. If, on the other hand, there has been a history of systematic favouritism to A and neglect of B, then, of course, there would be symbolical impact of a prejudicial kind, since even a slight gesture would track and reinforce structured disadvantage and maintain internal disequilibrium.
7[0] Section 8(4) reads:
“Prima facie proof of discrimination on any of the grounds specified in subsection (2) shall be presumed to be sufficient proof of unfair discrimination as contemplated in that subsection, until the contrary is established.” [My emphasis.]
7[1] Prinsloo above n 1 (differentiation not amounting to discrimination); The President of the Republic of South Africa and Another v Hugo [1997] ZACC 4; 1997 (4) SA 1 (CC); 1997 (6) BCLR 708 (CC) (express differentiation on grounds of gender amounting to direct discrimination on a specified ground, onus on state to establish fairness); Harksen above n 9 (differentiation on the basis of belonging to a group covered by but not specified in section 8(2), onus of proving unfairness on applicant, indirect discrimination on grounds of gender not pursued); Larbi Odam and Others v The Member of the Executive Council for Education (North-West Province) 1997 (12) BCLR 1655 (CC) (direct differentiation on grounds of citizenship, not specified in section 8(2), onus of proving unfairness on applicant).
7[2] See for example para 126 below.
7[3] The finding of discrimination in Hugo above n 12 can be distinguished on the grounds that the differentiation in that matter between fatherhood and motherhood directly engaged sex and gender, thereby triggering the presumption in section 8(4).
7[4] See Egan v Canada (1995) 29 CRR (2d) 79 for sharp differences among Canadian judges on the question of whether there must be a direct connection between the measure and the prejudice suffered, or whether indirect impact which reinforced patterns of disadvantage would be sufficient to constitute discrimination.
7[5] I am reinforced in my view by the finding by McIntyre J (dissenting) in Andrews v Law Society of British Columbia (1989) 36 CRR 193 at 228 who said that a distinction whether intentional or not amounts to discrimination against an individual or group if it has “. . . the effect of imposing burdens, obligations, or disadvantages on such an individual or group not imposed upon others, or which withholds or limits access to opportunities, benefits, and advantages available to other members of society.” See also McIntyre J’s comment at 232 that “ ‘The inquiry, [as to whether or not there is discrimination] in effect, concentrates on the personal characteristics of those who claim to have been unequally treated. Questions of stereotyping, of historical disadvantagement, in a word, of prejudice, are the focus. . .’ (Quoting Hugessen J.A. in Smith, Kline and French Laboratories v Canada (A.G.) (1986) 27 CRR 286 at 293-4) “. . . The words ‘without discrimination’. . . limit [the] distinctions which are forbidden by the section to those which involve prejudice or disadvantage. . . [A] complainant . . . must show not only that . . . the law has a differential impact on him or her . . . but . . . must show that the legislative impact is discriminatory.”(at 234 -5) See also Hogg Constitutional Law of Canada 3ed (Carswell, Scarborough 1992) at 1171.
7[6] Beukes v Krugersdorp
Transitional Local Council 1996 (3) SA 467 (W) at 481 B-D. Cameron J goes
on to say that on the facts of the case before him, there were unchallenged
sound and businesslike
reasons for differential collection and that:
“If, of course, a local authority were to follow a sustained
locality-directed policy of non-collection or waiver which has
a direct or
indirect racially discriminatory impact, that would no doubt be unfair, and
would thus be open to challenge under s 8(2).”(at
481 H-I)
I agree that a sustained locality-directed policy could in an appropriate case show such intense and wounding disregard for the legitimate civic sentiments of residents in other areas as to raise questions of unfair discrimination on the ground of race. In my view, the agreed facts of the present case come nowhere close to showing such a sustained practice. They testify to a policy that was ad hoc, context-specific and of relatively short duration. Unlike Langa DP, I do not feel that any inference of discrimination by the council against the complainant, direct or indirect, can be drawn.
[7]7 Above at paras 17-24 and 64-72.
7[8] It is a reasonable inference from the rather unsatisfactory factual material supplied in the magistrate’s court that it was only with the installation of meters that proper contracts between the council and the residents were entered into, thereby creating for the first time a clear legal foundation for enforcement of payment for consumption. It is not evident on what grounds the inhabitants could previously have been sued. The universal installation of meters accordingly provided the universal basis for law enforcement.
7[9] These were to businesses in arrears with payments.
8[0] Above n 9 at para 52 (SA); para 51 (BCLR).
8[1] Above n 1 at para 20.
8[2] Hugo above n 12 at para 41.
8[3] Above n 12 at para 112.
8[4] The other major element, as O’Regan J pointed out in Hugo id, is that “. . . the more invasive the nature of the discrimination upon the interests of the individuals affected by the discrimination, the more likely it will be held to be unfair.” In the present case I fail to see any material invasion of the complainant’s interests.
8[5] See Kentridge above n 6 at 14.25-6, for a discussion of the relationship between fairness and prudence. Referring to the impact of section 8(3) on the section as a whole, she insists that achieving the objects of the equality clause “. . . is justified in relation to the purposes underlying the value of equality itself — it is not considered to be a diminution of equality which must be justified with reference to competing considerations.” I might add that even if section 8(3) is not specifically pleaded or relied upon by counsel, it cannot be ignored as a strong interpretive pointer when attempting to divine the import of section 8 as a whole.
8[6] Above n 12.
8[7] Id at para 47. See also the concurring judgement of O’Regan J at para 114.
[8]8 Id at para 47. See also A K Entertainment CC v Minister of Safety and Security and Others 1995 (1) SA 783 (ECD) at 789; Cherry v Minister of Safety and Security and Others 1995 (3) SA 323 (SECLD) at 331-2; Batista v Commanding Officer, SANAB, SA Police, Port Elizabeth, and Others 1995 (4) SA 717 (SECLD) at 725; Beukes v Krugersdorp Transitional Local Council above n 17.
8[9] Above n 2.
9[0] As Kentridge above n 6 at 14.4 comments:
“The existence of . . . deep-rooted, pervasive and self-perpetuating patterns of inequality, in other words structural inequality, means that actual social equality cannot be achieved by the application of apparently neutral standards to all.
A formal approach to equality assumes that inequality is aberrant and that it can be eradicated simply by treating all individuals in exactly the same way. A substantive approach to equality, on the other hand, does not presuppose a just social order. It accepts that past patterns of discrimination have left their scars upon the present. Treating all persons in a formally equal way now is not going to change the patterns of the past, for that inequality needs to be redressed and not simply removed. This means that those who were deprived of resources in the past are entitled to an ‘unequal’ share of resources at present.
. . . [t]hose who are not alike should be differently treated in proportion to their difference. The value of a contextual approach to equality is that it helps us to identify those differences which require differential treatment in order to achieve actual, substantive equality.” (footnote omitted)
9[1] Taking Rights Seriously (Harvard University Press, Cambridge 1977) at 226. His comments were made in the far more difficult context of an individual actually being denied a benefit - namely access to a university - and not as here, where the complainant is denied nothing; Dworkin argues that even denial of a benefit can be consistent with equal protection.
9[2] Above n 32 at 227.
9[3] Above n 12 at para 41 (footnote omitted).
9[4] Id at para 112.
9[5] In Egan v Canada above n 15 at 106-7, L’Heureux-Dubé J spoke of a need for a subjective/objective test for impairment of dignity, which, she said, was a “notoriously elusive concept” requiring “precision and elaboration”. See also Langa DP at para 29 above and Goldstone J in Harksen above n 9 at para 51 (SA); para 50 (BCLR). I would paraphrase her approach as referring to a well-founded or grounded sense of having been unfairly treated. The question I would put is: Do the interests protected and the values promoted by the Constitution objectively dictate judicial empathy for the subjective experience of unfairness complained of? The answer can never be easy in a society as divided, pluralist, systematically inequitable and notoriously thin skinned as ours. See S v Lawrence; S v Negal; S v Solberg 1997 (4) SA 1176 (CC); 1997 (10) BCLR 1348 (CC) para 162.
9[6] Above n 2. See the comments of Langa DP at paras 70 and 91 above.
9[7] Above n 1 at para 22 quoting Didcott J in S v Ntuli [1995] ZACC 14; 1996 (1) SA 1207 (CC); 1996 (1) BCLR 141 (CC) at 18.
9[8] Above n1 at para 22.
[9]9 The terms of section 8(3)(a) of the Constitution played surprisingly little role in the argument in the present matter. A strong case can be made for saying that these provisions underline the need and also ease the way for applying the substantive equality approach presented above, that they serve as an interpretative guide to the values underlying sections 8(1) and 8(2) and that they should not be regarded as constituting an exception to or qualification of the principle of equality and non-discrimination . See Kentridge above n 6 at 14.3.